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Securities Information  &  Business Intelligence

99% of what is important in U.S. business must be filed at the U.S. Securities and Exchange Commission (SEC).  99% of what is filed at the SEC is not important to you.  SEC Info helps you quickly find what is important.  Our information is not just about securities, it is business intelligence about public companies and their owners.

SEC Info is not simply about finding SEC Filings.  It is about extracting the useful information in SEC Filings and organizing it to make it easily accessible to you.  We do this in many ways, to save you time and effort.

SEC Filings by themselves are static stand-alone documents.  SEC Info’s artificial-intelligence parsing engine understands the content and context of SEC Filings and it does two things:  It parses the content of Filings and, understanding context, updates our “entity” database, the most sophisticated SEC Filings database in the world.  It then “webifies” the Filings’ Documents, by adding billions of links, so that, if you are reading a Document and encounter a reference to another Filing or to something in our database, you can click to get more information.

The database itself is what our site, essentially Our App, is built upon.  Most of the pages in Our App relate to information from our database, allowing views of data aggregated from many Filings.  Only a few pages handle the displaying of Filings’ Documents that have been “webified” by us.  Other sites allow you to see static Filings, but have no way to find information in them or get to related Documents.  Our goal is to save you time finding the information you want, and getting you quickly to useful information you may not otherwise know exists.

Having the database also allows us to offer Other Services to address your individual information needs.  We can provide personalized pages tailored to your unique situation, with customized queries and presentation formats.  We can also provide customized proprietary data sets, which you can import into your own database.

Here are Some of Our Clients who have benefitted by using Our App and the Other Services we offer...

Morgan Stanley logoML logoGS logoJP Morgan logo

Microsoft logoDow Jones logoBank Of America logoAetna logo

LA Times logoCapital One logoWhite Case logo

Raymond James logo

Schwab logoMoore logoStanford logoVenrock logo

Chase logoCowen logoTD Ameritrade logoAssured Guaranty logo

Wharton U Penn logoBloomberg.netMMC logo

T Rowe Price logoPepsico logoBMO logoThe ICE logo

Fitch Ratings logoMidas Funds logoSimon logoCorning logoLPL logo

McGuire Woods logoThomson Reuters logoHanson Bridgett logo

Freeh Group logoCitizens Bank logoNYU logoSummit Financial Disclosure logoUT Dallas logo

UBS logoRed Cross logoEcon One logoCBRE logoCAPIS logo

Issuer Direct logoChatham Financial logoMick Law PC logo

Scotiabank logoCompany Watch logoOrrick logoBombardier logo

Mayer Brown logoAmerican Bar logoEntergy logo

Other Services We Offer

Application Program Interfaces (APIs), so that you can directly access our extensive database
Data Sets tailored to your unique needs, with customized queries and presentation formats
Financial Data (from Filings with XBRL) re-organized into tables for your relational database and SQL queries
Mailing Lists and many other specialized data sets, including proprietary details on all Filing Agents
Proprietary data for your research projects, such as the time any Filing was first viewable at the SEC’s Web site
SEC Filings integrated seemlessly into the Investor Relations section of your Web site
Specialized E-Mail and Txt notifications, such as for Insiders’ “Short-Swing Profit” (§16) Transactions

Other Services — Demos

Here are some example Demos of custom Apps that we have developed for Some of Our Clients:
Insiders’ “Short-Swing Profit” (§16) Transactions
Form ‘D’s That Match Specific Criteria
Data Set of Filings That Match Specific Criteria

If interested in a custom solution for your information needs, please contact us via our Help page.

Usage Agreement

Your use of this Web site (see Our App) and our Other Services implies your acceptance of this Usage Agreement.

Terms and Conditions

•  This Usage Agreement is between Fran Finnegan & Company (the “Company”), owner of this Web site App (“SEC Info”), and you, the user of SEC Info.  You agree that all personal user information provided by you is true, i.e., the individual user name, e-mail address and phone number are real and yours.  This information will not be sold by the Company or SEC Info to other parties.
•  You will not use SEC Info, nor will you copy features of SEC Info, in any way to develop (or manage) or while developing (or managing) a competing service, either as an employee or contractor of such competitor or any of their parents or subsidiaries.
•  You will not save any pages of SEC Info, nor copy and alter them, for the purpose of redistributing them to another party or republishing them at a Web site or in an information service.  All content at SEC Info is owned and copyrighted by the Company, and all rights to it are reserved by the Company.
•  You may access SEC Info only with a Web browser.  You will not access SEC Info in an automated way, such as by using computer software scripts or any other programmatic means, for the purpose of obtaining copies of our content (which we sell).  The only exception to this provision is for publicly-accessible search engines.
•  If you write or publish anything based upon information obtained from SEC Info, you will credit SEC Info, in a way that is customary or appropriate in your profession and as you would any other information source, as “SEC Info” or “” and, if doing so electronically, with it being a Web link to SEC Info.
•  The Company may ask you to subscribe to SEC Info at a price rate to be determined and agreed upon at that time.  To help the Company keep such potential fees low by having a large number of users, you agree that, while you use SEC Info, you will tell your friends and associates about it.  The Company reserves the right to determine to whom it will provide access to SEC Info, either for free or for charge.
•  Neither the Company nor any providers of information to the Company shall have any liability for the accuracy of the information contained in SEC Info, or for delays or omissions therein.  None of the foregoing parties shall be liable to any third-party for claims or losses of any nature, including but not limited to, lost profits, punitive or consequential damages.
•  This Agreement, which may be amended from time to time, is personal to you, and you may not assign your rights or obligations to anyone.  This Agreement, all intellectual property issues, and your rights and obligations shall be governed by the laws of the United States of America and the State of California governing contracts wholly entered into and wholly performed within California.
•  You are bound by the terms and conditions of this Agreement until you have a written agreement with the Company that explicitly overrides a term or condition of this Agreement. If any provision of this Agreement is invalid or unenforceable under applicable law, the remaining provisions will continue in full force and effect.

The SEC,  EDGAR  &  SEC Info

The SEC is...•   The U.S. Securities and Exchange Commission
•   The Federal agency responsible for enforcing U.S. securities law
EDGAR is...•   The SEC’s Electronic Data Gathering, Analysis and Retrieval system
•   A glorified document-management system used by the SEC to receive, store and disseminate Filings mandated by U.S. securities law
•   A registered trademark of the SEC
SEC Info is...     •   Securities Information  &  Business Intelligence
•   The most sophisticated SEC EDGAR database service on the Web, with billions of links added to Filings, Documents & Exhibits to enable quick and easy navigation to the information you are looking for
•   Designed and operated by a former Wall Street investment banker
•   The 2nd-oldest SEC EDGAR database site, in operation since 1997
Located in a large Internet computer center in San Francisco, California, U.S.A., at the north end of Silicon Valley      SEC Info
•  A service mark of  Fran Finnegan & Company
•   Neither affiliated with nor endorsed by the SEC

Copyright © 2017 Fran Finnegan & Company.  All Rights Reserved.
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