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Brown Alex Inc – ‘8-K’ for 4/7/97

As of:  Monday, 4/7/97   ·   For:  4/7/97   ·   Accession #:  787977-97-2   ·   File #:  1-11009

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  As Of                Filer                Filing    For·On·As Docs:Size

 4/07/97  Brown Alex Inc                    8-K:1       4/07/97    2:12K

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                         2      9K 
 2: EX-99.1     Miscellaneous Exhibit                                  4     14K 


8-K   —   Current Report
Document Table of Contents

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11st Page   -   Filing Submission
2Item 5. Other Events
"Item 7(c). Exhibits
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SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K ----------------------------------- CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): April 7, 1997 ALEX. BROWN INCORPORATED ---------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Maryland 0-14199 52-1434118 ---------------------------------------------------------------------------- (State or other (Commission File Number) (I.R.S. Employer jurisdiction of Identification Incorporation) Number) One South Street, Baltimore, MD 21202 ----------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (410) 727-1700 </PAGE>
8-KLast Page of 2TOC1stPreviousNextBottomJust 2nd
Item 5. Other Events Attached and incorporated herein by reference as Exhibit 99.1 is a copy of a press release of Alex. Brown Incorporated ("Alex. Brown") and Bankers Trust New York Corporation ("Bankers Trust") announcing the signing of a definitive agreement to merge the two companies. Item 7(c). Exhibits 99.1. Press release dated April 6, 1997 announcing the signing of an agreement to merge Alex. Brown and Bankers Trust. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ALEX. BROWN INCORPORATED [Download Table] Date: April 7, 1997 By: S/ ROBERT F. PRICE ----------------------------- Robert F. Price Secretary and General Counsel Index to Exhibits Exhibit No. Description 99.1. Press release dated April 6, 1997 announcing the signing of an agreement to merge Alex. Brown and Bankers Trust.

Dates Referenced Herein   and   Documents Incorporated by Reference

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This ‘8-K’ Filing    Date First  Last      Other Filings
Filed on / For Period End:4/7/9712None on these Dates
4/6/972
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Filing Submission 0000787977-97-000002   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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