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Browning Stuart E – ‘SC 13G’ on 2/14/02 re: Embarcadero Technologies Inc

On:  Thursday, 2/14/02   ·   Accession #:  898430-2-629   ·   File #:  5-60735

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/02  Browning Stuart E                 SC 13G                 1:40K  Embarcadero Technologies Inc      Donnelley R R & S..05/FA

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                   HTML     37K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Prepared by R.R. Donnelley Financial -- Schedule 13G  
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
(Amendment No.     )*
 
EMBARCADERO TECHNOLOGIES, INC.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
290787100
(CUSIP Number)
 
February 14, 2002
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
¨
 
Rule 13d-1(b)
 
 
¨
 
Rule 13d-1(c)
 
 
þ
 
Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page.
 
The information required in the remainder of this coverage page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
Page 1 of 5 pages
 


 

   

    CUSIP No. 290787100
  
13G
  
Page 2 of 5 Pages    

   

 
1
 
NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
Stuart E. Browning



2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)           
(b)           
                                      N/A



3

 
SEC USE ONLY
 



4

 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
USA



NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
  
5


  
SOLE VOTING POWER
 
                                             3,616,819
 
     

REPORTING
PERSON
WITH
  
6


  
SHARED VOTING POWER
 
                                                 0
 
     

        
7


  
SOLE DISPOSITIVE POWER
 
                                             3,616,819
 
         

        
8


  
SHARED DISPOSITIVE POWER
 
                                                 0
 







9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
                                            3,616,819



       
10

 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW(9) EXCLUDES CERTAIN SHARES*
 



11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                         13.41%



12
 
TYPE OF REPORTING PERSON*
                                                                     IN




 

   

CUSIP No. 290787100
 
13G
 
Page 3 of 5 Pages

   

 
Item 1(a):             NAME OF ISSUER
 
Embarcadero Technologies, Inc.
 
Item 1(b):             ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
 
425 Market Street, Suite 425
San Francisco, CA 94105
 
Item 2(a):             NAME OF PERSON FILING
 
Stuart Browning
 
Item 2(b):             ADDRESS OF PRINCIPAL BUSINESS OFFICE
 
c/o Blaine Greenberg, Esq.
3400 Red Rose Drive
Encino, CA 91436
 
Item 2(c):             CITIZENSHIP
 
USA
 
Item 2(d):             TITLE OF CLASS OF SECURITIES
 
Common Stock, $0.001 par value
 
Item 2(e):             CUSIP NUMBER
 
290787100
 
Item 3:                 This statement is not filed pursuant to Rules 13d-1(b) or 13d-2. Therefore, this item is not applicable.
 
Item 4:                 OWNERSHIP
 
 
(a)
 
Amount Beneficially Owned:
 
3,616,819
 
shares
 
(b)
 
Percent of Class
 
13.41%
 



   

CUSIP No. 290787100
 
13G
 
Page 4 of 5 Pages

   

(c)
 
Number
 
of Shares as to Which Such Person Has:
 
 
(i)
 
sole power to vote or direct the vote:
 
3,616,819
 
Shares
 
 
(ii)
 
shared power to vote or direct the vote
 
0 Share
s
 
 
(iii)
 
Sole power to dispose or to direct the disposition of:
 
3,616,819
 
Shares
 
 
(iv)
 
Shared power to dispose or to direct the disposition of:
 
0 Shar
es
 
 
Item 5:
 
    OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
 
If this statement is being to report the fact that as of Date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities,  check the following. ¨
 
 
Item 6:
 
    OWNERSHIP OF NOT MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
 
 
 
Item 7:    
 
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT HOLDING COMPANY
 
N/A
 
 
Item 8:
 
    IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
N/A
 
 
Item 9:
 
    NOTICE OF DISSOLUTION OF GROUP
 
N/A
 
        Item 10:
 
CERTIFICATION
 
N/A



   

CUSIP No. 290787100
 
13G
 
Page 5 of 5 Pages

   

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the statement is true, complete and correct.
 
February
 
13, 2002

Date
 
 

Signature
 
 
Stuart
 
E. Browning
Name
 
(Typed)

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G’ Filing    Date    Other Filings
Filed on:2/14/02SC 13G
2/13/02SC 13G/A
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