SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

SEC Filings-Review Offices (FROs)
SEC emoji

SIC Codes used for Assigning Filings-Review Responsibility to the FROs – SIC [SEC] Codes

See U.S. Standard Industrial Classification (SIC) for all SIC [1987] Division, Major Group, Industry Group & Industry Codes.
Office    Title    Show all 444 SIC [SEC] CodesSource:  The SEC’s SIC Code List Registrants
 (Distinct)
Active 
(Past Year) 
In ascending order 
 
 OCA    Office of Crypto Assets296    109    
 
 OE&T    Office of Energy & Transportation6,364    1,186    
 
 OF    Office of Finance6,550    1,040    
 
 OFOCA    Office of Finance or Office of Crypto Assets493    188    
 
 OIA&S    Office of Industrial Applications & Services4,551    956    
 
 OICF    Office of International Corporate Finance1,082    87    
 
 OLS    Office of Life Sciences2,582    1,211    
        
SIC CodeDivisionMajor Group, Industry Group or IndustryRegistrantsActive 
In ascending order(Total)†(Past Year) 
  Manufacturing:
   2833   Medicinal Chemicals and Botanical Products206 78 
   2834   Pharmaceutical Preparations1,941 837 
   2835   In Vitro and In Vivo Diagnostic Substances206 31 
   2836   Biological Products, Except Diagnostic Substances512 265 

4

List all Registrants reviewed by the Office of Life Sciences
____________
   The Registrants (Total) column sum is greater than the (Distinct) count due to SIC Code reassignments.
Top 
 
 OM    Office of Manufacturing9,608    1,273    
 
 ORE&C    Office of Real Estate & Construction8,051    1,561    
 
 OSF    Office of Structured Finance12,231    1,146    
 
 OT    Office of Technology6,931    1,260    
 
 OT&S    Office of Trade & Services9,304    1,699    


The SEC Division of Corporation Finance’s Filings-Review Offices

The SEC uses a modified subset of the SIC [1987] Industry Codes as its standard.  The Industry Codes subset that the SEC uses has only 430 (29%) of the 1,504 official SIC [1987] 4-digit Industry Codes, plus 14 unique SEC-specific Codes, so it is identified herein as “SIC [SEC]”.  The SIC [SEC] Code that appears in a company’s disseminated EDGAR Filings indicates the basic type of business the company is in.  The Code is used by the SEC Filings-Review Offices as a basis for assigning review responsibility for a company’s Filings.  (For details, see the SEC’s Division of Corporation Finance:  Standard Industrial Classification (SIC) Code List.)

Top

Copyright © 2023 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Mon., Dec. 11, 5:41:40.3pm ET