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United Development Funding Land Opportunity Fund Investors LLC, et al. – ‘D/A’ on 3/17/09

On:  Tuesday, 3/17/09, at 12:37pm ET   ·   Effective:  3/17/09   ·   Accession #:  1442128-9-6   ·   File #s:  21-121113, 21-121114

Previous ‘D’:  None   ·   Next:  ‘D/A’ on 3/17/10   ·   Latest:  ‘D/A’ on 3/15/11

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/17/09  United Dev Funding Land Oppo..LLC D/A         3/17/09    1:37K                                    United Dev Funding L..LP
          United Development Funding Land Opportunity Fund LP

Amendment to Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Offering of Securities    HTML     35K 
                          Made Without Registration --                           
                          primary_doc.xml/3.1                                    





This ‘D/A’ Document is an XML File that may be rendered in various formats:

Form D  –  Plain Text  –  EDGAR System  –  SEC Website  –  XML Data  –  <?xml?> File
 

 
SEC Info rendering:  Amendment to Notice of an Exempt Offering of Securities
 

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
1442128
   Corporation
X Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND LP
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2008
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND LP
Street Address 1 Street Address 2
1301 MUNICIPAL WAY SUITE 100
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
GRAPEVINE TX 76051 817-835-0650

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
1442125
   Corporation
   Limited Partnership
X Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND INVESTORS LLC
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2008
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND INVESTORS LLC
Street Address 1 Street Address 2
1301 MUNICIPAL WAY SUITE 100
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
GRAPEVINE TX 76051 817-835-0650

3. Related Persons

Last Name First Name Middle Name
Etter Todd F
Street Address 1 Street Address 2
1301 Municipal Way Suite 100
City State/Province/Country ZIP/PostalCode
Grapevine TX 76051
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Greenlaw Hollis M
Street Address 1 Street Address 2
1301 Municipal Way Suite 100
City State/Province/Country ZIP/PostalCode
Grapevine TX 76051
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Wissink Ben L
Street Address 1 Street Address 2
1301 Municipal Way Suite 100
City State/Province/Country ZIP/PostalCode
Grapevine TX 76051
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Obert Cara D
Street Address 1 Street Address 2
1301 Municipal Way Suite 100
City State/Province/Country ZIP/PostalCode
Grapevine TX 76051
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Hagan Hillary  
Street Address 1 Street Address 2
1301 Municipal Way Suite 100
City State/Province/Country ZIP/PostalCode
Grapevine TX 76051
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
X Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
X $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
   Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii) X Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
X Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 7/18/08    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

X Equity X Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $25,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
A. Ken Flake 209342
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services Inc 14503
Street Address 1 Street Address 2
4606 FM 1960 West Suite 400
City State/Province/Country ZIP/Postal Code
Houston TX 77069
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CA
TX

Recipient
Recipient CRD Number    None
Andrew C. Bolt 1594587
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Harrison Douglas Inc. 16515
Street Address 1 Street Address 2
3025 South Parker Suite 801
City State/Province/Country ZIP/Postal Code
Aurora CO 80014
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CO

Recipient
Recipient CRD Number    None
Anthony Lombardi 2921904
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial 30833
Street Address 1 Street Address 2
2177 Salk Avenue Suite 180
City State/Province/Country ZIP/Postal Code
Carlsbad CA 92008
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MI

Recipient
Recipient CRD Number    None
Robert Bragg 4767535
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services Inc. 14503
Street Address 1 Street Address 2
15435 Gleneagle Dr. Suite 210
City State/Province/Country ZIP/Postal Code
Colorado Springs CO 80921
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CO
FL
VA

Recipient
Recipient CRD Number    None
Robert Hinz 1026405
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services Inc. 14503
Street Address 1 Street Address 2
600 Stewart St. Suite 602
City State/Province/Country ZIP/Postal Code
Seattle WA 98101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
HI
WA

Recipient
Recipient CRD Number    None
Robert Wamhoff 2082701
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services Inc. 14503
Street Address 1 Street Address 2
745 Dunn Road  
City State/Province/Country ZIP/Postal Code
Hazelwood MO 63042
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
FL
IL
KY
MO
TX

Recipient
Recipient CRD Number    None
Robert Tweed 2339324
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
CapWest Securities Inc. 30002
Street Address 1 Street Address 2
2060 Huntington Drive Suite 1
City State/Province/Country ZIP/Postal Code
San Marino CA 91108
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CA

