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Mirkovich Adam – ‘4’ for 11/22/19 re: Charlie’s Holdings, Inc.

On:  Tuesday, 11/26/19, at 8:17pm ET   ·   For:  11/22/19   ·   Accession #:  1415889-19-1413   ·   File #:  1-32420

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/26/19  Mirkovich Adam                    4                      1:6K   Charlie’s Holdings, Inc.          SEC Connect, LLC

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider --                                      
                form4-11262019_051151.xml/3.6


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — form4-11262019_051151.xml/3.6
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  11/22/19
Issuer:
Issuer CIK:  1134765
Issuer Name:  Charlie's Holdings, Inc.
Issuer Trading Symbol:  CHUC
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1777367
Owner Name:  Mirkovich Adam
Reporting Owner Address:
Owner Street 1:  C/O CHARLIE'S HOLDINGS, INC.
Owner Street 2:  1007 BRIOSO DRIVE
Owner City:  COSTA MESA
Owner State:  CA
Owner ZIP Code:  92627
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  CHIEF INFORMATION OFFICER
Other Text:
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  11/22/19
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  490,000
Transaction Price Per Share:
Value:  0.0027
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  490,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Nature of Ownership:
Value:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  11/25/19
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  320,000
Transaction Price Per Share:
Value:  0.0027
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  810,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Nature of Ownership:
Value:
Derivative Table:
Derivative Holding:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  0.0044
Exercise Date:
Footnote ID:  F1
Expiration Date:
Value:  10/29/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  10,000,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,000,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Nature of Ownership:
Value:
Footnotes:
Footnote - F1:  Options will become exercisable upon vesting and will vest annually, in equal installments, over a three-year period beginning on June 1, 2020.
Owner Signature:
Signature Name:  /s/ David Allen , Attorney-in-Fact
Signature Date:  11/26/19


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Filing Submission 0001415889-19-001413   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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