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United Development Funding Land Opportunity Fund Investors LLC, et al. – ‘D/A’ on 3/17/09

On:  Tuesday, 3/17/09, at 12:37pm ET   ·   Effective:  3/17/09   ·   Accession #:  1442128-9-6   ·   File #s:  21-121113, 21-121114

Previous ‘D’:  None   ·   Next:  ‘D/A’ on 3/17/10   ·   Latest:  ‘D/A’ on 3/15/11

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/17/09  United Dev Funding Land Oppo… LLC D/A         3/17/09    1:37K                                    United Dev Funding L… LP
          United Development Funding Land Opportunity Fund LP

Amendment to Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D/A         Amendment to Notice of an Offering of Securities    HTML     35K 
                          Made Without Registration --                           
                          primary_doc.xml/3.1                                    




        

This ‘D/A’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
EDGAR System rendering:  Amendment to Notice of an Exempt Offering of Securities
 

FORM D
Notice of Exempt Offering of Securities

UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

OMB APPROVAL
OMB Number: 3235-0076
Expires: September 30, 2008
Estimated Average burden hours per response: 4.0
1. Issuer's Identity
CIK (Filer ID Number)Previous Name(s)box checkedNoneEntity Type
0001442128
 
 
 
radio uncheckedCorporation
radio checked Limited Partnership
radio unchecked Limited Liability Company
radio unchecked General Partnership
radio unchecked Business Trust
radio unchecked Other
Name of Issuer
 UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND LP
Jurisdiction of Incorporation/Organization
DE 
Year of Incorporation/Organization
radio uncheckedOver Five Years Ago
radio checkedWithin Last Five Years (Specify Year)
2008
radio uncheckedYet to Be Formed
 
  
  
 
2. Principal Place of Business and Contact Information
Name of Issuer
 UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND LP
Street Address 1Street Address 2
 1301 MUNICIPAL WAY
 SUITE 100
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
 GRAPEVINE
 TX
 
 76051
 817-835-0650 




1. Issuer's Identity
CIK (Filer ID Number)Previous Name(s)box checkedNoneEntity Type
0001442125
radio uncheckedCorporation
radio unchecked Limited Partnership
radio checked Limited Liability Company
radio unchecked General Partnership
radio unchecked Business Trust
radio unchecked Other
Name of Issuer
UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND INVESTORS LLC
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
radio uncheckedOver Five Years Ago
radio checkedWithin Last Five Years (Specify Year)
2008 
radio uncheckedYet to Be Formed
  
  
 
2. Principal Place of Business and Contact Information
Name of Issuer
UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND INVESTORS LLC
Street Address 1Street Address 2
 1301 MUNICIPAL WAY
 SUITE 100
CityState/Province/CountryZIP/Postal CodePhone No. of Issuer
GRAPEVINE
TX
76051
817-835-0650



3. Related Persons

Last NameFirst NameMiddle Name
Etter
Todd
F
Street Address 1Street Address 2
 1301 Municipal Way 
 Suite 100
CityState/Province/CountryZIP/Postal Code
 Grapevine
 TX
 76051
 
Relationship:box checkedExecutive Officerbox uncheckedDirectorbox uncheckedPromoter
Clarification of Response (if Necessary)
 



Last NameFirst NameMiddle Name
Greenlaw
Hollis
M
Street Address 1Street Address 2
 1301 Municipal Way 
 Suite 100
CityState/Province/CountryZIP/Postal Code
 Grapevine
 TX
 76051
 
Relationship:box checkedExecutive Officerbox uncheckedDirectorbox uncheckedPromoter
Clarification of Response (if Necessary)
 



Last NameFirst NameMiddle Name
Wissink
Ben
L
Street Address 1Street Address 2
 1301 Municipal Way 
 Suite 100
CityState/Province/CountryZIP/Postal Code
 Grapevine
 TX
 76051
 
Relationship:box checkedExecutive Officerbox uncheckedDirectorbox uncheckedPromoter
Clarification of Response (if Necessary)
 