Recipient
Recipient CRD Number    None
Bradley R. Calley 4502601
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
IMS Securities Inc. 35567
Street Address 1 Street Address 2
1301 Municipal Way Suite 100
City State/Province/Country ZIP/Postal Code
Grapevine TX 76051
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
TX

Recipient
Recipient CRD Number    None
Bryon Martinsen 1621649
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Centaurus Financial Inc. 30833
Street Address 1 Street Address 2
220 Fort Salonga Rd. Suite 301C
City State/Province/Country ZIP/Postal Code
Northport NY 11768
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NY

Recipient
Recipient CRD Number    None
Robert Setser 1005169
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Direct Capital Securities Inc. 29639
Street Address 1 Street Address 2
1250 S. Capital of Texas Highway Building 1, Suite 410
City State/Province/Country ZIP/Postal Code
Austin TX 78746
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CA

Recipient
Recipient CRD Number X None
Michael L. Sampson None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Eagle One Investments LLC 45254
Street Address 1 Street Address 2
401 Westview Court  
City State/Province/Country ZIP/Postal Code
Washington IA 52353
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
IA

Recipient
Recipient CRD Number    None
Dana Kellogg 2496097
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
ePlanning Securities Inc. 46000
Street Address 1 Street Address 2
3721 Douglas Blvd. Suite 200
City State/Province/Country ZIP/Postal Code
Roseville CA 95661
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CA

Recipient
Recipient CRD Number    None
Brian H. Breuel 813742
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
QA3 Financial Corporation 14754
Street Address 1 Street Address 2
6 Gordon Avenue  
City State/Province/Country ZIP/Postal Code
Lawrenceville NJ 08648
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NJ

Recipient
Recipient CRD Number    None
Brian D. Day-Lewis 4513044
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investors Capital 30613
Street Address 1 Street Address 2
3 Roberge Drive  
City State/Province/Country ZIP/Postal Code
Tyngsboro MA 01879
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MA

Recipient
Recipient CRD Number    None
Charles R. Byrnes III 2360145
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Investors Capital 30613
Street Address 1 Street Address 2
230 Broadway East Suite 203
City State/Province/Country ZIP/Postal Code
Lynnfield MA 01940
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MA

Recipient
Recipient CRD Number    None
Ferdinand Dosono 2110497
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
National Securities Corporation 7569
Street Address 1 Street Address 2
2970 Haleko Rd. Suite 201
City State/Province/Country ZIP/Postal Code
Lihue HI 96766
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
HI

Recipient
Recipient CRD Number    None
Jalon OConnell 3005016
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
National Securities Corporation 7569
Street Address 1 Street Address 2
9300 Wilshire Blvd. Suite 420
City State/Province/Country ZIP/Postal Code
Beverly Hills CA 90212
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CA
HI

Recipient
Recipient CRD Number    None
Bruce M. Kimball 2576920
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Geneos Wealth Management 120894
Street Address 1 Street Address 2
1720 Oak Village Suite 100
City State/Province/Country ZIP/Postal Code
Arlington TX 76017
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
OK
TX

Recipient
Recipient CRD Number    None
Buster Godbee 2284452
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cambridge Legacy Securities 103722
Street Address 1 Street Address 2
101 Plaza Carmona Place Suite D
City State/Province/Country ZIP/Postal Code
Hot Springs AR 71919
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
AR

Recipient
Recipient CRD Number    None
David M. Breedlove 1422471
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cambridge Legacy Securities 103722
Street Address 1 Street Address 2
1024 Pruitt Place  
City State/Province/Country ZIP/Postal Code
Tyler TX 75703
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CA

Recipient
Recipient CRD Number    None
David Theis 1422471
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
QA3 Financial Corporation 14754
Street Address 1 Street Address 2
103 Marty Drive Suite 101
City State/Province/Country ZIP/Postal Code
Buffalo MN 55313
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MN

Recipient
Recipient CRD Number X None
Michael Doherty None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
QA3 Financial Corporation 14754
Street Address 1 Street Address 2
103 Marty Drive Suite 101
City State/Province/Country ZIP/Postal Code
Buffalo MN 55313
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MN

Recipient
Recipient CRD Number    None
Deborah Deitering 729452
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
IMS Securities Inc. 35567
Street Address 1 Street Address 2
4205 Snug Harbor  
City State/Province/Country ZIP/Postal Code
College Station TX 77545
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
TX

