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Alexandria Real Estate Equities, Inc. – ‘D’ on 1/15/20

On:  Wednesday, 1/15/20, at 6:02pm ET   ·   As of:  1/16/20   ·   Effective:  1/16/20   ·   Accession #:  1035443-20-14   ·   File #:  21-358189

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/16/20  Alexandria RE Equities, Inc.      D           1/16/20    1:17K

Notice of an Exempt Offering of Securities   —   Form D   —   Reg. D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Exempt Offering of Securities --       HTML     17K 
                primary_doc.xml/7.8


        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
EDGAR Submission
 
Schema Version:  X0708
Submission Type:  D
Test or Live:  LIVE
Primary Issuer:
CIK:  1035443
Entity Name:  ALEXANDRIA REAL ESTATE EQUITIES, INC.
Issuer Address:
Street 1:  26 NORTH EUCLID AVENUE
City:  PASADENA
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Issuer Phone Number:  626-578-0777
Jurisdiction of Inc.:  MARYLAND
EDGAR Previous Name List:
Previous Name:  ALEXANDRIA REAL ESTATE EQUITIES INC
Entity Type:  Corporation
Year of Inc.:
Over Five Years?  Yes
Related-Persons List:
Related-Person Info:
Related-Person Name:
First Name:  Joel
Middle Name:  S.
Last Name:  Marcus
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Stephen
Middle Name:  A.
Last Name:  Richardson
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Peter
Middle Name:  M.
Last Name:  Moglia
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Dean
Middle Name:  A.
Last Name:  Shigenaga
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Thomas
Middle Name:  J.
Last Name:  Andrews
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Jennifer
Middle Name:  J.
Last Name:  Banks
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Lawrence
Middle Name:  J.
Last Name:  Diamond
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Daniel
Middle Name:  J.
Last Name:  Ryan
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Vincent
Middle Name:  R.
Last Name:  Ciruzzi
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  John
Middle Name:  H.
Last Name:  Cunningham
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Marc
Middle Name:  E.
Last Name:  Binda
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Joseph
Last Name:  Hakman
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Steven
Middle Name:  R.
Last Name:  Hash
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  John
Middle Name:  L.
Last Name:  Atkins, III
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  James
Middle Name:  P.
Last Name:  Cain
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Maria
Middle Name:  C.
Last Name:  Freire, Ph.D.
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Richard
Middle Name:  H.
Last Name:  Klein
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  James
Middle Name:  H.
Last Name:  Richardson
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Michael
Middle Name:  A.
Last Name:  Woronoff
Related-Person Address:
Street 1:  c/o Alexandria Real Estate Equities, Inc
Street 2:  26 North Euclid Avenue
City:  Pasadena
State or Country:  CA
State or Country Description:  CALIFORNIA
ZIP Code:  91101
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Offering Data:
Industry Group:
Industry Group Type:  REITS and Finance
Issuer Size:
Revenue Range:  Decline to Disclose
Federal Exemptions Exclusions:
Item:  06b
Type of Filing:
New or Amendment:
Is Amendment?  No
Date of First Sale:
Value:  1/1/20
Duration of Offering:
More Than One Year?  No
Types of Securities Offered:
Is Other Type?  Yes
Description of Other Type:  Deferred compensation obligations of the Issuer pursuant to Alexandria Real Estate Equities, Inc. Deferred Compensation Plan for Directors
Business-Combination Transaction:
Is Business-Combination Transaction?  No
Clarification of Response:
Minimum Investment Accepted:  0
Sales Compensation List:
Offering Sales Amounts:
Total Offering Amount:  666,000
Total Amount Sold:  420,000
Total Remaining:  246,000
Clarification of Response:
Investors:
Has Non-Accredited Investors?  No
Total Number Already Invested:  3
Sales Commissions Finders Fees:
Sales Commissions:
Dollar Amount:  0
Finders Fees:
Dollar Amount:  0
Clarification of Response:
Use of Proceeds:
Gross Proceeds Used:
Dollar Amount:  666,000
Clarification of Response:  Held by Issuer for payments of deferred compensation obligations to participants.
Signature Block:
Authorized Representative?  No
Signature:
Issuer Name:  ALEXANDRIA REAL ESTATE EQUITIES, INC.
Signature Name:  /s/ Dean A. Shigenaga
Name of Signer:  Dean A. Shigenaga
Signature Title:  Co-President & Chief Financial Officer
Signature Date:  1/15/20


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