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Wells Fargo & Company/MN – ‘8-K’ for 1/15/21

On:  Friday, 1/15/21, at 7:45am ET   ·   For:  1/15/21   ·   Accession #:  72971-21-8   ·   File #:  1-02979

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  As Of               Filer                 Filing    For·On·As Docs:Size

 1/15/21  Wells Fargo & Company/MN          8-K:2,7,9   1/15/21   15:7.8M

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     48K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    158K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML   1.00M 
 4: EX-99.3     Miscellaneous Exhibit                               HTML     49K 
11: R1          Document and Entity Information Document            HTML     85K 
13: XML         IDEA XML File -- Filing Summary                      XML     13K 
10: XML         XBRL Instance -- wfc-20210115_htm                    XML     75K 
12: EXCEL       IDEA Workbook of Financial Reports                  XLSX      7K 
 6: EX-101.CAL  XBRL Calculations -- wfc-20210115_cal                XML      7K 
 7: EX-101.DEF  XBRL Definitions -- wfc-20210115_def                 XML     55K 
 8: EX-101.LAB  XBRL Labels -- wfc-20210115_lab                      XML    132K 
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14: JSON        XBRL Instance as JSON Data -- MetaLinks               18±    30K 
15: ZIP         XBRL Zipped Folder -- 0000072971-21-000008-xbrl      Zip    155K 


‘8-K’   —   Current Report


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 i 0000072971 i false i WELLS FARGO & COMPANY/MN i CA i DE i Dep Shr, 1/1000th int. per shr of 5.85% Fix-to-Float Non-Cum. Perpetual Class A Pref. Stock, Ser. Q i Dep Shr, 1/1000th int. per shr of 6.625% Fix-to-Float Non-Cum. Perpetual Class A Pref. Stock, Ser. R i false i false i false i false i false00000729712021-01-152021-01-150000072971us-gaap:CommonStockMember2021-01-152021-01-150000072971wfc:A7.5NonCumulativePerpetualConvertibleClassAPreferredStockSeriesLMember2021-01-152021-01-150000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesNMember2021-01-152021-01-150000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesOMember2021-01-152021-01-150000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesPMember2021-01-152021-01-150000072971wfc:FixedtoFloatingRate5.85NonCumulativePerpetualClassAPFDStockSeriesQMember2021-01-152021-01-150000072971wfc:FixedtoFloatingRate6.625NonCumulativePerpetualClassAPFDStockSeriesRMember2021-01-152021-01-150000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesWMember2021-01-152021-01-150000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesXMember2021-01-152021-01-150000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesYMember2021-01-152021-01-150000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesZMember2021-01-152021-01-150000072971wfc:NonCumulativePerpetualClassAPreferredStockSeriesAAMember2021-01-152021-01-150000072971wfc:Guaranteeof5.80FixedtoFloatingRateNormalWachoviaIncomeTrustSecuritiesofWachoviaCapitalTrustIIIMember2021-01-152021-01-150000072971wfc:GuaranteeofMediumTermNotesSeriesAdueOctober302028ofWellsFargoFinanceLLCMember2021-01-152021-01-15

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM  i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (date of earliest event reported):  i January 15, 2021

WELLS FARGO & COMPANY
(Exact name of registrant as specified in its charter)
 i Delaware  i 001-02979 No.  i 41-0449260
(State or Other Jurisdiction
of Incorporation)
 (Commission File
Number)
 (IRS Employer
Identification No.)
            
 i 420 Montgomery Street,  i San Francisco,  i California  i 94104
(Address of principal executive offices) (Zip Code)

Registrant's telephone number, including area code: 1- i 866- i 249-3302


    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
     i     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     i     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     i     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     i     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol
Name of Each Exchange
on Which Registered
 i Common Stock, par value $1-2/3
 i WFC
 i NYSE
 i 7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L
 i WFC.PRL
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series N
 i WFC.PRN
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series O
 i WFC.PRO
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series P
 i WFC.PRP
 i NYSE
Depositary Shares, each representing a 1/1000th interest in a share of 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series Q
 i WFC.PRQ
 i NYSE
Depositary Shares, each representing a 1/1000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R
 i WFC.PRR
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series W
 i WFC.PRW
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series X
 i WFC.PRX
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y
 i WFC.PRY
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Z
 i WFC.PRZ
 i NYSE
 i Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series AA
 i WFC.PRA
 i NYSE
 i Guarantee of 5.80% Fixed-to-Floating Rate Normal Wachovia Income Trust Securities of Wachovia Capital Trust III
 i WFC/TP
 i NYSE
 i Guarantee of Medium-Term Notes, Series A, due October 30, 2028 of Wells Fargo Finance LLC
 i WFC/28A
 i NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b‑2).
Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o



Item 2.02    Results of Operations and Financial Condition.

On January 15, 2021, Wells Fargo & Company (the “Company”) issued a news release regarding its results of operations and financial condition for the quarter ended December 31, 2020, and posted on its website its 4Q20 Quarterly Supplement, which contains certain additional information about the Company’s financial results for the quarter ended December 31, 2020. The news release is included as Exhibit 99.1 and the 4Q20 Quarterly Supplement is included as Exhibit 99.2 to this report, and each is incorporated by reference into this Item 2.02. The information included in Exhibit 99.1 and Exhibit 99.2 is considered to be “filed” for purposes of Section 18 under the Securities Exchange Act of 1934.

Item 7.01 Regulation FD Disclosure

On January 15, 2021, the Company intends to host a live conference call that will also be available by webcast to discuss the Company’s fourth quarter 2020 financial results and other matters relating to the Company. In connection therewith, the Company has posted on its website presentation materials containing certain historical and forward-looking information relating to the Company. The presentation materials are included as Exhibit 99.3 to this report and are incorporated by reference into this Item 7.01. Except for the “2021 net interest income expectations” portion on page 16 of the presentation materials, which portion shall be considered “filed,” the rest of Exhibit 99.3 shall not be considered “filed” for purposes of Section 18 under the Securities Exchange Act of 1934 and shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933.


Item 9.01    Financial Statements and Exhibits.

(d)    Exhibits
    
Exhibit No.DescriptionLocation
Filed herewith
Filed herewith
Furnished herewith, except for the “2021 net interest income expectations” portion on page 16, which portion is deemed filed herewith
104Cover Page Interactive Data File
Embedded within the Inline XBRL document




SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated:January 15, 2021WELLS FARGO & COMPANY
By: /s/ MUNEERA S. CARR
Muneera S. Carr
Executive Vice President,
Chief Accounting Officer and Controller




Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
10/30/28None on these Dates
Filed on / For Period end:1/15/21
12/31/20
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/27/21  Wells Fargo & Company/MN          424B2                  1:1.4M                                   Donnelley … Solutions/FA
 1/25/21  Wells Fargo & Company/MN          424B2                  1:1.4M                                   Donnelley … Solutions/FA
 1/21/21  Wells Fargo & Company/MN          424B2                  1:1.4M                                   Donnelley … Solutions/FA
 1/19/21  Wells Fargo & Company/MN          424B2                  1:1.4M                                   Donnelley … Solutions/FA
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