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Brown Alex Inc – ‘8-K’ for 8/21/95

As of:  Monday, 8/21/95   ·   For:  8/21/95   ·   Accession #:  916641-95-262   ·   File #:  0-14199

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/21/95  Brown Alex Inc                    8-K:5,7     8/21/95    3:306K                                   Donnelly Financial/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Alex Brown Form 8-K                                    2±     8K 
 2: EX-4        Exhibit 4.1                                            5     22K 
 3: EX-4        Exhibit 4.2                                          103    404K 


8-K   —   Alex Brown Form 8-K
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Item 5. Other Events
"Item 7(c). Exhibits


SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): AUGUST 21, 1995 ALEX. BROWN INCORPORATED (Exact name of registrant as specified in its charter) MARYLAND 0-14199 52-1434118 (State of incorporation (Commission (IRS Employer or organization) File Number) Identification No.) 135 EAST BALTIMORE STREET BALTIMORE, MD 21202 (Address of principal executive offices) (Zip Code) Registrant's telephone number including area code: (410) 727-1700 Item 5. Other Events Attached and incorporated herein by reference as Exhibit 4.1 is a specimen of the global security for the 7 5/8% Senior Notes Due 2005 and as Exhibit 4.2 is the Senior Indenture dated as of July 10, 1995 between Alex. Brown Incorporated and Chemical Bank, trustee. Item 7(c).Exhibits 4.1 -- Specimen of global security for the 7 5/8% Senior Notes Due 2005 4.2 -- Senior Indenture dated as of July 10, 1995 between Alex. Brown Incorporated and Chemical Bank, trustee, relating to the Registrant's 7 5/8% Senior Notes Due 2005 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ALEX. BROWN INCORPORATED (Registrant) By: /s/ A.B. Krongard A.B. Krongard Chairman and Chief Executive Officer Date: August 21, 1995

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period End:8/21/95
7/10/95S-3
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Filing Submission 0000916641-95-000262   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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