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Baskies Arnold M – ‘4’ for 3/15/24 re: Anixa Biosciences Inc.

On:  Friday, 3/15/24, at 2:15pm ET   ·   For:  3/15/24   ·   As:  Director   ·   Accession #:  1493152-24-10060   ·   File #:  1-37492

Previous ‘4’:  ‘4’ on 1/16/24 for 1/12/24   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/15/24  Baskies Arnold M                  4          Director    1:4K   Anixa Biosciences Inc.            M2 Compliance LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      5K 
                Securities by an Insider -- ownership.xml/5.8                    




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/15/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  715446
Issuer Name:  Anixa Biosciences Inc
Issuer Trading Symbol:  ANIX
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1683567
Owner Name:  Baskies Arnold M
Reporting Owner Address:
Owner Street 1:  C/O ANIXA BIOSCIENCES, INC.
Owner Street 2:  3150 ALMADEN EXPRESSWAY, SUITE 250
Owner City:  SAN JOSE,
Owner State:  CA
Owner ZIP Code:  95118
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/15/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  10,000
Transaction Price Per Share:
Value:  3.63
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  110,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Owner Signature:
Signature Name:  /s/ Arnold M. Baskies
Signature Date:  3/15/24


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Filing Submission 0001493152-24-010060   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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