Last NameFirst NameMiddle Name
Obert
Cara
D
Street Address 1Street Address 2
 1301 Municipal Way 
 Suite 100
CityState/Province/CountryZIP/Postal Code
 Grapevine
 TX
 76051
 
Relationship:box checkedExecutive Officerbox uncheckedDirectorbox uncheckedPromoter
Clarification of Response (if Necessary)
 



Last NameFirst NameMiddle Name
Hagan
Hillary
 
Street Address 1Street Address 2
 1301 Municipal Way 
 Suite 100
CityState/Province/CountryZIP/Postal Code
 Grapevine
 TX
 76051
 
Relationship:box checkedExecutive Officerbox uncheckedDirectorbox uncheckedPromoter
Clarification of Response (if Necessary)
 





4. Industry Group
 radio uncheckedAgriculture
Banking & Financial Services
 radio unchecked Commercial Banking
 radio unchecked Insurance
 radio uncheckedInvesting
 radio unchecked Investment Banking
 radio unchecked Pooled Investment Fund

 radio uncheckedOther Banking & Financial Services
radio unchecked Business Services
Energy
 radio unchecked Coal Mining
 radio unchecked Electric Utilities
 radio unchecked Energy Conservation
 radio unchecked Environmental Services
 radio unchecked Oil & Gas
 radio unchecked Other Energy
Health Care
 radio unchecked Biotechnology
 radio unchecked Health Insurance
 radio unchecked Hospitals & Physicians
 radio unchecked Pharmaceuticals
 radio unchecked Other Health Care
   
   
   
  
radio unchecked Manufacturing
Real Estate
 radio uncheckedCommercial
 radio uncheckedConstruction
 radio uncheckedREITS & Finance
 radio uncheckedResidential
radio checkedOther Real Estate
radio unchecked Retailing
radio uncheckedRestaurants
Technology
radio unchecked Computers
radio unchecked Telecommunications
radio unchecked Other Technology
Travel
radio unchecked Airlines & Airports
radio unchecked Lodging & Conventions
radio unchecked Tourism & Travel Services
radio unchecked Other Travel
radio uncheckedOther

  
   
5. Issuer Size
Revenue RangeAggregate Net Asset Value Range
radio uncheckedNo Revenuesradio unchecked No Aggregate Net Asset Value
radio checked $1 - $1,000,000radio unchecked$1 - $5,000,000
radio unchecked $1,000,001 - $5,000,000radio unchecked $5,000,001 - $25,000,000
radio unchecked$5,000,001 - $25,000,000radio unchecked $25,000,001 - $50,000,000
radio unchecked$25,000,001 - $100,000,000radio unchecked $50,000,001 - $100,000,000
radio unchecked Over $100,000,000radio unchecked Over $100,000,000
radio unchecked Decline to Disclose radio uncheckedDecline to Disclose
radio unchecked Not Applicableradio unchecked Not Applicable

 
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
box uncheckedRule 504(b)(1) (not (i), (ii)
or (iii))
box uncheckedRule 505      
box uncheckedRule 504 (b)(1)(i) box checkedRule 506
box uncheckedRule 504 (b)(1)(ii) box uncheckedSecurities Act Section 4(6)
box uncheckedRule 504 (b)(1)(iii)box checkedInvestment Company Act Section 3(c)
box uncheckedSection 3(c)(1)box uncheckedSection 3(c)(9)
box uncheckedSection 3(c)(2)box uncheckedSection 3(c)(10)
box uncheckedSection 3(c)(3)box uncheckedSection 3(c)(11)
box uncheckedSection 3(c)(4)box uncheckedSection 3(c)(12)
box checkedSection 3(c)(5)box uncheckedSection 3(c)(13)
box uncheckedSection 3(c)(6)box uncheckedSection 3(c)(14)
box uncheckedSection 3(c)(7)
 
 

7. Type of Filing
box unchecked New Notice Date of First Sale 
2008-07-18
box unchecked First Sale Yet to Occur
box checked Amendment


 
 
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? radio checked Yes radio unchecked No
 
