Nuveen Investments, Inc. 

IL

  SEC # 885708

        

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661  SEC Filings   from  2/14/95  to  2/14/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Nuveen Investments, Inc.

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Forms , Documents & Exhibits  in  295 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	74
8/29/18	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
10/22/15	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	4
7/2/14	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	6
12/13/10	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	91
					8-K Items:
8/17/09	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	15
10/5/05	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
12/13/10	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD	36
8/17/09	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	5
11/16/07	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
11/16/07	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
11/16/07	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
11/16/07	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	11
11/16/07	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
10/7/10	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	13
12/13/10	OLD		Events:			•	Other Events — Item 8.01  OLD	15
12/13/10	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	54
3/31/10	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	11
1/29/10	OLD		15-12B		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
11/16/09	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	2
11/12/09	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	37
11/12/09	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	3
11/5/09	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	8
11/13/07	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
11/13/07	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	5
9/11/07	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	12
8/14/07	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
7/31/07	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
4/12/07	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	2
4/6/07	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	12
11/14/05	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	4
9/8/05	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	8
8/5/05	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
8/4/05	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
5/23/05	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	5
3/18/05	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
3/18/02	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
4/6/00	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
3/31/97	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	2
					General Exhibits:
7/2/14	OLD		EX-23		Consents of Experts and Counsel  OLD			27
3/13/14	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			65
3/13/14	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			12
3/13/14	OLD		EX-10		Material Contracts  OLD			173
3/13/14	OLD		EX-5		Opinions of Counsel re: Legality  OLD			10
3/13/14	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			3
3/13/14	OLD		EX-21		Subsidiaries Lists  OLD			11
6/20/07	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
3/1/07	OLD		EX-24		Powers of Attorney  OLD			20
9/13/05	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
3/15/04	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			9
					Additional Exhibits:
7/2/14	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			84
					Financials:
7/2/14	OLD		EX-12		Statements re: Computations of Ratios  OLD			9
3/31/10	OLD		EX-31		Certifications — §302 – SOA’02  OLD			56
3/31/10	OLD		EX-32		Certifications — §906 – SOA’02  OLD			53
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			20
					Graphics:
7/2/14	OLD		GRAPHIC		Photos, Images and Graphs  OLD			188

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/14/24			12/31/23		NA	of	8,995		NA		IL	Nuveen Asset Management, LLC
2/13/24			12/31/23		50	of	153		$4,809,273		MN	Winslow Capital Management, LLC
11/16/20			9/30/20		152	of	152		$2,201		CA	NWQ Investment Management Co., LLC
5/12/20			3/31/20		5	of	43		$1		CA	Symphony Asset Management LLC
5/14/19			3/31/19		53	of	53		$6,428		CA	Santa Barbara Asset Management, LLC
11/14/16			9/30/16		51	of	51		$81		CA	Tradewinds Global Investors, LLC

Forms , Documents & Exhibits  in  366 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
11/15/07	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	256
11/15/07	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
9/17/07	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	17
9/6/07	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	12
2/14/07	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	61
2/13/07	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	13
					Letters:
10/19/09	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			6
					General Exhibits:
9/6/07	OLD		EX-24		Powers of Attorney  OLD			2
5/31/96	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
5/31/96	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
5/31/96	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
11/15/07	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			5

        

Filings History

Year		# of Filings
2024		1
2023		4
2022		4
2021		4
2020		4
2019		4
2018		5
2017		4
2016		4
2015		6
2014		8
2013		4
2012		4
2011		5
2010		17
2009		28
2008		11
2007		104
2006		93
2005		97
2004		106
2003		51
2002		17
2001		17
2000		15
1999		10
1998		7
1997		10
1996		16
1995		1