Recipient
Recipient CRD Number    None
Dennis Van Pater 1364583
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services Inc. 14503
Street Address 1 Street Address 2
7700 San Jacinto Place Suite 100
City State/Province/Country ZIP/Postal Code
Plano TX 75024
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
TX

Recipient
Recipient CRD Number    None
Dilip Shah 4565670
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cambridge Legacy Securities 103722
Street Address 1 Street Address 2
535 West Burnell Suite 120
City State/Province/Country ZIP/Postal Code
Lewisville TX 75057
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
TX

Recipient
Recipient CRD Number    None
Donald J. Beary 15818
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services Inc. 14503
Street Address 1 Street Address 2
8620 W. 110th St.  
City State/Province/Country ZIP/Postal Code
Overland Park KS 66210
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
KS

Recipient
Recipient CRD Number    None
Dorann Hurley 1782641
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Geneos Wealth Management 120894
Street Address 1 Street Address 2
111 SW 4th St.  
City State/Province/Country ZIP/Postal Code
Corvallis OR 97333
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
KS
NV
NM
OR
SD
WA

Recipient
Recipient CRD Number X None
Douglas K. Van Allen None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Geneos Wealth Management 120894
Street Address 1 Street Address 2
111 SW 4th St.  
City State/Province/Country ZIP/Postal Code
Corvallis OR 97333
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
OR

Recipient
Recipient CRD Number    None
Gary Tad Lindsey 2398788
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
QA3 Financial Corporation 14754
Street Address 1 Street Address 2
132 E. 500 South Suite 1
City State/Province/Country ZIP/Postal Code
Bountiful UT 84010
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
UT

Recipient
Recipient CRD Number    None
Gregory M. Ellis 4046935
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
6421 Perkins Suite 1A
City State/Province/Country ZIP/Postal Code
Baton Rouge LA 70808
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
LA

Recipient
Recipient CRD Number    None
Jeannette Glaza 1363844
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
15435 Gleneagle Dr. Suite 210
City State/Province/Country ZIP/Postal Code
Colorado Springs CO 80921
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CO

Recipient
Recipient CRD Number    None
Jeffrey Nesseth 1983482
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
QA3 Financial Corporation 14754
Street Address 1 Street Address 2
7000 Central Parkway NE Suite 1340
City State/Province/Country ZIP/Postal Code
Atlanta 2Q 30328
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CA
GA
NV

Recipient
Recipient CRD Number X None
Jeffrey Ausgburger None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
QA3 Financial Corporation 14754
Street Address 1 Street Address 2
One Valmont Plaza 4th Floor
City State/Province/Country ZIP/Postal Code
Omaha NE 68154
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
IL

Recipient
Recipient CRD Number    None
Jesse Griffin Jr. 1165095
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
2646 Southwest Mapp Rd. Suite 104
City State/Province/Country ZIP/Postal Code
Palm City FL 34990
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
FL
ME

Recipient
Recipient CRD Number    None
Jim Armagost 7157
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
803 West 25th St.  
City State/Province/Country ZIP/Postal Code
Kearney NE 68845
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MN

Recipient
Recipient CRD Number    None
John Gorely 225973
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
182 Mine Lake Court Suite 100
City State/Province/Country ZIP/Postal Code
Raleigh NC 27615
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
DC
GA
NC

Recipient
Recipient CRD Number    None
Ken Klespies 1258664
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
2212 Muirfield Way  
City State/Province/Country ZIP/Postal Code
Oldsmar FL 34677
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
IN

Recipient
Recipient CRD Number    None
Kevin Yaley 2893171
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher and Company Financial Services 13609
Street Address 1 Street Address 2
401 Jefferson St.  
City State/Province/Country ZIP/Postal Code
Burlington IA 52601
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
IA

Recipient
Recipient CRD Number    None
Kim Kopacka 3153396
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
IMS Securities Inc. 35567
Street Address 1 Street Address 2
21 Kercheval Avenue Suite 320B
City State/Province/Country ZIP/Postal Code
Gross Point Farms MI 48236
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MI
VA

Recipient
Recipient CRD Number    None
Kris Etter 4562123
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
IMS Securities Inc. 35567
Street Address 1 Street Address 2
10205 Westheimer Suite 500
City State/Province/Country ZIP/Postal Code
Houston TX 77042
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
TX