 
9. Type(s) of Securities Offered (select all that apply)
box checkedPooled Investment Fund Interestsbox checkedEquity
box uncheckedTenant-in-Common Securities box uncheckedDebt
box uncheckedMineral Property Securitiesbox uncheckedOption, Warrant or Other Right to Acquire Another Security
box uncheckedSecurity to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Securitybox uncheckedOther (describe)
 
 
 
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? radio unchecked Yes radio checked No
Clarification of Response (if Necessary)
 
 
 
11. Minimum Investment
Minimum investment accepted from any outside investor$
 25000
USD

12. Sales Compensation
Recipient Recipient CRD Numberbox uncheckedNone
 A. Ken Flake
 209342
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services Inc
 14503
Street Address 1      Street Address 2
4606 FM 1960 West
Suite 400
City State/Province/CountryZIP/Postal Code
 Houston
 TX
 77069
State(s) of Solicitationbox uncheckedAll States
 
 CA
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Andrew C. Bolt
 1594587
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Harrison Douglas Inc.
 16515
Street Address 1      Street Address 2
3025 South Parker
Suite 801
City State/Province/CountryZIP/Postal Code
 Aurora
 CO
 80014
State(s) of Solicitationbox uncheckedAll States
 
 CO

Recipient Recipient CRD Numberbox uncheckedNone
 Anthony Lombardi
 2921904
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Centaurus Financial
 30833
Street Address 1      Street Address 2
2177 Salk Avenue
Suite 180
City State/Province/CountryZIP/Postal Code
 Carlsbad
 CA
 92008
State(s) of Solicitationbox uncheckedAll States
 
 MI

Recipient Recipient CRD Numberbox uncheckedNone
 Robert Bragg
 4767535
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services Inc.
 14503
Street Address 1      Street Address 2
15435 Gleneagle Dr.
Suite 210
City State/Province/CountryZIP/Postal Code
 Colorado Springs
 CO
 80921
State(s) of Solicitationbox uncheckedAll States
 
 CO
 FL
 VA

Recipient Recipient CRD Numberbox uncheckedNone
 Robert Hinz
 1026405
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services Inc.
 14503
Street Address 1      Street Address 2
600 Stewart St.
Suite 602
City State/Province/CountryZIP/Postal Code
 Seattle
 WA
 98101
State(s) of Solicitationbox uncheckedAll States
 
 HI
 WA

Recipient Recipient CRD Numberbox uncheckedNone
 Robert Wamhoff
 2082701
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services Inc.
 14503
Street Address 1      Street Address 2
745 Dunn Road
 
City State/Province/CountryZIP/Postal Code
 Hazelwood
 MO
 63042
State(s) of Solicitationbox uncheckedAll States
 
 FL
 IL
 KY
 MO
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Robert Tweed
 2339324
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 CapWest Securities Inc.
 30002
Street Address 1      Street Address 2
2060 Huntington Drive
Suite 1
City State/Province/CountryZIP/Postal Code
 San Marino
 CA
 91108
State(s) of Solicitationbox uncheckedAll States
 
 CA

Recipient Recipient CRD Numberbox uncheckedNone
 Bradley R. Calley
 4502601
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 IMS Securities Inc.
 35567
Street Address 1      Street Address 2
1301 Municipal Way
Suite 100
City State/Province/CountryZIP/Postal Code
 Grapevine
 TX
 76051
State(s) of Solicitationbox uncheckedAll States
 
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Bryon Martinsen
 1621649
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Centaurus Financial Inc.
 30833
Street Address 1      Street Address 2
220 Fort Salonga Rd.
Suite 301C
City State/Province/CountryZIP/Postal Code
 Northport
 NY
 11768
State(s) of Solicitationbox uncheckedAll States
 
 NY

Recipient Recipient CRD Numberbox uncheckedNone
 Robert Setser
 1005169
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Direct Capital Securities Inc.
 29639
Street Address 1      Street Address 2
1250 S. Capital of Texas Highway
Building 1, Suite 410
City State/Province/CountryZIP/Postal Code
 Austin
 TX
 78746
State(s) of Solicitationbox uncheckedAll States
 
 CA

Recipient Recipient CRD Numberbox checkedNone
 Michael L. Sampson
  
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Eagle One Investments LLC
 45254
Street Address 1      Street Address 2
401 Westview Court
 
