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Securities Information  &  Business Intelligence  since 1997

99% of what is important in U.S. business must be filed at the U.S. Securities and Exchange Commission (SEC).  But much of what is filed is not very important.  SEC Info helps you quickly find what is important to you.  Our information is not just about securities, it is business intelligence about public companies and their owners.

SEC Info is not simply about finding SEC Filings.  It is about extracting the useful information in SEC Filings and organizing it to make it easily accessible to you.  We do this in many ways, to save you time and effort.

SEC Filings by themselves are static stand-alone documents.  SEC Info’s artificial-intelligence parsing engine understands the content and context of SEC Filings, and it does two things:  It parses the content of Filings and, understanding context, updates our “entity” database, the most sophisticated SEC Filings database in the world.  It then “webifies” the Filings’ Documents, by adding billions of links, so that, if you are reading a Document and encounter a reference to another Filing or to something in our database, you can click to get more information.

The database itself is what our site, essentially Our App, is built upon.  Most of the pages in Our App relate to information from our database, allowing views of data aggregated from many Filings.  Only a few pages handle the displaying of Filings’ Documents that have been “webified” by us.  Other sites allow you to see static Filings, but have no way to find information in them or get to related Documents.  Our goal is to save you time finding the information you want, and getting you quickly to useful information you may not otherwise know exists.

Having the database also allows us to offer Other Services to address your individual information needs.  We can provide personalized pages tailored to your unique situation, with customized queries and presentation formats.  We can also provide proprietary data sets, which you can import into your own database.  Please see Our Demos.

Our App is free for 99% of our 500,000+ users.  We support it by asking our most frequent users to pay for it.  Here are Some of Our Clients who have recently payed to use Our App and the Other Services we offer...

JP Morgan logo at SEC InfoML logo at SEC InfoGS logo at SEC InfoMorgan Stanley logo at SEC Info

TD Ameritrade logo at SEC InfoDow Jones logo at SEC InfoBank Of America logo at SEC InfoAetna logo at SEC Info

LA Times logo at SEC InfoCapital One logo at SEC InfoWhite Case logo at SEC Info

Raymond James logo at SEC Info

Schwab logo at SEC InfoFitch Ratings logo at SEC InfoStanford logo at SEC InfoVenrock logo at SEC Info

Chase logo at SEC InfoSimon logo at SEC InfoMicrosoft logo at SEC InfoAssured Guaranty logo at SEC Info

Wharton U Penn logo at SEC InfoBloomberg.netMMC logo at SEC Info

T Rowe Price logo at SEC InfoThomson Reuters logo at SEC InfoSummit Financial Disclosure logo at SEC InfoThe ICE logo at SEC Info

Pepsico logo at SEC InfoCorning logo at SEC InfoMoore logo at SEC InfoMidas Funds logo at SEC InfoCitizens Bank logo at SEC Info

McGuire Woods logo at SEC InfoUBS logo at SEC InfoRed Cross logo at SEC InfoHanson Bridgett logo at SEC Info

Freeh Group logo at SEC InfoCBRE logo at SEC InfoNYU logo at SEC InfoLPL logo at SEC InfoUT Dallas logo at SEC Info

Chatham Financial logo at SEC InfoEcon One logo at SEC InfoCowen logo at SEC InfoCAPIS logo at SEC Info

Scotiabank logo at SEC InfoCompany Watch logo at SEC InfoOrrick logo at SEC InfoIssuer Direct logo at SEC Info

Mick Law PC logo at SEC InfoBMO logo at SEC InfoBombardier logo at SEC InfoNRG logo at SEC Info

American Bar logo at SEC InfoMayer Brown logo at SEC InfoEntergy logo at SEC Info


Other Services We Offer

Data Sets tailored to your unique needs, with customized criteria and presentation formats  [ see Demos below ]SEC Info
Database Schema
 Primary Tables & Columns 
(~20% of all)

SEC Info - Database Schema - Primary Tables & Columns
Mailing Lists and many other specialized Data Sets, including proprietary details on all SEC Filing Agents
Specialized E-Mail & Txt notifications, such as for Insiders’ “Short-Swing Profit” (§16) Transactions  [ see Demos below ]
Proprietary Data for your research projects, e.g., the time any Filing was first viewable at the SEC’s site
Financial Data (from Filings with XBRL) re-organized into tables for your relational database and SQL queries
Application Program Interfaces (APIs), so you can directly access our extensive database
SEC Filings integrated seemlessly into the Investor Relations section of your site

Other Services — Demos

Here are some example Demos of custom Apps that we have developed for Some of Our Clients:
Insiders’ “Short-Swing Profit” (§16) Transactions
Form ‘D’s That Match Specific Criteria
Data Set – Filings That Match Specific Criteria

If interested in a custom solution for your information needs, please contact us via our Help page.


