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Applied Energetics, Inc. – ‘D’ on 1/22/20

On:  Wednesday, 1/22/20, at 1:11pm ET   ·   Effective:  1/22/20   ·   Accession #:  879911-20-3   ·   File #:  21-358689

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/22/20  Applied Energetics, Inc.          D           1/22/20    1:7K

Notice of an Exempt Offering of Securities   —   Form D   —   Reg. D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Exempt Offering of Securities --       HTML      8K 
                primary_doc.xml/7.8                                              




        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
EDGAR Submission
 
Schema Version:  X0708
Submission Type:  D
Test or Live:  LIVE
Primary Issuer:
CIK:  879911
Entity Name:  APPLIED ENERGETICS, INC.
Issuer Address:
Street 1:  2480 W RUTHRAUFF ROAD, SUITE 140Q
Street 2:  SUITE 140Q
City:  TUCSON
State or Country:  AZ
State or Country Description:  ARIZONA
ZIP Code:  85705
Issuer Phone Number:  520-628-7415
Jurisdiction of Inc.:  DELAWARE
EDGAR Previous Name List:
Previous Name:  IONATRON, INC.
Previous Name:  US HOME & GARDEN INC
Previous Name:  NATURAL EARTH TECHNOLOGIES INC
Entity Type:  Corporation
Year of Inc.:
Over Five Years?  Yes
Related-Persons List:
Related-Person Info:
Related-Person Name:
First Name:  Bradford
Middle Name:  T
Last Name:  Adamczyk
Related-Person Address:
Street 1:  2480 W Ruthrauff Road
Street 2:  Suite 140 Q
City:  Tucson
State or Country:  AZ
State or Country Description:  ARIZONA
ZIP Code:  85705
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Jonathan
Middle Name:  R
Last Name:  Barcklow
Related-Person Address:
Street 1:  2480 W Ruthrauff Road
Street 2:  Suite 140 Q
City:  Tucson
State or Country:  AZ
State or Country Description:  ARIZONA
ZIP Code:  85705
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Gregory
Middle Name:  J
Last Name:  Quarles
Related-Person Address:
Street 1:  2480 W Ruthrauff Road
Street 2:  Suite 140 Q
City:  Tucson
State or Country:  AZ
State or Country Description:  ARIZONA
ZIP Code:  85705
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  John
Middle Name:  E
Last Name:  Schultz
Related-Person Address:
Street 1:  2480 W Ruthrauff Road
Street 2:  Suite 140 Q
City:  Tucson
State or Country:  AZ
State or Country Description:  ARIZONA
ZIP Code:  85705
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Offering Data:
Industry Group:
Industry Group Type:  Other Technology
Issuer Size:
Revenue Range:  Decline to Disclose
Federal Exemptions Exclusions:
Item:  06b
Type of Filing:
New or Amendment:
Is Amendment?  No
Date of First Sale:
Value:  10/29/19
Duration of Offering:
More Than One Year?  No
Types of Securities Offered:
Is Equity Type?  Yes
Business-Combination Transaction:
Is Business-Combination Transaction?  No
Clarification of Response:
Minimum Investment Accepted:  100,000
Sales Compensation List:
Offering Sales Amounts:
Total Offering Amount:  15,000,000
Total Amount Sold:  839,000
Total Remaining:  14,161,000
Clarification of Response:
Investors:
Has Non-Accredited Investors?  No
Total Number Already Invested:  6
Sales Commissions Finders Fees:
Sales Commissions:
Dollar Amount:  0
Finders Fees:
Dollar Amount:  0
Clarification of Response:
Use of Proceeds:
Gross Proceeds Used:
Dollar Amount:  500,000
Is Estimate?  Yes
Clarification of Response:
Signature Block:
Authorized Representative?  No
Signature:
Issuer Name:  APPLIED ENERGETICS, INC.
Signature Name:  Lisbeth Dereaux
Name of Signer:  Lisbeth Dereaux
Signature Title:  Legal Assistant
Signature Date:  1/22/20


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