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Browning Stuart E – ‘SC 13G’ on 2/14/01 re: Embarcadero Technologies Inc

On:  Wednesday, 2/14/01, at 8:02am ET   ·   Accession #:  912057-1-5337   ·   File #:  5-60735

Previous ‘SC 13G’:  None   ·   Next:  ‘SC 13G’ on 2/14/02   ·   Latest:  ‘SC 13G/A’ on 2/13/04

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/14/01  Browning Stuart E                 SC 13G                 1:7K   Embarcadero Technologies Inc      Merrill Corp/FA

Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G      Statement of Beneficial Ownership                      5     19K

Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1(A):. Name of Issuer
"Item 1(B):. Address of Issuer's Principal Executive Offices
"Item 2(A):. Name of Person Filing
"Item 2(B):. Address of Principal Business Office
"Item 2(C):. Citizenship
"Item 2(D):. Title of Class of Securities
"Item 2(E):. Cusip Number
"Item 3:. This statement is not filed pursuant to Rules 13d-1(b) or -- 13d-2. Therefore, this item is not applicable
"Item 4:. Ownership
4Item 5:. Ownership of Five Percent or Less of A Class
"Item 6:. Ownership of Not More Than Five Percent on Behalf of Another -- Person
"Item 7:. Identification and Classification of the Subsidiary Which -- Acquired the Security Being Reported by the Parent Holding Company
"Item 8:. Identification and Classification of Members of the Group
"Item 9:. Notice of Dissolution of Group
"Item 10:. Certification 
SC 13G1st Page of 5TOC↑TopPreviousNext↓BottomJust 1st
 

 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13G

 UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. ___)*

EMBARCADERO TECHNOLOGIES, INC.
------------------------------
(Name of Issuer)

COMMON STOCK
------------
(Title of Class of Securities)

 290787100
 ---------
(CUSIP Number)

 FEBRUARY 14, 2001
 -----------------
 (Date of Event Which Requires Filing of this Statement)

                     Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:                                                   

                     Rule 13d-1(b)

                     Rule 13d-1(c)

             |X|     Rule 13d-1(d)

      The remainder of this cover page shall be filled out for a reporting
        person's initial filing on this form with respect to the subject class
        of securities, and for any subsequent amendment containing information
which would alter disclosure provided in a prior cover page.  

       The information required in the remainder of this coverage page shall
  not be deemed to be "filed" for the purpose of Section 18 of the
     Securities Exchange Act of 1934 ("Act") or otherwise subject to the
    liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).         

 Page 1 of 5 pages


SC 13G2nd Page of 5TOC1stPreviousNext↓BottomJust 2nd

CUSIP No. 290787100                    13G                     Page 2 of 5 Pages

      ---------- ---------------------------------------------------------------
1      NAME OF REPORTING PERSON                             

   S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

                                STUART E. BROWNING
      ---------- ---------------------------------------------------------------
2      CHECKTHE APPROPRIATE BOX IF A MEMBER OF A GROUP*     

                    N/A                                    (a)
                                                           (b)
      ---------- ---------------------------------------------------------------
3      SEC USE ONLY                                         

      ---------- ---------------------------------------------------------------
4      CITIZENSHIP OR PLACE OF ORGANIZATION                 

                                                 USA

      -------------------------------------- --------- -------------------------
            NUMBER OF                   5      SOLE VOTING POWER
SHARES                                
                 BENEFICIALLY                                        4,075,000
OWNED BY                                
EACH                                
                                             --------- -------------------------
              REPORTING                   6      SHARED VOTING POWER
PERSON                                
                     WITH                                                    0
                                             --------- -------------------------
                                             7      SOLE DISPOSITIVE POWER

                                                                     4,075,000
                                             --------- -------------------------
                                               8      SHARED DISPOSITIVE POWER

                                                                             0
      -------------------------------------- --------- -------------------------
       9      AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

