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Tradewinds Global Investors, LLC – ‘13F-HR’ for 9/30/16 – ‘INFO-TABLE’

On:  Monday, 11/14/16, at 3:23pm ET   ·   Effective:  11/14/16   ·   For:  9/30/16   ·   Accession #:  909012-16-609   ·   File #:  28-12572

Previous ‘13F-HR’:  ‘13F-HR’ on 8/10/16 for 6/30/16   ·   Latest ‘13F-HR’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/14/16  Tradewinds Global Investors, LLC  13F-HR      9/30/16    2:26K                                    Toledo Graphics Group/FA

Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a      HTML      3K 
                Money Manager -- primary_doc.xml                                 
 2: INFO-TABLE  Portfolio Securities Holdings Info Table --         HTML      3K 
                aci_13f.xml

‘INFO-TABLE’   —   Portfolio Securities Holdings Info Table — aci_13f.xml



        

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

  Information Table    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Portfolio Securities Holdings Info Table
 

Tradewinds Global Investors, LLC  
 CA
   ·   Form 13F Holdings Report

§13(f) Securities Holdings   ·   For:  9/30/16   ·   Assets:  $81,321,000   ·   History:  Assets Under Management
Assets Under Management emoji
Assets Under Management emoji
Assets Under Management emoji

1 Related Money Manager also Reported Holdings in this Quarter for this Manager.

Security Market ValueªShares or PrincipalInvestment
Discretion		Other 
Managersº		Voting Authority
Issuer NameIssue ClassOpt.CUSIP/CINS$1000sWeightAmountS/PPriceSoleSharedNone
In ascending orderSort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in descending orderSort in ascending order   ↓List(S/P Amounts or For All)
AES Corp/VACOM–00130H·10·51,692  2.08%131,640Sh.12.85   Defined#1Sole––
Agrium IncCOM–008916·10·82,706  3.33%29,842Sh.90.68   Defined#1Sole––
Allscripts Healthcare Solutions IncCOM–01988P·10·81,202  1.48%91,273Sh.13.17   Defined#1Sole––
Aon PLCSHS CL A–G0408V·10·21,157  1.42%10,281Sh.112.54   Defined#110,209–72
Arctic Cat IncCOM–039670·10·4346  0.43%22,357Sh.15.48   Defined#1Sole––
Axis Capital Holdings LtdSHS–G0692U·10·94,148  5.10%76,349Sh.54.33   Defined#1Sole––
Best Buy Co IncCOM–086516·10·1880  1.08%23,042Sh.38.19   Defined#1Sole––
Bristow Group IncCOM–110394·10·3570  0.70%40,683Sh.14.01   Defined#1Sole––
Bunge LtdCOM–G16962·10·51,017  1.25%17,178Sh.59.20   Defined#1Sole––
Cameco CorpCOM–13321L·10·81,632  2.01%190,600Sh.8.56   Defined#1190,142–458
Canadian Natural Resources LtdCOM–136385·10·12,208  2.72%68,904Sh.32.04   Defined#168,690–214
CBIZ IncCOM–124805·10·2481  0.59%42,960Sh.11.20   Defined#1Sole––
CenturyLink IncCOM–156700·10·61,186  1.46%43,239Sh.27.43   Defined#1Sole––
CIT Group IncCOM NEW–125581·80·11,764  2.17%48,600Sh.36.30   Defined#1Sole––
CNA Financial CorpCOM–126117·10·01,365  1.68%39,664Sh.34.41   Defined#1Sole––
Colony Capital IncCL A–19624R·10·61,948  2.40%106,882Sh.18.23   Defined#1Sole––
Credit Suisse Group AGSPONSORED ADR–225401·10·82,369  2.91%180,272Sh.13.14   Defined#1Sole––
DSW IncCL A–23334L·10·2752  0.92%36,702Sh.20.49   Defined#1Sole––
Embraer SASP ADR REP 4 COM–29082A·10·7216  0.27%12,501Sh.17.28   Defined#112,221–280
