SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Tremont Advisers Inc – ‘8-K’ for 2/1/00

On:  Monday, 2/7/00   ·   For:  2/1/00   ·   Accession #:  1050929-0-16   ·   File #:  0-27077

Previous ‘8-K’:  ‘8-K’ on 12/23/99 for 12/10/99   ·   Next:  ‘8-K’ on 6/14/00 for 6/6/00   ·   Latest:  ‘8-K’ on 10/1/01 for 9/27/01

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/07/00  Tremont Advisers Inc              8-K:5,7     2/01/00    1:6K                                     Newman Tannenbaum H… LLP

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Form 8-K Current Report                                5     13K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
2Item 5. Other Events
"Item 7. Financial Statements and Exhibits
8-K1st Page of 5TOCTopPreviousNextBottomJust 1st
 

SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 1, 2000 TREMONT ADVISERS, INC. (Name of small business issuer in its charter) Delaware 0-27077 06-1210532 -------------------------------------------------------------------------------- (State or other jurisdiction (Commission (I.R.S. Employer of incorporation or organization) File Number) Identification No.) 555 Theodore Fremd Avenue, Rye, New York 10580 -------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (914) 925-1140
8-K2nd Page of 5TOC1stPreviousNextBottomJust 2nd
ITEM 5. OTHER EVENTS On February 1, 2000 Tremont Advisers, Inc.'s Class B Common Stock was listed on the Nasdaq SmallCap Market under the ticker symbol TMAV. Previously, the Class B shares were quoted on the OTC Bulletin Board under the ticker symbol TMAVB. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS 99.1 Press release dated February 1, 2000. 2
8-K3rd Page of 5TOC1stPreviousNextBottomJust 3rd
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. TREMONT ADVISERS, INC. Date: February 7, 2000 By: /s/ Stephen T. Clayton ---------------------------- Stephen T. Clayton Chief Financial Officer (Duly authorized Officer and Principal Financial and Accounting Officer) 3
8-K4th Page of 5TOC1stPreviousNextBottomJust 4th
EXHIBIT 99.1 Press Release 00-2 FOR IMMEDIATE RELEASE Contact: Robert I. Schulman, President TREMONT ADVISERS IS LISTED ON NASDAQ SMALLCAP MARKET Rye, NY, February 1, 2000 - Tremont Advisers, Inc. today announced that its Class B shares are now listed on the Nasdaq SmallCap Market under the ticker symbol TMAV. Previously, the Class B shares were quoted on the OTC Bulletin Board under the ticker symbol TMAVB. Tremont Advisers, through its subsidiaries, is primarily engaged in three core businesses: consulting, information and investment products for the global alternative investment industry. Its business has grown significantly over the past several years as both institutional and high-net-worth individual investors increasingly seek to create portfolios of hedge fund investments. In addition, the firm expanded its business last year by acquiring TASS Investment Research Limited, a London-based provider of information and data on alternative investments, as well as by launching a family of proprietary funds. "The listing on the Nasdaq SmallCap Market is an important milestone in the development of our firm," said Sandra Manzke, Chairman of Tremont Advisers. "It has been our vision to build a premier firm dedicated to alternative investing on a global basis. Clearly, our growth over the last several years is a signal that a significant investing trend is underway." Tremont is aggressively seeking to expand its business both in the U.S. and overseas and, most recently, by pursuing non-domestic business. European, Asian and other non-U.S. investors have shown an increasing interest in hedge funds, says Manzke. According to Tremont Advisers President Robert Schulman, "Tremont has more than a decade of experience creating portfolios of alternative investments. We are committed to providing the thorough quantitative and qualitative research of hedge fund managers that is necessary to build portfolios of hedge fund investments that are consistent with clients' risk and return objectives. Our mission is to bring the highest quality products and services to the marketplace." Tremont, through its subsidiaries, consults on more than $700 million in proprietary funds and has more than $100 million in insurance policies in force, which are invested in alternative investments. Through TASS Investment Research Limited, the firm provides data on the performance of more than 2,500 alternative investment managers and funds. Tremont's wholly owned subsidiaries, Tremont Partners, Inc. and Tremont Securities, Inc., are registered, respectively, as an investment adviser under the Investment Advisers Act of 1940, and as a registered broker dealer under the Securities Exchange Act of 1934. Tremont is headquartered in Rye, New York, and has offices in Toronto, Bermuda and London. For more information on Tremont Advisers, visit www.tremontadvisers.com 4
8-KLast Page of 5TOC1stPreviousNextBottomJust 5th
Certain statements in this Press Release constitute "forward looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Such forward looking statements involve known and unknown risks, uncertainties and other factors which may cause the actual results, performance or achievements of the Companies to be materially different from any future results, performance or achievements expressed or implied by such forward looking statements. The Companies assume no obligation to update these forward looking statements to reflect actual results, changes in assumption or changes in other factors affecting such forward looking statements. 5

Dates Referenced Herein

Referenced-On Page
This ‘8-K’ Filing    Date First  Last      Other Filings
Filed on:2/7/003None on these Dates
For Period End:2/1/0014
 List all Filings 
Top
Filing Submission 0001050929-00-000016   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Sat., Apr. 27, 8:17:52.2am ET