City State/Province/CountryZIP/Postal Code
 Washington
 IA
 52353
State(s) of Solicitationbox uncheckedAll States
 
 IA

Recipient Recipient CRD Numberbox uncheckedNone
 Dana Kellogg
 2496097
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 ePlanning Securities Inc.
 46000
Street Address 1      Street Address 2
3721 Douglas Blvd.
Suite 200
City State/Province/CountryZIP/Postal Code
 Roseville
 CA
 95661
State(s) of Solicitationbox uncheckedAll States
 
 CA

Recipient Recipient CRD Numberbox uncheckedNone
 Brian H. Breuel
 813742
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 QA3 Financial Corporation
 14754
Street Address 1      Street Address 2
6 Gordon Avenue
 
City State/Province/CountryZIP/Postal Code
 Lawrenceville
 NJ
 08648
State(s) of Solicitationbox uncheckedAll States
 
 NJ

Recipient Recipient CRD Numberbox uncheckedNone
 Brian D. Day-Lewis
 4513044
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Investors Capital
 30613
Street Address 1      Street Address 2
3 Roberge Drive
 
City State/Province/CountryZIP/Postal Code
 Tyngsboro
 MA
 01879
State(s) of Solicitationbox uncheckedAll States
 
 MA

Recipient Recipient CRD Numberbox uncheckedNone
 Charles R. Byrnes III
 2360145
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Investors Capital
 30613
Street Address 1      Street Address 2
230 Broadway East
Suite 203
City State/Province/CountryZIP/Postal Code
 Lynnfield
 MA
 01940
State(s) of Solicitationbox uncheckedAll States
 
 MA

Recipient Recipient CRD Numberbox uncheckedNone
 Ferdinand Dosono
 2110497
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 National Securities Corporation
 7569
Street Address 1      Street Address 2
2970 Haleko Rd.
Suite 201
City State/Province/CountryZIP/Postal Code
 Lihue
 HI
 96766
State(s) of Solicitationbox uncheckedAll States
 
 HI

Recipient Recipient CRD Numberbox uncheckedNone
 Jalon OConnell
 3005016
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 National Securities Corporation
 7569
Street Address 1      Street Address 2
9300 Wilshire Blvd.
Suite 420
City State/Province/CountryZIP/Postal Code
 Beverly Hills
 CA
 90212
State(s) of Solicitationbox uncheckedAll States
 
 CA
 HI

Recipient Recipient CRD Numberbox uncheckedNone
 Bruce M. Kimball
 2576920
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Geneos Wealth Management
 120894
Street Address 1      Street Address 2
1720 Oak Village
Suite 100
City State/Province/CountryZIP/Postal Code
 Arlington
 TX
 76017
State(s) of Solicitationbox uncheckedAll States
 
 OK
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Buster Godbee
 2284452
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Cambridge Legacy Securities
 103722
Street Address 1      Street Address 2
101 Plaza Carmona Place
Suite D
City State/Province/CountryZIP/Postal Code
 Hot Springs
 AR
 71919
State(s) of Solicitationbox uncheckedAll States
 
 AR

Recipient Recipient CRD Numberbox uncheckedNone
 David M. Breedlove
 1422471
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Cambridge Legacy Securities
 103722
Street Address 1      Street Address 2
1024 Pruitt Place
 
City State/Province/CountryZIP/Postal Code
 Tyler
 TX
 75703
State(s) of Solicitationbox uncheckedAll States
 
 CA

Recipient Recipient CRD Numberbox uncheckedNone
 David Theis
 1422471
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 QA3 Financial Corporation
 14754
Street Address 1      Street Address 2
103 Marty Drive
Suite 101
City State/Province/CountryZIP/Postal Code
 Buffalo
 MN
 55313
State(s) of Solicitationbox uncheckedAll States
 
 MN

Recipient Recipient CRD Numberbox checkedNone
 Michael Doherty
  
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 QA3 Financial Corporation
 14754
Street Address 1      Street Address 2
103 Marty Drive
Suite 101
City State/Province/CountryZIP/Postal Code
 Buffalo
 MN
 55313
State(s) of Solicitationbox uncheckedAll States
 