Endurance Specialty Holdings LtdSHS–G30397·10·61,254  1.54%19,160Sh.65.45   Defined#1Sole––
First Solar IncCOM–336433·10·7755  0.93%19,107Sh.39.51   Defined#1Sole––
Flex LtdORD–Y2573F·10·22,293  2.82%168,338Sh.13.62   Defined#1Sole––
Fossil Group IncCOM–34988V·10·6320  0.39%11,537Sh.27.74   Defined#1Sole––
GlaxoSmithKline PLCSPONSORED ADR–37733W·10·51,947  2.39%45,143Sh.43.13   Defined#1Sole––
Goodyear Tire & Rubber Co/TheCOM–382550·10·11,743  2.14%53,976Sh.32.29   Defined#1Sole––
Impax Laboratories IncCOM–45256B·10·11,177  1.45%49,661Sh.23.70   Defined#1Sole––
ING Groep NVSPONSORED ADR–456837·10·33,226  3.97%261,401Sh.12.34   Defined#1260,908–493
Interpublic Group of Cos Inc/TheCOM–460690·10·0529  0.65%23,647Sh.22.37   Defined#1Sole––
Koninklijke Philips NVNY REG SH NEW–500472·30·3358  0.44%12,086Sh.29.62   Defined#1Sole––
KT CorpSPONSORED ADR–48268K·10·1842  1.04%52,461Sh.16.05   Defined#1Sole––
Leucadia National CorpCOM–527288·10·41,236  1.52%64,904Sh.19.04   Defined#1Sole––
Lexington Realty TrustCOM–529043·10·11,285  1.58%124,750Sh.10.30   Defined#1Sole––
ManpowerGroup IncCOM–56418H·10·01,694  2.08%23,438Sh.72.28   Defined#1Sole––
Micron Technology IncCOM–595112·10·31,512  1.86%85,012Sh.17.79   Defined#1Sole––
Net 1 UEPS Technologies IncCOM NEW–64107N·20·6267  0.33%31,140Sh.8.57   Defined#1Sole––
Nippon Telegraph & Telephone CorpSPONSORED ADR–654624·10·53,454  4.25%75,404Sh.45.81   Defined#175,235–169
NRG Energy IncCOM NEW–629377·50·8334  0.41%29,776Sh.11.22   Defined#1Sole––
POSCOSPONSORED ADR–693483·10·92,172  2.67%42,525Sh.51.08   Defined#142,387–138
Royal Bank of Scotland Group PLCSPONS ADR 2 ORD–780097·68·9243  0.30%52,072Sh.4.67   Defined#150,929– 1,143
Royal Dutch Shell PLCSPON ADR B–780259·10·73,232  3.97%61,173Sh.52.83   Defined#161,053–120
SanofiSPONSORED ADR–80105N·10·52,858  3.51%74,827Sh.38.19   Defined#174,641–186
SAP SESPON ADR–803054·20·42,038  2.51%22,290Sh.91.43   Defined#1Sole––
SK Telecom Co LtdSPONSORED ADR–78440P·10·83,473  4.27%153,662Sh.22.60   Defined#1153,265–397
SkyWest IncCOM–830879·10·23,131  3.85%118,541Sh.26.41   Defined#1Sole––
Suncor Energy IncCOM–867224·10·7299  0.37%10,765Sh.27.78   Defined#1Sole––
Superior Energy Services IncCOM–868157·10·8395  0.49%22,081Sh.17.89   Defined#1Sole––
Telefonaktiebolaget LM EricssonADR B SEK 10–294821·60·81,821  2.24%252,630Sh.7.21   Defined#1Sole––
Tenaris SASPONSORED ADR–88031M·10·93,016  3.71%106,201Sh.28.40   Defined#1105,870–331
Teva Pharmaceutical Industries LtdADR–881624·20·92,772  3.41%60,243Sh.46.01   Defined#160,121–122
Toyota Motor CorpSP ADR REP2COM–892331·30·73,174  3.90%27,345Sh.116.07   Defined#127,290–55
Triumph Group IncCOM–896818·10·1832  1.02%29,841Sh.27.88   Defined#1Sole––
— 51 Issuers —— 51 Issues —— 51 Holdings:  $81,321,000 —— 2 Managersº —
____________
 ª  No market value of any Holding was adjusted.
 º  Other Included Managers with whom investment discretion is shared as to any Holding:  1 Other Included Manager...

Other Included Manager
Securities 
Assets Managed
ID
SEC File # Related Manager Issuers Issues Holdings $1000sOf Above
#1:  028-11405  
 IL
 		Nuveen Investments, Inc. 51  51  51     81,321100.0%  

See:  Recent Holdings Reports for this and Related Money Managers
 

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