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Rubin Shmuel – ‘4’ for 9/14/20 re: Lightpath Technologies Inc.

On:  Tuesday, 9/15/20, at 8:52am ET   ·   For:  9/14/20   ·   Accession #:  1654954-20-10085   ·   File #:  0-27548

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/15/20  Rubin Shmuel                      4                      1:4K   Lightpath Technologies Inc.       Blueprint/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- section16.xml/3.6                    




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0306
Document Type:  4
Period of Report:  9/14/20
Not Subject to Section 16?  No
Issuer:
Issuer CIK:  889971
Issuer Name:  LIGHTPATH TECHNOLOGIES INC
Issuer Trading Symbol:  LPTH
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1806183
Owner Name:  Rubin Shmuel
Reporting Owner Address:
Owner Street 1:  2603 CHALLENGER TECH COURT
Owner Street 2:  SUITE 100
Owner City:  ORLANDO
Owner State:  FL
Owner ZIP Code:  32826
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chief Executive Officer
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class A common stock
Transaction Date:
Value:  9/14/20
Transaction Coding:
Transaction Form Type:  5
Transaction Code:  P
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  3,000
Transaction Price Per Share:
Value:  2.34
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  14,320
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Owner Signature:
Signature Name:  /s/ Natalie Cockayne, attorney-in-fact
Signature Date:  9/15/20


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Filing Submission 0001654954-20-010085   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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