Charlie’s Holdings, Inc. 

CA

  SEC # 1134765

        

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760  SEC Filings   from  2/27/01  to  4/19/24  (5 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/17/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Charlie’s Holdings, Inc.

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Forms , Documents & Exhibits  in  474 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/19/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	232
					8-K Items:
11/3/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	66
4/30/19	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	4
5/1/19	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
4/27/18	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	15
5/8/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	32
3/3/09	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	7
5/26/21	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	53
4/4/23	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	13
4/19/24			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01    — ↓‘EX-16’	7
4/30/19	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD  — ↓‘EX-9’	2
6/20/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	50
4/4/23	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	14
6/20/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	5
6/16/21	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	24
11/3/21	OLD		Events:			•	Other Events — Item 8.01  OLD	92
4/19/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	174
4/18/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	5
4/15/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	16
4/1/24			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	9
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	48
5/15/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	6
4/27/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A	1
4/27/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	8
12/22/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	5
2/4/22	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	8
3/31/21	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	11
2/20/20	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	7
2/18/20	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	7
2/13/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	23
2/13/20	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	16
5/28/19	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
5/15/19	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	7
7/29/14	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
3/28/11	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	4
3/28/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	7
11/2/07	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	21
7/25/07	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	3
7/13/07	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	6
5/31/07	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
6/6/05	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
4/5/05	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
4/5/05	OLD		CERTAMX		Trading:		Certification by the American Stock Exchange Approving a Listing — Form CERT  OLD	1
3/31/05	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
3/30/05	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	12
10/25/04	OLD		PRER14C		Proxy:		Preliminary Revised Proxy Info Statement — Schedule 14C  OLD	1
7/29/04	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/1/02	OLD		10KSB40		Update:		Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD	1
					General Exhibits:
4/15/24			EX-23		Consents of Experts and Counsel			59
4/15/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			25
4/15/24			EX-10		Material Contracts			174
4/15/24			EX-19		Report Furnished to Security Holders			1
4/15/24			EX-21		Subsidiaries Lists			15
4/4/23	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			33
12/22/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
12/22/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			17
6/12/12	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
3/31/11	OLD		EX-14		Codes of Ethics  OLD			23
4/2/09	OLD		EX-9		Voting Trust Agreements  OLD			2
1/18/05	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
3/3/22	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization			177
					Financials:
4/19/24			EX-16		Letters re: Changes in Accountants			7
4/19/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,210
4/19/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			68
4/19/24			EX-101.*		XBRL Data  (XBRL Files)			339
4/19/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			19
4/19/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			61
4/15/24			EX-31		Certifications — §302 – SOA’02			164
4/15/24			EX-32		Certifications — §906 – SOA’02			162
					Graphics:
4/18/24			GRAPHIC		Photos, Images and Graphs			320

Forms , Documents & Exhibits  in  288 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/12/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	20
12/4/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	173
6/26/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	43
2/18/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	16
5/28/19	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
2/13/19	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	11
6/11/09	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
					Letters:
2/12/20	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			22
2/12/20	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			5
					General Exhibits:
7/24/19	OLD		EX-24		Powers of Attorney  OLD			6
4/25/16	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
					Additional Exhibits:
9/21/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			9

        

Filings History

Year		# of Filings
2024		5
2023		29
2022		21
2021		25
2020		28
2019		51
2018		16
2017		17
2016		28
2015		62
2014		58
2013		32
2012		53
2011		41
2010		47
2009		18
2008		29
2007		66
2006		30
2005		41
2004		36
2003		17
2002		4
2001		6