 MN

Recipient Recipient CRD Numberbox uncheckedNone
 Deborah Deitering
 729452
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 IMS Securities Inc.
 35567
Street Address 1      Street Address 2
4205 Snug Harbor
 
City State/Province/CountryZIP/Postal Code
 College Station
 TX
 77545
State(s) of Solicitationbox uncheckedAll States
 
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Dennis Van Pater
 1364583
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services Inc.
 14503
Street Address 1      Street Address 2
7700 San Jacinto Place
Suite 100
City State/Province/CountryZIP/Postal Code
 Plano
 TX
 75024
State(s) of Solicitationbox uncheckedAll States
 
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Dilip Shah
 4565670
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Cambridge Legacy Securities
 103722
Street Address 1      Street Address 2
535 West Burnell
Suite 120
City State/Province/CountryZIP/Postal Code
 Lewisville
 TX
 75057
State(s) of Solicitationbox uncheckedAll States
 
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Donald J. Beary
 15818
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services Inc.
 14503
Street Address 1      Street Address 2
8620 W. 110th St.
 
City State/Province/CountryZIP/Postal Code
 Overland Park
 KS
 66210
State(s) of Solicitationbox uncheckedAll States
 
 KS

Recipient Recipient CRD Numberbox uncheckedNone
 Dorann Hurley
 1782641
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Geneos Wealth Management
 120894
Street Address 1      Street Address 2
111 SW 4th St.
 
City State/Province/CountryZIP/Postal Code
 Corvallis
 OR
 97333
State(s) of Solicitationbox uncheckedAll States
 
 KS
 NV
 NM
 OR
 SD
 WA

Recipient Recipient CRD Numberbox checkedNone
 Douglas K. Van Allen
  
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Geneos Wealth Management
 120894
Street Address 1      Street Address 2
111 SW 4th St.
 
City State/Province/CountryZIP/Postal Code
 Corvallis
 OR
 97333
State(s) of Solicitationbox uncheckedAll States
 
 OR

Recipient Recipient CRD Numberbox uncheckedNone
 Gary Tad Lindsey
 2398788
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 QA3 Financial Corporation
 14754
Street Address 1      Street Address 2
132 E. 500 South
Suite 1
City State/Province/CountryZIP/Postal Code
 Bountiful
 UT
 84010
State(s) of Solicitationbox uncheckedAll States
 
 UT

Recipient Recipient CRD Numberbox uncheckedNone
 Gregory M. Ellis
 4046935
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
6421 Perkins
Suite 1A
City State/Province/CountryZIP/Postal Code
 Baton Rouge
 LA
 70808
State(s) of Solicitationbox uncheckedAll States
 
 LA

Recipient Recipient CRD Numberbox uncheckedNone
 Jeannette Glaza
 1363844
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
15435 Gleneagle Dr.
Suite 210
City State/Province/CountryZIP/Postal Code
 Colorado Springs
 CO
 80921
State(s) of Solicitationbox uncheckedAll States
 
 CO

Recipient Recipient CRD Numberbox uncheckedNone
 Jeffrey Nesseth
 1983482
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 QA3 Financial Corporation
 14754
Street Address 1      Street Address 2
7000 Central Parkway NE
Suite 1340
City State/Province/CountryZIP/Postal Code
 Atlanta
 2Q
 30328
State(s) of Solicitationbox uncheckedAll States
 
 CA
 GA
 NV

Recipient Recipient CRD Numberbox checkedNone
 Jeffrey Ausgburger
  
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 QA3 Financial Corporation
 14754
Street Address 1      Street Address 2
One Valmont Plaza
4th Floor
City State/Province/CountryZIP/Postal Code
 Omaha
 NE
 68154
State(s) of Solicitationbox uncheckedAll States
 
 IL

Recipient Recipient CRD Numberbox uncheckedNone
 Jesse Griffin Jr.
 1165095
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
2646 Southwest Mapp Rd.
Suite 104
City State/Province/CountryZIP/Postal Code
 Palm City
 FL
 34990
State(s) of Solicitationbox uncheckedAll States
 
 FL
 ME

Recipient Recipient CRD Numberbox uncheckedNone
 Jim Armagost
 7157
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
803 West 25th St.
 
