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Tremont Advisers Inc – ‘8-K’ for 9/27/01

On:  Monday, 10/1/01   ·   For:  9/27/01   ·   Accession #:  950172-1-500867   ·   File #:  0-27077

Previous ‘8-K’:  ‘8-K’ on / for 9/20/01   ·   Latest ‘8-K’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/01/01  Tremont Advisers Inc              8-K:5,7     9/27/01    2:7K                                     Skadden Arps Sla… LLP/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                         2±    10K 
 2: EX-99.1     Press Release                                          2±    10K 


8-K   —   Current Report
Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
"Item 5. Other Events
"Item 7. Financial Statements and Exhibits


============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ----------------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 --------------------------------------- Date of report (Date of earliest event reported): September 27, 2001 TREMONT ADVISERS, INC. ------------------------------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 0-27077 06-1210532 ------------------------------------------------------------------------------ (State or Other (Commission File Number) (IRS Employer Jurisdiction of Identification No.) Incorporation) 555 Theodore Fremd Avenue, Rye, New York 10580 ------------------------------------------------------------------------------ (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number, including area code: (914) 925-1140 ============================================================================== ITEM 5. OTHER EVENTS On September 25, 2001 at a special meeting, the stockholders of Tremont Advisers, Inc. ("Tremont") adopted the Agreement and Plan of Merger, dated July 10, 2001 (the "Merger Agreement"), by and among Tremont, Oppenheimer Acquisition Corp. and Joshua Acquisition Corp. Pursuant to the terms of the Merger Agreement, it is planned that on or about October 1, 2001 Tremont will become a wholly-owned subsidiary of Oppenheimer Acquisition Corp. On September 26, 2001 Tremont issued a press release announcing the stockholders' adoption of the Merger Agreement. A copy of such press release is attached as Exhibit 99.1 hereto. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS Exhibit 99.1 Press release dated September 26, 2001 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. TREMONT ADVISERS, INC. Date: September 27, 2001 By: /s/ Stephen T. Clayton ------------------------------------- Stephen T. Clayton Chief Financial Officer and Administrative Officer (Duly authorized Officer and Principal Financial and Accounting Officer) Exhibit 99.1

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:10/1/0115-12G
For Period End:9/27/01
9/26/01
9/25/01PREM14A
7/10/018-K,  DEFA14A,  PRE 14A
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Filing Submission 0000950172-01-500867   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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