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Applied Energetics, Inc. – ‘D’ on 1/22/20

On:  Wednesday, 1/22/20, at 1:11pm ET   ·   Effective:  1/22/20   ·   Accession #:  879911-20-3   ·   File #:  21-358689

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/22/20  Applied Energetics, Inc.          D           1/22/20    1:7K

Notice of an Exempt Offering of Securities   —   Form D   —   Reg. D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Exempt Offering of Securities --       HTML      8K 
                primary_doc.xml/7.8


        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission>
<schemaVersion> X0708 </schemaVersion>
<submissionType> D </submissionType>
<testOrLive> LIVE </testOrLive>
<primaryIssuer>
<cik> 0000879911 </cik>
<entityName> APPLIED ENERGETICS, INC. </entityName>
<issuerAddress>
<street1> 2480 W RUTHRAUFF ROAD, SUITE 140Q </street1>
<street2> SUITE 140Q </street2>
<city> TUCSON </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85705 </zipCode>
</issuerAddress>
<issuerPhoneNumber> 520-628-7415 </issuerPhoneNumber>
<jurisdictionOfInc> DELAWARE </jurisdictionOfInc>
<edgarPreviousNameList>
<previousName> IONATRON, INC. </previousName>
<previousName> US HOME & GARDEN INC </previousName>
<previousName> NATURAL EARTH TECHNOLOGIES INC </previousName>
</edgarPreviousNameList>
<entityType> Corporation </entityType>
<yearOfInc>
<overFiveYears> true </overFiveYears>
</yearOfInc>
</primaryIssuer>
<relatedPersonsList>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Bradford </firstName>
<middleName> T </middleName>
<lastName> Adamczyk </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 2480 W Ruthrauff Road </street1>
<street2> Suite 140 Q </street2>
<city> Tucson </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85705 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Jonathan </firstName>
<middleName> R </middleName>
<lastName> Barcklow </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 2480 W Ruthrauff Road </street1>
<street2> Suite 140 Q </street2>
<city> Tucson </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85705 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Gregory </firstName>
<middleName> J </middleName>
<lastName> Quarles </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 2480 W Ruthrauff Road </street1>
<street2> Suite 140 Q </street2>
<city> Tucson </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85705 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> John </firstName>
<middleName> E </middleName>
<lastName> Schultz </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 2480 W Ruthrauff Road </street1>
<street2> Suite 140 Q </street2>
<city> Tucson </city>
<stateOrCountry> AZ </stateOrCountry>
<stateOrCountryDescription> ARIZONA </stateOrCountryDescription>
<zipCode> 85705 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
</relatedPersonsList>
<offeringData>
<industryGroup>
<industryGroupType> Other Technology </industryGroupType>
</industryGroup>
<issuerSize>
<revenueRange> Decline to Disclose </revenueRange>
</issuerSize>
<federalExemptionsExclusions>
<item> 06b </item>
</federalExemptionsExclusions>
<typeOfFiling>
<newOrAmendment>
<isAmendment> false </isAmendment>
</newOrAmendment>
<dateOfFirstSale>
<value> 2019-10-29 </value>
</dateOfFirstSale>
</typeOfFiling>
<durationOfOffering>
<moreThanOneYear> false </moreThanOneYear>
</durationOfOffering>
<typesOfSecuritiesOffered>
<isEquityType> true </isEquityType>
</typesOfSecuritiesOffered>
<businessCombinationTransaction>
<isBusinessCombinationTransaction> false </isBusinessCombinationTransaction>
<clarificationOfResponse></clarificationOfResponse>
</businessCombinationTransaction>
<minimumInvestmentAccepted> 100000 </minimumInvestmentAccepted>
<salesCompensationList></salesCompensationList>
<offeringSalesAmounts>
<totalOfferingAmount> 15000000 </totalOfferingAmount>
<totalAmountSold> 839000 </totalAmountSold>
<totalRemaining> 14161000 </totalRemaining>
<clarificationOfResponse></clarificationOfResponse>
</offeringSalesAmounts>
<investors>
<hasNonAccreditedInvestors> false </hasNonAccreditedInvestors>
<totalNumberAlreadyInvested> 6 </totalNumberAlreadyInvested>
</investors>
<salesCommissionsFindersFees>
<salesCommissions>
<dollarAmount> 0 </dollarAmount>
</salesCommissions>
<findersFees>
<dollarAmount> 0 </dollarAmount>
</findersFees>
<clarificationOfResponse></clarificationOfResponse>
</salesCommissionsFindersFees>
<useOfProceeds>
<grossProceedsUsed>
<dollarAmount> 500000 </dollarAmount>
<isEstimate> true </isEstimate>
</grossProceedsUsed>
<clarificationOfResponse></clarificationOfResponse>
</useOfProceeds>
<signatureBlock>
<authorizedRepresentative> false </authorizedRepresentative>
<signature>
<issuerName> APPLIED ENERGETICS, INC. </issuerName>
<signatureName> Lisbeth Dereaux </signatureName>
<nameOfSigner> Lisbeth Dereaux </nameOfSigner>
<signatureTitle> Legal Assistant </signatureTitle>
<signatureDate> 2020-01-22 </signatureDate>
</signature>
</signatureBlock>
</offeringData>
</edgarSubmission>


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Filing Submission 0000879911-20-000003   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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