City State/Province/CountryZIP/Postal Code
 Kearney
 NE
 68845
State(s) of Solicitationbox uncheckedAll States
 
 MN

Recipient Recipient CRD Numberbox uncheckedNone
 John Gorely
 225973
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
182 Mine Lake Court
Suite 100
City State/Province/CountryZIP/Postal Code
 Raleigh
 NC
 27615
State(s) of Solicitationbox uncheckedAll States
 
 DC
 GA
 NC

Recipient Recipient CRD Numberbox uncheckedNone
 Ken Klespies
 1258664
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
2212 Muirfield Way
 
City State/Province/CountryZIP/Postal Code
 Oldsmar
 FL
 34677
State(s) of Solicitationbox uncheckedAll States
 
 IN

Recipient Recipient CRD Numberbox uncheckedNone
 Kevin Yaley
 2893171
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Berthel Fisher and Company Financial Services
 13609
Street Address 1      Street Address 2
401 Jefferson St.
 
City State/Province/CountryZIP/Postal Code
 Burlington
 IA
 52601
State(s) of Solicitationbox uncheckedAll States
 
 IA

Recipient Recipient CRD Numberbox uncheckedNone
 Kim Kopacka
 3153396
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 IMS Securities Inc.
 35567
Street Address 1      Street Address 2
21 Kercheval Avenue
Suite 320B
City State/Province/CountryZIP/Postal Code
 Gross Point Farms
 MI
 48236
State(s) of Solicitationbox uncheckedAll States
 
 MI
 VA

Recipient Recipient CRD Numberbox uncheckedNone
 Kris Etter
 4562123
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 IMS Securities Inc.
 35567
Street Address 1      Street Address 2
10205 Westheimer
Suite 500
City State/Province/CountryZIP/Postal Code
 Houston
 TX
 77042
State(s) of Solicitationbox uncheckedAll States
 
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Megan Schneider
 4458332
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Geneos Wealth Management
 120894
Street Address 1      Street Address 2
111 SW 4th St.
 
City State/Province/CountryZIP/Postal Code
 Corvallis
 OR
 97333
State(s) of Solicitationbox uncheckedAll States
 
 OR

Recipient Recipient CRD Numberbox uncheckedNone
 MF Long II
 1778299
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
5800 Granite Parkway
Suite 100
City State/Province/CountryZIP/Postal Code
 Plano
 TX
 75024
State(s) of Solicitationbox uncheckedAll States
 
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Michael Staines
 5303142
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Berthel Fisher and Company Financial Services Inc.
 13609
Street Address 1      Street Address 2
300 Harding Blvd.
Suite 209
City State/Province/CountryZIP/Postal Code
 Roseville
 CA
 95678
State(s) of Solicitationbox uncheckedAll States
 
 NJ

Recipient Recipient CRD Numberbox uncheckedNone
 Mike Henry
 243365
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Cambridge Legacy Securities
 103722
Street Address 1      Street Address 2
2028 E. Ben White Blvd.
Suite 500
City State/Province/CountryZIP/Postal Code
 Austin
 TX
 78741
State(s) of Solicitationbox uncheckedAll States
 
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Nir Regev
 1847410
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
261 Clarkson Executive Park
 
City State/Province/CountryZIP/Postal Code
 Ellisville
 MO
 63011
State(s) of Solicitationbox uncheckedAll States
 
 MO

Recipient Recipient CRD Numberbox uncheckedNone
 Paul Burkemper
 2222925
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
10825 Watson Rd.
Suite 100
City State/Province/CountryZIP/Postal Code
 St. Louis
 MO
 63127
State(s) of Solicitationbox uncheckedAll States
 
 MO

Recipient Recipient CRD Numberbox uncheckedNone
 Randy Stevenson
 2114058
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
719 W. Front St.
Suite 176
City State/Province/CountryZIP/Postal Code
 Tyler
 TX
 75702
State(s) of Solicitationbox uncheckedAll States
 
