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SEC Filings-Review Offices (FROs)
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SIC Codes used for Assigning Filings-Review Responsibility to the FROs – SIC [SEC] Codes

See U.S. Standard Industrial Classification (SIC) for all SIC [1987] Division, Major Group, Industry Group & Industry Codes.
Office    Title    Show all 444 SIC [SEC] CodesSource:  The SEC’s SIC Code List Registrants
 (Distinct)
Active 
(Past Year) 
In ascending order 
 
 OE&T    Office of Energy & Transportation6,302    1,211    
 
 OF    Office of Finance7,237    1,322    
        
SIC CodeDivisionMajor Group, Industry Group or IndustryRegistrantsActive 
In ascending order(Total)†(Past Year) 
  Finance, Insurance, and Real Estate:
   6021   National Commercial Banks1,094 148 
   6022   State Commercial Banks1,397 258 
   6029   Commercial Banks, Not Elsewhere Classified135 51 
   6035   Savings Institutions, Federally Chartered898 71 
   6036   Savings Institutions, Not Federally Chartered298 45 
   6099   Functions Related to Depository Banking, Not Elsewhere Classified47 3 
   6111   Federal and Federally-Sponsored Credit Agencies28 14 
   6141   Personal Credit Institutions193 22 
   6153   Short-Term Business Credit Institutions, Except Agricultural177 20 
   6159   Miscellaneous Business Credit Institutions117 14 
   6162   Mortgage Bankers and Loan Correspondents305 12 
   6163   Loan Brokers56 7 
   6172 §Finance Lessors39 0 
   6199 §Finance Services575 141 
   6200   Security and Commodity Brokers, Dealers, Exchanges, and Services, et al.171 21 
   6211   Security Brokers, Dealers, and Flotation Companies295 61 
   6221   Commodity Contracts Brokers and Dealers288 88 
   6282   Investment Advice192 81 
   6311   Life Insurance575 84 
   6321   Accident and Health Insurance624 7 
   6324   Hospital and Medical Service Plans87 13 
   6331   Fire, Marine, and Casualty Insurance483 102 
   6351   Surety Insurance74 9 
   6361   Title Insurance20 7 
   6399   Insurance Carriers, Not Elsewhere Classified33 8 
   6411   Insurance Agents, Brokers, and Service150 35 

26

List all Registrants reviewed by the Office of Finance
____________
   The Registrants (Total) column sum is greater than the (Distinct) count due to SIC Code reassignments.
 §  This is an SEC-specific SIC Code that is not an official SIC [1987] Industry Code.
Top 
 
 OIA&S    Office of Industrial Applications & Services4,019    888    
 
 OICF    Office of International Corporate Finance1,077    89    
 
 OLS    Office of Life Sciences2,507    1,203    
 
 OM    Office of Manufacturing9,745    1,318    
 
 ORE&C    Office of Real Estate & Construction8,010    1,886    
 
 OSF    Office of Structured Finance12,117    1,118    
 
 OT    Office of Technology6,857    1,287    
 
 OT&S    Office of Trade & Services9,344    1,722    


The SEC Division of Corporation Finance’s Filings-Review Offices

The SEC uses a modified subset of the SIC [1987] Industry Codes as its standard.  The Industry Codes subset that the SEC uses has only 430 (29%) of the 1,504 official SIC [1987] 4-digit Industry Codes, plus 14 unique SEC-specific Codes, so it is identified herein as “SIC [SEC]”.  The SIC [SEC] Code that appears in a company’s disseminated EDGAR Filings indicates the basic type of business the company is in.  The Code is used by the SEC Filings-Review Offices as a basis for assigning review responsibility for a company’s Filings.  (For details, see the SEC’s Division of Corporation Finance:  Standard Industrial Classification (SIC) Code List.)

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