                                                                     4,041,819
      ---------- ---------------------------------------------------------------
       10      CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES*                                       

                THE FIGURE REPORTED ON LINE 9 DOES NOT INCLUDE 33,181 SHARES
                 BENEFICIALLY OWNED BY THE LIFE BENEFICIARIES AND CHARITABLE
           REMAINDERMEN OF THE DARLENE AND REX SADLER TRUST.
      ---------- ---------------------------------------------------------------
11      PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9       

                                                                           15.0%
      ---------- ---------------------------------------------------------------
12      TYPE OF REPORTING PERSON*                             

                                                                            IN
      ---------- ---------------------------------------------------------------


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CUSIP No. 290787100                   13G                      Page 3 of 5 Pages

ITEM 1(A):        NAME OF ISSUER                                                
---------                                                                       

    EMBARCADERO TECHNOLOGIES, INC.

ITEM 1(B):        ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES               
---------                                                                       

  425 MARKET STREET, SUITE 425
SAN FRANCISCO, CA  94105  

ITEM 2(A):        NAME OF PERSON FILING                                         
---------                                                                       

STUART BROWNING           

ITEM 2(B):        ADDRESS OF PRINCIPAL BUSINESS OFFICE                          
---------                                                                       

C/O BLAINE GREENBERG, ESQ.
3400 RED ROSE DRIVE       
ENCINO, CA  91436         

ITEM 2(C):        CITIZENSHIP                                                   
---------                                                                       

 USA

ITEM 2(D):        TITLE OF CLASS OF SECURITIES                                  
---------                                                                       

    COMMON STOCK, $0.001 PAR VALUE

ITEM 2(E):        CUSIP NUMBER                                                  
---------                                                                       

290787100                 

ITEM 3:           This statement is not filed pursuant to Rules 13d-1(b) or     
------            13d-2.  Therefore, this item is not applicable.               

ITEM 4:           OWNERSHIP                                                     
------                                                                          

(a)      Amount Beneficially Owned:         
          4,041,819   shares

(b)      Percent of Class                   
15.0%   


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CUSIP No. 290787100               13G                         Page 4 of 5 Pages 

          (c)      Number of Shares as to Which Such Person Has:

                     (i)      sole power to vote or direct the vote:
         4,075,000  Shares

                      (ii)     shared power to vote or direct the vote
0 Shares

                     (iii)    Sole power to dispose or to direct the
                         disposition of: 4,075,000  Shares

                       (iv)     Shared power to dispose or to direct the
                disposition of: 0 Shares

ITEM 5:           OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS                  
------                                                                          

                 If this statement is being to report the fact that as of Date
               hereof the reporting person has ceased to be the beneficial
               owner of more than five percent of the class of securities,
check the following.                        

ITEM 6:           OWNERSHIP OF NOT MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER  
------            PERSON                                                        

              BENEFICIARIES OF THE DARLENE AND REX SADLER TRUST HAVE THE
                RIGHT TO RECEIVE THE PROCEEDS FROM THE SALE OF 33,181 SHARES
               HELD BY SUCH TRUST, IN ACCORDANCE WITH THE TRUST DOCUMENTS.

ITEM 7:           IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH     
------            ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT            
HOLDING COMPANY                             

N/A                       

ITEM 8:           IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP     
------                                                                          

N/A                       

ITEM 9:           NOTICE OF DISSOLUTION OF GROUP                                
------                                                                          

N/A                       

ITEM 10:          CERTIFICATION                                                 
-------                                                                         

N/A                       


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CUSIP No. 290787100                  13G                       Page 5 of 5 Pages

 SIGNATURE

        After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in the statement is true, complete and   
correct.                                                                        

February 12, 2001                                                               
------------------------------------                                            
Date                                                                            

/s/ Stuart E. Browning                                                          
------------------------------------                                            
Signature                                                                       

Stuart E. Browning                                                              
------------------------------------                                            
Name (Typed)

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