Recipient
Recipient CRD Number    None
Megan Schneider 4458332
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Geneos Wealth Management 120894
Street Address 1 Street Address 2
111 SW 4th St.  
City State/Province/Country ZIP/Postal Code
Corvallis OR 97333
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
OR

Recipient
Recipient CRD Number    None
MF Long II 1778299
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
5800 Granite Parkway Suite 100
City State/Province/Country ZIP/Postal Code
Plano TX 75024
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
TX

Recipient
Recipient CRD Number    None
Michael Staines 5303142
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher and Company Financial Services Inc. 13609
Street Address 1 Street Address 2
300 Harding Blvd. Suite 209
City State/Province/Country ZIP/Postal Code
Roseville CA 95678
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NJ

Recipient
Recipient CRD Number    None
Mike Henry 243365
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cambridge Legacy Securities 103722
Street Address 1 Street Address 2
2028 E. Ben White Blvd. Suite 500
City State/Province/Country ZIP/Postal Code
Austin TX 78741
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
TX

Recipient
Recipient CRD Number    None
Nir Regev 1847410
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
261 Clarkson Executive Park  
City State/Province/Country ZIP/Postal Code
Ellisville MO 63011
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MO

Recipient
Recipient CRD Number    None
Paul Burkemper 2222925
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
10825 Watson Rd. Suite 100
City State/Province/Country ZIP/Postal Code
St. Louis MO 63127
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MO

Recipient
Recipient CRD Number    None
Randy Stevenson 2114058
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
719 W. Front St. Suite 176
City State/Province/Country ZIP/Postal Code
Tyler TX 75702
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
TX

Recipient
Recipient CRD Number    None
Robert J. Kramer 1715096
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
2116 N. Court Suite 1
City State/Province/Country ZIP/Postal Code
Ottumwa IA 52501
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
IA

Recipient
Recipient CRD Number    None
John Redfearn III 2771876
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
QA3 Financial Corporation 14754
Street Address 1 Street Address 2
7000 Central Parkway NE Suite 1340
City State/Province/Country ZIP/Postal Code
Atlanta GA 30328
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
GA
NV

Recipient
Recipient CRD Number    None
Russell Childs 1192883
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Cambridge Legacy Securities 103722
Street Address 1 Street Address 2
4100 Spring Valley Rd. Suite 500
City State/Province/Country ZIP/Postal Code
Dallas TX 75244
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
TX

Recipient
Recipient CRD Number    None
Ryan Benning 4205469
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher and Company Financial Services 13609
Street Address 1 Street Address 2
931 S. Washington St. Suite 1
City State/Province/Country ZIP/Postal Code
Bismark ND 58504
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ND

Recipient
Recipient CRD Number    None
Shawn Davis 2911230
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Berthel Fisher and Company Financial Services 13609
Street Address 1 Street Address 2
300 Harding Blvd. Suite 209
City State/Province/Country ZIP/Postal Code
Roseville CA 95678
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CA

Recipient
Recipient CRD Number X None
Steven Shirley None
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
VSR Financial Services 14503
Street Address 1 Street Address 2
8620 W. 110th St. Suite 200
City State/Province/Country ZIP/Postal Code
Overland Park KS 66210
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
TX

Recipient
Recipient CRD Number    None
Terry L. Sonnenfeld 2216263
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Geneos Wealth Management 120894
Street Address 1 Street Address 2
902 E. 2nd Street Suite 150
City State/Province/Country ZIP/Postal Code
Winona MN 55987
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
MN

13. Offering and Sales Amounts

Total Offering Amount $124,950,000 USD
or    Indefinite
Total Amount Sold $8,434,571 USD
Total Remaining to be Sold $116,515,429 USD
or    Indefinite

Clarification of Response (if Necessary):

Total Offering Amount: $100,000,000 represents aggregate amount for limited partnership interests and $24,950,000 represents aggregate amount for limited liability company membership interests being offered in connection with offering

14. Investors

X
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
6
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
199

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $8,743,000 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND LP /Hollis M. Greenlaw/ Hollis M. Greenlaw President of managing member of gp of Issuer gp 3/17/09
UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND INVESTORS LLC /Hollis M. Greenlaw/ Hollis M. Greenlaw Pres. of managing member of gp of Issuer managing member 3/17/09

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


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