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Applied Energetics, Inc. 
 AZ
  SEC # 879911


        
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714  SEC Filings
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  from  7/25/96  to  3/27/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Ingalls & Snyder LLC 
 
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notifications of all
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Filings
involving  Applied Energetics, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  429 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/26/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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32
3/12/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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161

8-K Items: 
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6/22/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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27
12/15/10 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
7/16/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
3/17/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
12/15/11 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
12/8/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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12
2/25/16 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
5/5/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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46
3/21/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
4/26/17 OLD"Change in Shell Company Status — Item 5.06  OLD 1
10/30/23"Submission of Matters to a Vote of Security Holders — Item 5.077
3/12/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 62
8/28/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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58

11/13/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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87
9/15/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A19
12/10/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
11/22/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 10
11/17/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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17
10/4/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 8
9/28/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 10
4/21/21 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
3/31/21 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 12
1/27/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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19
9/14/20 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
5/13/20 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
11/14/19 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 7
2/23/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
3/1/12 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
8/7/09 OLDARSUpdate:  Annual Reports to Security Holders  OLD 5
8/3/09 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
3/10/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
5/15/08 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
10/27/06 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
8/25/06 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
3/1/04 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
9/3/03 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 3
9/14/01 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
8/31/01 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
1/26/00 OLDSC 13E4Ownership:  Tender-Offer Statements by Issuers — Schedule 13E-4  OLD 2
7/9/99 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
4/15/98 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
5/20/97 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 3
8/15/96 OLD10-CUpdate:  Reports of Changes in the Number of Shares Outstanding and Issuer Name Changes by Issuers of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD 3

General Exhibits: 
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3/26/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 78
3/26/24 New Exhibit this Past Month!EX-19Report Furnished to Security Holders  New Exhibit this Past Month! 1
6/26/23EX-10Material Contracts83
3/29/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders28
12/10/21 OLDEX-5Opinions of Counsel re: Legality  OLD 22
6/14/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
9/20/17 OLDEX-20Other Document or Statement Furnished to Security Holders  OLD 1
3/16/07 OLDEX-21Subsidiaries Lists  OLD 10
3/24/04 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
4/10/98 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
3/24/98 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3
3/24/98 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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8/28/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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85

Financials: 
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3/26/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 121
3/26/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 119
3/26/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,946
3/26/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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92
3/26/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 415
3/26/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 36
3/26/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
84
2/25/16 OLDEX-16Letters re: Changes in Accountants  OLD 2
9/18/14 OLDEX-15Letter re: Unaudited Interim Financial Info  OLD 1
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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21
5/15/97 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1

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9/15/23GRAPHICPhotos, Images and Graphs204


Forms
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, Documents
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& Exhibits
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 in  291 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 32
3/25/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 169
12/15/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 326
2/18/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 22
3/2/18 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1
2/2/18 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
1/29/18 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD 1
1/18/18 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
2/23/17 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 10
1/6/12 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/10/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
3/1/04 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1

Letters: 
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10/7/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC24
10/7/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 9

General Exhibits: 
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3/22/05 OLDEX-24Powers of Attorney  OLD 5

Additional Exhibits: 
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4/4/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 20


        

Filings History

Year    # of Filings
In descending order
2024 9
2023 27
2022 26
2021 42
2020 27
2019 32
2018 29
2017 22
2016 15
2015 7
2014 8
2013 7
2012 16
2011 17
2010 41
2009 50
2008 36
2007 49
2006 56
2005 32
2004 54
2003 21
2002 10
2001 12
2000 7
1999 10
1998 24
1997 17
1996 11

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