SEC Info - Rubin Shmuel - ‘4’ for 9/14/20 re: Lightpath Technologies Inc.

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Rubin Shmuel – ‘4’ for 9/14/20 re: Lightpath Technologies Inc.

On: Tuesday, 9/15/20, at 8:52am ET · For: 9/14/20 · Accession #: 1654954-20-10085 · File #: 0-27548

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/15/20  Rubin Shmuel                      4                      1:4K   Lightpath Technologies Inc.       Blueprint/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- section16.xml/3.6

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Form 4 – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

XML Data rendering: Statement of Changes in Beneficial Ownership of Securities by an Insider

<?xml version="1.0" encoding="windows-1252"?>

<ownershipDocument>

<schemaVersion> X0306 </schemaVersion>

<documentType> 4 </documentType>

<periodOfReport> 2020-09-14 </periodOfReport>

<notSubjectToSection16> false </notSubjectToSection16>

<issuer>

<issuerCik> 0000889971 </issuerCik>

<issuerName> LIGHTPATH TECHNOLOGIES INC </issuerName>

<issuerTradingSymbol> LPTH </issuerTradingSymbol>

</issuer>

<reportingOwner>

<reportingOwnerId>

<rptOwnerCik> 0001806183 </rptOwnerCik>

<rptOwnerName> Rubin Shmuel </rptOwnerName>

</reportingOwnerId>

<reportingOwnerAddress>

<rptOwnerStreet1> 2603 CHALLENGER TECH COURT </rptOwnerStreet1>

<rptOwnerStreet2> SUITE 100 </rptOwnerStreet2>

<rptOwnerCity> ORLANDO </rptOwnerCity>

<rptOwnerState> FL </rptOwnerState>

<rptOwnerZipCode> 32826 </rptOwnerZipCode>

<rptOwnerStateDescription></rptOwnerStateDescription>

</reportingOwnerAddress>

<reportingOwnerRelationship>

<isDirector> true </isDirector>

<isOfficer> true </isOfficer>

<isTenPercentOwner> false </isTenPercentOwner>

<isOther> false </isOther>

<officerTitle> Chief Executive Officer </officerTitle>

</reportingOwnerRelationship>

</reportingOwner>

<nonDerivativeTable>

<nonDerivativeTransaction>

<securityTitle>

<value> Class A common stock </value>

</securityTitle>

<transactionDate>

<value> 2020-09-14 </value>

</transactionDate>

<transactionCoding>

<transactionFormType> 5 </transactionFormType>

<transactionCode> P </transactionCode>

<equitySwapInvolved> false </equitySwapInvolved>

</transactionCoding>

<transactionAmounts>

<transactionShares>

<value> 3000 </value>

</transactionShares>

<transactionPricePerShare>

<value> 2.34 </value>

</transactionPricePerShare>

<transactionAcquiredDisposedCode>

<value> A </value>

</transactionAcquiredDisposedCode>

</transactionAmounts>

<postTransactionAmounts>

<sharesOwnedFollowingTransaction>

<value> 14320 </value>

</sharesOwnedFollowingTransaction>

</postTransactionAmounts>

<ownershipNature>

<directOrIndirectOwnership>

<value> D </value>

</directOrIndirectOwnership>

</ownershipNature>

</nonDerivativeTransaction>

</nonDerivativeTable>

<ownerSignature>

<signatureName> /s/ Natalie Cockayne, attorney-in-fact </signatureName>

<signatureDate> 2020-09-15 </signatureDate>

</ownerSignature>

</ownershipDocument>

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Filing Submission 0001654954-20-010085 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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