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Alexandria Real Estate Equities, Inc. – ‘D’ on 1/15/20

On:  Wednesday, 1/15/20, at 6:02pm ET   ·   As of:  1/16/20   ·   Effective:  1/16/20   ·   Accession #:  1035443-20-14   ·   File #:  21-358189

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/16/20  Alexandria RE Equities, Inc.      D           1/16/20    1:17K

Notice of an Exempt Offering of Securities   —   Form D   —   Reg. D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Exempt Offering of Securities --       HTML     17K 
                primary_doc.xml/7.8


        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission>
<schemaVersion> X0708 </schemaVersion>
<submissionType> D </submissionType>
<testOrLive> LIVE </testOrLive>
<primaryIssuer>
<cik> 0001035443 </cik>
<entityName> ALEXANDRIA REAL ESTATE EQUITIES, INC. </entityName>
<issuerAddress>
<street1> 26 NORTH EUCLID AVENUE </street1>
<city> PASADENA </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</issuerAddress>
<issuerPhoneNumber> 6265780777 </issuerPhoneNumber>
<jurisdictionOfInc> MARYLAND </jurisdictionOfInc>
<edgarPreviousNameList>
<previousName> ALEXANDRIA REAL ESTATE EQUITIES INC </previousName>
</edgarPreviousNameList>
<entityType> Corporation </entityType>
<yearOfInc>
<overFiveYears> true </overFiveYears>
</yearOfInc>
</primaryIssuer>
<relatedPersonsList>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Joel </firstName>
<middleName> S. </middleName>
<lastName> Marcus </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Stephen </firstName>
<middleName> A. </middleName>
<lastName> Richardson </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Peter </firstName>
<middleName> M. </middleName>
<lastName> Moglia </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
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<relatedPersonInfo>
<relatedPersonName>
<firstName> Dean </firstName>
<middleName> A. </middleName>
<lastName> Shigenaga </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
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<relatedPersonInfo>
<relatedPersonName>
<firstName> Thomas </firstName>
<middleName> J. </middleName>
<lastName> Andrews </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Jennifer </firstName>
<middleName> J. </middleName>
<lastName> Banks </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Lawrence </firstName>
<middleName> J. </middleName>
<lastName> Diamond </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Daniel </firstName>
<middleName> J. </middleName>
<lastName> Ryan </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Vincent </firstName>
<middleName> R. </middleName>
<lastName> Ciruzzi </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> John </firstName>
<middleName> H. </middleName>
<lastName> Cunningham </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Marc </firstName>
<middleName> E. </middleName>
<lastName> Binda </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Joseph </firstName>
<lastName> Hakman </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Steven </firstName>
<middleName> R. </middleName>
<lastName> Hash </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> John </firstName>
<middleName> L. </middleName>
<lastName> Atkins, III </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> James </firstName>
<middleName> P. </middleName>
<lastName> Cain </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Maria </firstName>
<middleName> C. </middleName>
<lastName> Freire, Ph.D. </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Richard </firstName>
<middleName> H. </middleName>
<lastName> Klein </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> James </firstName>
<middleName> H. </middleName>
<lastName> Richardson </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Michael </firstName>
<middleName> A. </middleName>
<lastName> Woronoff </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> c/o Alexandria Real Estate Equities, Inc </street1>
<street2> 26 North Euclid Avenue </street2>
<city> Pasadena </city>
<stateOrCountry> CA </stateOrCountry>
<stateOrCountryDescription> CALIFORNIA </stateOrCountryDescription>
<zipCode> 91101 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
</relatedPersonsList>
<offeringData>
<industryGroup>
<industryGroupType> REITS and Finance </industryGroupType>
</industryGroup>
<issuerSize>
<revenueRange> Decline to Disclose </revenueRange>
</issuerSize>
<federalExemptionsExclusions>
<item> 06b </item>
</federalExemptionsExclusions>
<typeOfFiling>
<newOrAmendment>
<isAmendment> false </isAmendment>
</newOrAmendment>
<dateOfFirstSale>
<value> 2020-01-01 </value>
</dateOfFirstSale>
</typeOfFiling>
<durationOfOffering>
<moreThanOneYear> false </moreThanOneYear>
</durationOfOffering>
<typesOfSecuritiesOffered>
<isOtherType> true </isOtherType>
<descriptionOfOtherType> Deferred compensation obligations of the Issuer pursuant to Alexandria Real Estate Equities, Inc. Deferred Compensation Plan for Directors </descriptionOfOtherType>
</typesOfSecuritiesOffered>
<businessCombinationTransaction>
<isBusinessCombinationTransaction> false </isBusinessCombinationTransaction>
<clarificationOfResponse></clarificationOfResponse>
</businessCombinationTransaction>
<minimumInvestmentAccepted> 0 </minimumInvestmentAccepted>
<salesCompensationList></salesCompensationList>
<offeringSalesAmounts>
<totalOfferingAmount> 666000 </totalOfferingAmount>
<totalAmountSold> 420000 </totalAmountSold>
<totalRemaining> 246000 </totalRemaining>
<clarificationOfResponse></clarificationOfResponse>
</offeringSalesAmounts>
<investors>
<hasNonAccreditedInvestors> false </hasNonAccreditedInvestors>
<totalNumberAlreadyInvested> 3 </totalNumberAlreadyInvested>
</investors>
<salesCommissionsFindersFees>
<salesCommissions>
<dollarAmount> 0 </dollarAmount>
</salesCommissions>
<findersFees>
<dollarAmount> 0 </dollarAmount>
</findersFees>
<clarificationOfResponse></clarificationOfResponse>
</salesCommissionsFindersFees>
<useOfProceeds>
<grossProceedsUsed>
<dollarAmount> 666000 </dollarAmount>
</grossProceedsUsed>
<clarificationOfResponse> Held by Issuer for payments of deferred compensation obligations to participants. </clarificationOfResponse>
</useOfProceeds>
<signatureBlock>
<authorizedRepresentative> false </authorizedRepresentative>
<signature>
<issuerName> ALEXANDRIA REAL ESTATE EQUITIES, INC. </issuerName>
<signatureName> /s/ Dean A. Shigenaga </signatureName>
<nameOfSigner> Dean A. Shigenaga </nameOfSigner>
<signatureTitle> Co-President & Chief Financial Officer </signatureTitle>
<signatureDate> 2020-01-15 </signatureDate>
</signature>
</signatureBlock>
</offeringData>
</edgarSubmission>


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Filing Submission 0001035443-20-000014   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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