Beal Financial Corp – ‘10KT405/A’ for 12/31/96

As of:  Monday, 6/16/97   ·   For:  12/31/96   ·   Accession #:  912057-97-20471   ·   File #:  33-93212

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Amendment to Annual-Transition Report — [x] Reg. S-K Item 405   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10KT405/A   Form 10K/A-1                                           3     12K 

10KT405/A
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   UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
  Washington, DC 20549

   FORM 10-K/A-1

[ ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE    
ACT OF 1934 [FEE REQUIRED]                                              
      OR
[X] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES        
EXCHANGE ACT OF 1934 [NO FEE REQUIRED]                                  
For the transition period from July 1, 1996 to December, 31, 1996       

 Commission File Number 33-93312

  BEAL FINANCIAL CORPORATION
------------------------------------------------------------------------------- 
    (Exact name of registrant as specified in its charter)

Texas                                      75-2583551 
------------------------------------------------------------------------------- 
(State or other jurisdiction of           (IRS Employer Identification No.)   
incorporation or organization)                                              

Suite 300, LB 66, 15770 North Dallas Parkway, Dallas, Texas            75248    
------------------------------------------------------------------------------- 
(Address of principal executive offices)                             (Zip Code) 

Registrant's telephone number, including area code: (972) 404-4000              

 Securities Registered Pursuant to Section 12(b) of the Act:

None  
----  

 Securities Registered Pursuant to Section 12(g) of the Act:

None  
----  
(Title of class)  

Indicate by check mark whether the registrant (1) has filed all reports 
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of   
1934 during the preceding 12 months (or for such shorter period that the        
registrant was required to file such reports) and (2) has been subject to such  
requirements for the past 90 days. YES X NO .                                   

  Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements   
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K. [X]                                                                  

    The aggregate market value of the voting stock held by non-affiliates of the
registrant was $0, as all shares of the Registrant were held by affiliates of   
the Registrant at December 31, 1996.                                            

    As of December 31, 1996, there were issued and outstanding 300,000 shares of
the Registrant's Common Stock.                                                  

DOCUMENTS INCORPORATED BY REFERENCE 

None.                                                                   

10KT405/A
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SIGNATURES

Pursuant to the requirements of Section 13 or 15(d) of the Securities 
Act of 1934, the Registrant has duly caused this report to be signed on its     
behalf by the undersigned, thereunto duly authorized.                           

                        BEAL FINANCIAL CORPORATION

May 19, 1997                       /s/ David C. Meek        
Date: --------------------             By: ------------------------------       
                                  David C. Meek, President and
                                   Chief Executive Officer
                                      (Duly Authorized Representative)

Pursuant to the requirements of the Securities Exchange Act of 1934,  
this report has been signed below by the following persons on behalf of the     
Registrant and in the capacities and on the dates indicated.                    

/s/ D. Andrew Beal                       /s/ David R. Farmer            
-----------------------------           ------------------------------          
D. Andrew Beal, Chairman                David R. Farmer, Senior Vice President  
                                        and Treasurer (Principal Financial
                             and Accounting Officer)

May 19, 1997                           May 19, 1997         
Date: -------------------               Date: -------------------               

/s/ Timothy M. Fults                  /s/ Dr. Bernard L. Weinstein      
-----------------------------           --------------------------------        
Timothy M. Fults, Director              Dr. Bernard L. Weinstein, Director      

May 19, 1997                           May 19, 1997         
Date: -------------------               Date: -------------------               

/s/ David C. Meek                                                       
-----------------------------                                                   
David C. Meek, Director                                                         

May 19, 1997                                                
Date: --------------------                                                      

10KT405/A
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This Form 10-K/A-1 is being filed to include the signature page for Beal
Financial Corporation (the "Registrant"), required under Form 10-K.             

SIGNATURE             

Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this amendment to be signed on its behalf by the     
undersigned, thereunto duly authorized.                                         

                                                  BEAL FINANCIAL CORPORATION

Date:     June 16, 1997                             By: /s/ David R. Farmer     
   -----------------------                           -----------------------
                                                       David R. Farmer

Dates Referenced Herein   and   Documents Incorporated by Reference

				Referenced-On Page
This ‘10KT405/A’ Filing		Date		First		Last			Other Filings
Filed on:		6/16/97		3
		5/19/97		2
For Period End:		12/31/96		1					10KT405,  NT 10-K,  NTN 10K
		7/1/96		1
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