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Browning Stuart E – ‘SC 13G/A’ on 2/13/04 re: Embarcadero Technologies Inc

On:  Friday, 2/13/04, at 1:01pm ET   ·   Accession #:  1244518-4-5   ·   File #:  5-60735

Previous ‘SC 13G’:  ‘SC 13G/A’ on 3/7/03   ·   Latest ‘SC 13G’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/13/04  Browning Stuart E                 SC 13G/A               1:6K   Embarcadero Technologies Inc      Iturrino Renzo/FA

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Stuart Browning                                        5±    17K 



UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* EMBARCADERO TECHNOLOGIES, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 290787100 (CUSIP Number) December 31, 2003 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Stuart E. Browning 2. Check the Appropriate Box if a Member of a Group (See Instructions): (a) ? Not Applicable (b) ? 3. SEC Use Only 4. Citizenship or Place of Organization USA Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole Voting Power: 484,272 6. Shared Voting Power: 0 7. Sole Dispositive Power: 484,272 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 484,272 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ? 11. Percent of Class Represented by Amount in Row (9) 1.82% 12. Type of Reporting Person (See Instructions) IN Item 1. (a) Name of Issuer: Embarcadero Technologies, Inc. (b) Address of Issuer's Principal Executive Offices: 425 Market Street, Suite 425 San Francisco, CA 94105 Item 2. (a) Name of Person Filing: Stuart Browning (b) Address of Principal Business Office or, if none, Residence: c/o Blaine Greenberg, Esq. 3400 Red Rose Drive Encino, CA 91436 (c) Citizenship: USA (d) Title of Class of Securities: Common Stock, $0.001 par value (e) CUSIP Number: 290787100 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: This statement is not filed pursuant to Rules 13d-1(b) or 13d-2. Therefore, this item is not applicable. Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 484,272 shares (b) Percent of class: 1.82% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 484,272 shares (ii) Shared power to vote or to direct the vote: 0 shares (iii) Sole power to dispose or to direct the disposition of: 484,272 shares (iv) Shared power to dispose or to direct the disposition of: 0 shares Item 5. Ownership of Five Percent or Less of a Class Stuart Browning now owns less than five percent of the common stock of Embarcadero Technologies, Inc. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. __February 12, 2004__________ Date __ / s / STUART E. BROWNING________ Signature Stuart E. Browning Name/Title CUSIP No. 218725109 Page 5 of 1

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:2/13/04SC 13G/A
2/12/04
12/31/0310-K
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Filing Submission 0001244518-04-000005   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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