Usage Agreement

Your use of this Web site [ see Our App and Other Services ] implies your acceptance of this Usage Agreement.

Terms and Conditions

•  This Usage Agreement is between Fran Finnegan & Company (the “Company”), owner of this Web site and its underlying technology and data (“SEC Info”), and you, the user of SEC Info.  You agree that all personal user information provided by you is true, i.e., the individual user name, e-mail address and phone number are real and yours.  Your personal user information will not be sold to other parties by the Company or SEC Info.
•  You will not use SEC Info, nor will you copy features of SEC Info, in any way to develop (or manage) or while developing (or managing) a competing service, either as an employee or contractor of such competitor or any of their parents or subsidiaries.
•  You will not save or copy any pages of SEC Info, in their original or an altered form, for the purpose of redistributing them to another party or republishing them at a Web site or in an information service.  All content of SEC Info is owned and copyrighted, and all rights to it are reserved, by the Company.
•  You may access SEC Info only with a Web browser.  You will not access SEC Info in an automated way, such as by using computer software scripts or any other programmatic means, for the purpose of obtaining copies of our content (which we sell).  The only exception to this provision is for publicly-accessible search engines.
•  If you write or publish anything based upon information obtained from SEC Info, you will credit SEC Info, in a way that is customary or appropriate in your profession and as you would any other information source, as “SEC Info” or “” and, if doing so electronically, with it being a Web link to SEC Info.
•  The Company may ask you to subscribe to SEC Info at a price rate to be determined and agreed upon at that time.  To help the Company keep such potential fees low by having a large number of users, you agree that, while you use SEC Info, you will tell your friends and associates about it.  The Company reserves the right to determine to whom it will provide access to SEC Info, either for free or for charge.
•  Neither the Company nor any providers of information to the Company shall have any liability for the accuracy of the information contained in SEC Info, or for delays or omissions therein.  None of the foregoing parties shall be liable to any third-party for claims or losses of any nature, including but not limited to, lost profits, punitive or consequential damages.
•  This Agreement, which may be amended from time to time, is personal to you, and you may not assign your rights or obligations to anyone.  This Agreement, all intellectual property issues, and your rights and obligations shall be governed by the laws of the United States of America and the State of California governing contracts wholly entered into and wholly performed within California.
•  You are bound by the terms and conditions of this Agreement until you have a written agreement with the Company that explicitly overrides a term or condition of this Agreement. If any provision of this Agreement is invalid or unenforceable under applicable law, the remaining provisions will continue in full force and effect.

The SEC,  EDGAR  &  SEC Info

The SEC is...•   The U.S. Securities and Exchange Commission
•   The U.S.’s federal agency responsible for enforcing U.S. securities law
EDGAR is...•   The SEC’s Electronic Data Gathering, Analysis and Retrieval system
•   A glorified document-management system used by the SEC to receive, store and disseminate Filings mandated by U.S. securities law
•   A registered trademark of the SEC
SEC Info is...     •   Securities Information  &  Business Intelligence
•   The most sophisticated SEC EDGAR database service on the Web, with billions of links added to Filings, Documents & Exhibits to enable quick and easy navigation to the information you are looking for
•   Designed and operated by a former Wall Street investment banker
•   The 2nd-oldest SEC EDGAR database site, in operation since 1997
Located in a large Internet computer center in San Francisco, California, U.S.A., at the north end of Silicon Valley      SEC Info
•  A service mark of  Fran Finnegan & Company
•   Neither affiliated with nor endorsed by the SEC


Copyright © 2017 Fran Finnegan & Company.  All Rights Reserved.
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