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SEC Filings-Review Offices (FROs)
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SIC Codes used for Assigning Filings-Review Responsibility to the FROs – SIC [SEC] Codes

See U.S. Standard Industrial Classification (SIC) for all SIC [1987] Division, Major Group, Industry Group & Industry Codes.
Office    Title    Show all 444 SIC [SEC] CodesSource:  The SEC’s SIC Code List Registrants
 (Distinct)
Active 
(Past Year) 
In ascending order 
 
 OE&T    Office of Energy & Transportation6,302    1,211    
        
SIC CodeDivisionMajor Group, Industry Group or IndustryRegistrantsActive 
In ascending order(Total)†(Past Year) 
  Mining:
   1000   Metal Mining, et al.814 99 
   1040   Gold and Silver Ores, et al.611 120 
   1090   Miscellaneous Metal Ores, et al.100 18 
   1220   Bituminous Coal and Lignite Mining, et al.63 8 
   1221   Bituminous Coal and Lignite Surface Mining103 8 
   1311   Crude Petroleum and Natural Gas1,498 207 
   1381   Drilling Oil and Gas Wells331 30 
   1382   Oil and Gas Field Exploration Services259 24 
   1389   Oil and Gas Field Services, Not Elsewhere Classified170 33 
   1400   Mining and Quarrying of Nonmetallic Minerals, Except Fuels, et al.276 36 
  Manufacturing:
   2911   Petroleum Refining170 41 
   2950   Asphalt Paving and Roofing Materials, et al.14 1 
   2990   Miscellaneous Products of Petroleum and Coal, et al.16 2 
  Transportation, Communications, Electric, Gas, and Sanitary Services:
   4011   Railroads, Line-Haul Operating65 11 
   4013   Railroad Switching and Terminal Establishments1 
   4100   Local and Suburban Transit and Interurban Highway Passenger Transportation, et al.74 1 
   4210   Trucking and Courier Services, Except Air, et al.71 9 
   4213   Trucking, Except Local108 19 
   4220   Public Warehousing and Storage, et al.66 0 
   4231   Terminal and Joint Terminal Maintenance Facilities for Motor Freight Transportation0 
   4400   Water Transportation, et al.137 28 
   4412   Deep Sea Foreign Transportation of Freight141 47 
   4512   Air Transportation, Scheduled136 29 
   4513   Air Courier Services24 3 
   4522   Air Transportation, Nonscheduled64 5 
   4581   Airports, Flying Fields, and Airport Terminal Services31 8 
   4610   Pipelines, Except Natural Gas, et al.53 21 
   4700   Transportation Services, et al.146 36 
   4731   Arrangement of Transportation of Freight and Cargo68 12 
   4900   Electric, Gas, and Sanitary Services, et al.34 7 
   4911   Electric Services717 136 
   4922   Natural Gas Transmission158 47 
   4923   Natural Gas Transmission and Distribution59 12 
   4924   Natural Gas Distribution114 31 
   4931   Electric and Other Services Combined192 57 
   4932   Gas and Other Services Combined26 7 
   4941   Water Supply58 19 
   4950   Sanitary Services, et al.48 2 
   4953   Refuse Systems135 17 
   4955 §Hazardous Waste Management126 16 
   4961   Steam and Air-Conditioning Supply24 0 
   4991 §Cogeneration Services, and Small Power Producers44 3 

42

List all Registrants reviewed by the Office of Energy & Transportation
____________
   The Registrants (Total) column sum is greater than the (Distinct) count due to SIC Code reassignments.
 §  This is an SEC-specific SIC Code that is not an official SIC [1987] Industry Code.
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 OF    Office of Finance7,237    1,322    
 
 OIA&S    Office of Industrial Applications & Services4,019    888    
 
 OICF    Office of International Corporate Finance1,077    89    
 
 OLS    Office of Life Sciences2,507    1,203    
 
 OM    Office of Manufacturing9,745    1,318    
 
 ORE&C    Office of Real Estate & Construction8,009    1,885    
 
 OSF    Office of Structured Finance12,117    1,118    
 
 OT    Office of Technology6,858    1,288    
 
 OT&S    Office of Trade & Services9,344    1,722    


The SEC Division of Corporation Finance’s Filings-Review Offices

The SEC uses a modified subset of the SIC [1987] Industry Codes as its standard.  The Industry Codes subset that the SEC uses has only 430 (29%) of the 1,504 official SIC [1987] 4-digit Industry Codes, plus 14 unique SEC-specific Codes, so it is identified herein as “SIC [SEC]”.  The SIC [SEC] Code that appears in a company’s disseminated EDGAR Filings indicates the basic type of business the company is in.  The Code is used by the SEC Filings-Review Offices as a basis for assigning review responsibility for a company’s Filings.  (For details, see the SEC’s Division of Corporation Finance:  Standard Industrial Classification (SIC) Code List.)

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