| | | | | | | | | | | | | | | | | | | | | | |
Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 1/17/20 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 715446 |
| Issuer Name: Anixa Biosciences Inc |
| Issuer Trading Symbol: ANIX |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1683567 |
| | Owner Name: Baskies Arnold M |
| Reporting Owner Address: |
| | Owner Street 1: C/O ANIXA BIOSCIENCES, INC. |
| | Owner Street 2: 3150 ALMADEN EXPRESSWAY, SUITE 250 |
| | Owner City: SAN JOSE |
| | Owner State: CA |
| | Owner ZIP Code: 95118 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 1/17/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: P |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 10,000 |
| | | Transaction Price Per Share: |
| Value: 3.53 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 21,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Owner Signature: |
| Signature Name: /s/ Arnold M. Baskies |
| Signature Date: 1/21/20 |
