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 Securities Information from SEC filings
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• SEC Filings: 
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  Latest Filings
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 &  The Filers & Issuers
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  Filed Re: 
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  Re: Future Events: 
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  By Types: 
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  Registration Statements
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 &  Prospectuses
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  SEC Comment Letters & Correspondence
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  Initial Public Offerings (ipos)
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 &  Reg.
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s

 
  ABS
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Crowdfunding  &  Exempt Offerings
 
  Annual Reports
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 &  Quarterly Reports
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  Press Releases
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 &  Conference Calls
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  Insider Trading Reports & Ownership
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  Institutional Ownership Reports
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  Proxy Statements
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 &  Voting Records
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  Mergers & Acquisitions / Tender Offers
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  Late-Filing Notices
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 &  Late Filings
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  SEC
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• SEC Filers / Issuers: 
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  Recent Initial Public Offering (ipo) Filers
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  Public CompaniesU.S.
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 &  Foreign
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    Listed @
 
    In Index: 
 
  With Industry Classification Codes: 
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     Standard Industrial Classification (SIC)   6786 
 
     North American Ind’l Cl’n System (NAICS)   314192 
 
     Global Industry Classification Standard (GICS)   S&P 
 
      Sectors: 
 
  Crypto-, Bitcoin- & Blockchain-Related
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  SPACs
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REITs
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ABSs
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 &  ADRs
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  Funds
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 &  Largest Money Managers
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Others: 

 
  Locations:  Business / Mail
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 &  Legal
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  Assigned to:  SEC Filings-Review Offices
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• SEC Filing Agents: 
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10
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 &  Software
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• News & Current Reports
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  News & Press Releases 
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  Conference Calls / Webcasts
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  Business & Operations:  
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  Entries into definitive agreements
 
  Terminations of definitive agreements
 
  Bankruptcies or receiverships
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  Mine-safety shutdowns or violations
 
  Material cybersecurity incidents
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  Financial Info:  
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  Acquisitions or dispositions of assets
 
  Operations & financial conditions
 
  New direct or off-BS obligations
 
  Upped direct or off-BS obligations
 
  Costs of exit or disposal activities
 
  Material impairments
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  Securities & Trading:  
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  Notices of delistings or rule failures
 
  Unregistered sales of equity secs.
 
  Changes to rights of sec. holders
  Accountants & Accounting:  
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  Changes in certifying accountants
 
  Non-reliance on previous financials
  Governance & Management: 
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  Changes in control Δ
 
  Changes in directors or officers
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  Changes in incorp., bylaws or FY
 
  Temporary suspensions of trading
 
  Changes to codes of ethics
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  Changes in shell company statuses
 
  Submissions of matters to votes
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  Shareholder nominations
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  Asset-Backed Securities:  
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  Info and computational materials
 
  Changes in servicers or trustees
 
  Changes in credit enhancements
 
  Failures to make distributions
 
  Updating disclosures
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  Static pools
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  Fair Disclosures – Reg. FD 
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  Other Events 
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  Financial Statements & Exhibits
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In the News:  
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  Today → 5:18p ET    
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  Today → 4:35p ET    
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  Today → 4:09p ET    
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  Today → 8:36a ET    
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  Friday            
  Friday            
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  Friday            
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  Late Thursday    
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  Late Thursday    
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  Late Thursday    
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  Late Thursday    
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  Late Thursday    
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“Ding, ding, ding, ding...” — Market-opening/closing bell emoji
    After 4:00p ET      
 
 
 
 
 
 
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The Database
Servers emoji
Servers emoji
114,551Securities
Certificate emoji
1,359,779Registrants
SEC-Registered emoji
17,358,541Exhibits 
Exhibit emoji
2,842Industries 
SIC/NAICS/GICS Industry emoji
142,415Group Members2,132,110Relationships59,382,044Documents 
Document emoji
4,131Filing Agents299,967D&O Insiders
Directors & Officers emoji
5,541,540Reports
Report emoji
139,932,679Holdings
Schedule emoji
32,098Funds/ETFs
Fund / ETF / Series emoji
883,440Filers/Issuers
Filer / Issuer emoji
16,734,542Filings 
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Form emoji
2,455,588,576Pages
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57,843Companies 
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1,213,843SEC Files
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 784,469by the SEC
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39,879,290,034added links
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