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 Securities Information from SEC filings
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• SEC Filings: 
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  Re: Future Events: 
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  By Types: 
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  Registration Statements
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 &  Prospectuses
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  SEC Comment Letters & Correspondence
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  Initial Public Offerings (ipos)
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 &  Reg.
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  ABS
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  Annual Reports
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 &  Quarterly Reports
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 &  Conference Calls
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 &  Voting Records
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  Mergers & Acquisitions / Tender Offers
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  Late-Filing Notices
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 &  Late Filings
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  SEC
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• SEC Filers / Issuers: 
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  Recent Initial Public Offering (ipo) Filers
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  Public CompaniesU.S.
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 &  Foreign
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    Listed @
 
    In Index: 
 
  With Industry Classification Codes: 
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     Standard Industrial Classification (SIC)   6674 
 
     North American Ind’l Cl’n System (NAICS)   397188 
 
     Global Industry Classification Standard (GICS)   S&P 
 
      Sectors: 
 
  Crypto-, Bitcoin- & Blockchain-Related
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  SPACs
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REITs
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ABSs
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 &  ADRs
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  Funds
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 &  Largest Money Managers
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  Locations:  Business / Mail
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 &  Legal
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  Assigned to:  SEC Filings-Review Offices
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• SEC Filing Agents: 
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10
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 &  Software
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• News & Current Reports
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  News & Press Releases 
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  Conference Calls / Webcasts
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  Business & Operations:  
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  Entries into definitive agreements
 
  Terminations of definitive agreements
 
  Bankruptcies or receiverships
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  Mine-safety shutdowns or violations
  Financial Info:  
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  Acquisitions or dispositions of assets
 
  Operations & financial conditions
 
  New direct or off-BS obligations
 
  Upped direct or off-BS obligations
 
  Costs of exit or disposal activities
 
  Material impairments
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  Securities & Trading:  
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  Notices of delistings or rule failures
 
  Unregistered sales of equity secs.
 
  Changes to rights of sec. holders
  Accountants & Accounting:  
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  Changes in certifying accountants
 
  Non-reliance on previous financials
  Governance & Management: 
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  Changes in control Δ
 
  Changes in directors or officers
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  Changes in incorp., bylaws or FY
 
  Temporary suspensions of trading
 
  Changes to codes of ethics
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  Changes in shell company statuses
 
  Submissions of matters to votes
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  Shareholder nominations
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  Asset-Backed Securities:  
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  Info and computational materials
 
  Changes in servicers or trustees
 
  Changes in credit enhancements
 
  Failures to make distributions
 
  Updating disclosures
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  Static pools
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  Fair Disclosures – Reg. FD 
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  Other Events 
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  Financial Statements & Exhibits
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In the News:  
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  Today → 5:39p ET    
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  Today → 4:33p ET    
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  Today → 9:00a ET    
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  Today → 7:15a ET    
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  Friday            
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  Friday            
  Friday            
  Friday            
 
  Late Thursday    
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  Late Thursday    
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  Late Thursday    
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#2
TPG
  Late Thursday    
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“Ding, ding, ding, ding...” — Market-opening/closing bell emoji
    After 4:00p ET      
 
 
 
 
 
 
 
 
 
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The Database
Servers emoji
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112,932Securities
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1,349,971Registrants
SEC-Registered emoji
17,061,085Exhibits 
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2,842Industries 
SIC/NAICS/GICS Industry emoji
141,893Group Members2,118,503Relationships58,101,561Documents 
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4,117Filing Agents298,354D&O Insiders
Directors & Officers emoji
5,469,598Reports
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135,742,630Holdings
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31,799Funds/ETFs
Fund / ETF / Series emoji
875,004Filers/Issuers
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16,528,508Filings 
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2,381,885,184Pages
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57,317Companies 
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1,200,612SEC Files
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 779,815by the SEC
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38,694,758,223added links
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