Anixa Biosciences Inc. 

CA

  SEC # 715446

        

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897  SEC Filings   from  6/9/95  to  4/10/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/9/24 — Filed re:  Issuer / Subject Company — Filed by:  Titterton Lewis H jr
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Forms , Documents & Exhibits  in  424 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/22/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	108
					8-K Items:
3/24/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	25
6/16/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
12/27/07	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
11/13/13	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
8/24/17	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	3
9/10/14	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	7
5/10/13	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
4/15/22	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	20
4/2/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	9
3/22/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	16
12/9/21	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	1
3/22/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	20
8/17/22	OLD		Events:			•	Other Events — Item 8.01  OLD	22
3/22/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	64
3/12/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	93
2/8/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	29
1/16/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	20
1/16/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	37
9/20/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	12
9/15/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	24
9/12/22	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
9/9/22	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	13
3/30/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	7
3/24/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	7
3/22/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
7/20/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	11
1/9/20	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	8
2/15/18	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	6
5/15/17	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	3
3/24/17	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
1/27/17	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	5
1/25/16	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD  — Financial Reports	4
7/10/15	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
7/9/15	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
3/18/15	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	2
6/16/14	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
11/22/13	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	5
8/27/13	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
1/31/11	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	6
6/10/09	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
9/24/07	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	3
5/8/03	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	3
1/29/99	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	5
6/19/96	OLD		10-C		Update:		Report of a Change in the Number of Shares Outstanding or an Issuer Name Change by an Issuer of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD	1
					General Exhibits:
1/16/24			EX-23		Consents of Experts and Counsel			77
1/16/24			EX-FILING FEES		Filing Fees			3
1/16/24			EX-5		Opinions of Counsel re: Legality			37
1/16/24			EX-10		Material Contracts			90
1/16/24			EX-19		Report Furnished to Security Holders			1
9/9/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			32
4/2/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			16
3/24/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
1/7/21	OLD		EX-14		Code of Ethics  OLD			1
1/7/21	OLD		EX-21		Subsidiaries Lists  OLD			16
12/27/07	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
					Additional Exhibits:
3/22/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			69
					Financials:
3/22/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			2,646
3/22/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			81
3/22/24			EX-101.*		XBRL Data  (XBRL Files)			373
3/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			23
3/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			70
3/12/24			EX-31		Certifications — §302 – SOA’02			187
3/12/24			EX-32		Certifications — §906 – SOA’02			183
5/10/13	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
9/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			22
					Graphics:
3/22/24			GRAPHIC		Photos, Images and Graphs			390

Forms , Documents & Exhibits  in  478 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 03528H

        

Latest Filing			Type		Category	Description		Documents
4/10/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	381
1/16/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	29
3/22/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
10/24/19	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	21
4/11/18	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
1/30/18	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	7
1/26/12	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	11
6/1/10	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD	1
5/28/10	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
5/28/10	OLD		CORRESP		Comment:		Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	1
					Letters:
9/14/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			24
9/14/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
5/13/04	OLD		EX-24		Powers of Attorney  OLD			3
					Additional Exhibits:
5/28/10	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2
					Graphics:
5/28/10	OLD		GRAPHIC		Photos, Images and Graphs  OLD			2

        

Filings History

Year		# of Filings
2024		14
2023		20
2022		36
2021		48
2020		36
2019		39
2018		41
2017		66
2016		46
2015		126
2014		79
2013		50
2012		43
2011		25
2010		32
2009		16
2008		15
2007		21
2006		19
2005		23
2004		27
2003		14
2002		7
2001		9
2000		6
1999		8
1998		5
1997		7
1996		12
1995		7