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Robert J. Kramer
 1715096
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
2116 N. Court
Suite 1
City State/Province/CountryZIP/Postal Code
 Ottumwa
 IA
 52501
State(s) of Solicitationbox uncheckedAll States
 
 IA

Recipient Recipient CRD Numberbox uncheckedNone
 John Redfearn III
 2771876
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 QA3 Financial Corporation
 14754
Street Address 1      Street Address 2
7000 Central Parkway NE
Suite 1340
City State/Province/CountryZIP/Postal Code
 Atlanta
 GA
 30328
State(s) of Solicitationbox uncheckedAll States
 
 GA
 NV

Recipient Recipient CRD Numberbox uncheckedNone
 Russell Childs
 1192883
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Cambridge Legacy Securities
 103722
Street Address 1      Street Address 2
4100 Spring Valley Rd.
Suite 500
City State/Province/CountryZIP/Postal Code
 Dallas
 TX
 75244
State(s) of Solicitationbox uncheckedAll States
 
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Ryan Benning
 4205469
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Berthel Fisher and Company Financial Services
 13609
Street Address 1      Street Address 2
931 S. Washington St.
Suite 1
City State/Province/CountryZIP/Postal Code
 Bismark
 ND
 58504
State(s) of Solicitationbox uncheckedAll States
 
 ND

Recipient Recipient CRD Numberbox uncheckedNone
 Shawn Davis
 2911230
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Berthel Fisher and Company Financial Services
 13609
Street Address 1      Street Address 2
300 Harding Blvd.
Suite 209
City State/Province/CountryZIP/Postal Code
 Roseville
 CA
 95678
State(s) of Solicitationbox uncheckedAll States
 
 CA

Recipient Recipient CRD Numberbox checkedNone
 Steven Shirley
  
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 VSR Financial Services
 14503
Street Address 1      Street Address 2
8620 W. 110th St.
Suite 200
City State/Province/CountryZIP/Postal Code
 Overland Park
 KS
 66210
State(s) of Solicitationbox uncheckedAll States
 
 TX

Recipient Recipient CRD Numberbox uncheckedNone
 Terry L. Sonnenfeld
 2216263
(Associated) Broker or Dealerbox uncheckedNone(Associated) Broker or Dealer CRD Number box uncheckedNone
 Geneos Wealth Management
 120894
Street Address 1      Street Address 2
902 E. 2nd Street
Suite 150
City State/Province/CountryZIP/Postal Code
 Winona
 MN
 55987
State(s) of Solicitationbox uncheckedAll States
 
 MN




13. Offering and Sales Amounts
 
Total Offering Amount $
124950000
USDbox uncheckedIndefinite
Total Amount Sold $
8434571
USD
Total Remaining to be Sold $
116515429
USDbox uncheckedIndefinite
Clarification of Response (if Necessary)
Total Offering Amount: $100,000,000 represents aggregate amount for limited partnership interests and $24,950,000 represents aggregate amount for limited liability company membership interests being offered in connection with offering
 
14. Investors

box checkedSelect if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
6 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
199
 
15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions$
8743000
USDbox checkedEstimate
Finders' Fees$
0
USDbox uncheckedEstimate
Clarification of Response (if Necessary)
 
 

16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
 $ 
0
USDbox uncheckedEstimate
Clarification of Response (if Necessary)
 

Signature and Submission
 
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission 
 In submitting this notice, each Issuer named above is: 
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that the Issuer is not disqualified from relying on any Regulation D exemption it has identified in Item 6 above for one of the reasons stated in Rule 505(b)(2)(iii).
 
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
box uncheckedI also am a duly authorized representative of the other identified issuer(s) in Item 1 above and authorized to sign on their behalf.
 
IssuerSignatureName of SignerTitleDate
UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND LP/Hollis M. Greenlaw/Hollis M. GreenlawPresident of managing member of gp of Issuer gp2009-03-17
UNITED DEVELOPMENT FUNDING LAND OPPORTUNITY FUND INVESTORS LLC/Hollis M. Greenlaw/Hollis M. GreenlawPres. of managing member of gp of Issuer managing member2009-03-17





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