SEC Info - Red Oak Capital Fund V, LLC - ‘1-A POS’ on 8/13/21

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Red Oak Capital Fund V, LLC – ‘1-A POS’ on 8/13/21

On: Friday, 8/13/21, at 11:56am ET · Accession #: 1654954-21-8892 · File #: 24-11263

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/13/21  Red Oak Capital Fund V, LLC       1-A POS               12:1.9M                                   Blueprint/FA

Post-Qualification Amendment of a Form 1-A Offering Statement — Regulation A/A+

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 1-A POS     Post-Qualification Amendment of a Form 1-A          HTML      5K 
                Offering Statement -- primary_doc.xml                            
 2: PART II AND III  Offering Statement - Parts II and III          HTML    501K 
 3: EX1A-1 UNDR AGMT  Managing Broker-Dealer Agreement by and       HTML    288K 
                Between Crescent Securities Group, Inc. and Red                  
                Oak Capital Fund V, LLC, as Amended                              
 9: EX1A-3 HLDRS RTS  First Amendment to Pledge and Security        HTML     18K 
                Agreement                                                        
 4: EX1A-3 HLDRS RTS  First Supplemental Indenture, Dated as of     HTML     27K 
                August 12, 2021                                                  
 5: EX1A-3 HLDRS RTS  Form of A Bond                                HTML     42K 
 6: EX1A-3 HLDRS RTS  Form of A R-Bond                              HTML     42K 
 7: EX1A-3 HLDRS RTS  Form of B Bond                                HTML     42K 
 8: EX1A-3 HLDRS RTS  Form of B R-Bond                              HTML     42K 
10: EX1A-4 SUBS AGMT  Subscription Agreement                        HTML     76K 
11: EX1A-11 CONSENT  Consent of Uhy LLP                             HTML      8K 
12: EX1A-12 OPN CNSL  Opinion of Kaplan, Voekler, Cunningham &      HTML     14K 
                Frank, Plc Regarding Legality of the Bonds

‘1-A POS’ — Post-Qualification Amendment of a Form 1-A Offering Statement — primary_doc.xml

This ‘1-A POS’ Document is an XML Data File that may be rendered in various formats:

Form 1-A – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

XML Data rendering: Post-Qualification Amendment of a Form 1-A Offering Statement

<?xml version="1.0" encoding="windows-1252"?>

<edgarSubmission xmlns="http://www.sec.gov/edgar/rega/oneafiler" xmlns:common="http://www.sec.gov/edgar/common" xmlns:statecodes="http://www.sec.gov/edgar/statecodes">

<headerData>

<submissionType> 1-A POS </submissionType>

<filerInfo>

<liveTestFlag> LIVE </liveTestFlag>

<filer>

<issuerCredentials>

<cik> 0001817069 </cik>

<ccc> XXXXXXXX </ccc>

</issuerCredentials>

<offeringFileNumber> 024-11263 </offeringFileNumber>

</filer>

</filerInfo>

</headerData>

<formData>

<employeesInfo>

<issuerName> Red Oak Capital Fund V, LLC </issuerName>

<jurisdictionOrganization> DE </jurisdictionOrganization>

<yearIncorporation> 2020 </yearIncorporation>

<cik> 0001817069 </cik>

<sicCode> 6500 </sicCode>

<irsNum> 85-0855800 </irsNum>

<fullTimeEmployees> 0 </fullTimeEmployees>

<partTimeEmployees> 0 </partTimeEmployees>

</employeesInfo>

<issuerInfo>

<street1> 625 Kenmoor Avenue SE </street1>

<street2> Suite 200 </street2>

<city> Grand Rapids </city>

<stateOrCountry> MI </stateOrCountry>

<zipCode> 49546 </zipCode>

<phoneNumber> 616-734-6099 </phoneNumber>

<connectionName> Rhys James </connectionName>

<industryGroup> Other </industryGroup>

<cashEquivalents> 12814182.00 </cashEquivalents>

<investmentSecurities> 0.00 </investmentSecurities>

<accountsReceivable> 0.00 </accountsReceivable>

<propertyPlantEquipment> 0.00 </propertyPlantEquipment>

<totalAssets> 12814182.00 </totalAssets>

<accountsPayable> 276070.00 </accountsPayable>

<longTermDebt> 13022210.00 </longTermDebt>

<totalLiabilities> 13298280.00 </totalLiabilities>

<totalStockholderEquity> 484098.00 </totalStockholderEquity>

<totalLiabilitiesAndEquity> 12814182.00 </totalLiabilitiesAndEquity>

<totalRevenues> 5.00 </totalRevenues>

<costAndExpensesApplToRevenues> 347058.00 </costAndExpensesApplToRevenues>

<depreciationAndAmortization> 0.00 </depreciationAndAmortization>

<netIncome> 484198.00 </netIncome>

<earningsPerShareBasic> 0.00 </earningsPerShareBasic>

<earningsPerShareDiluted> 0.00 </earningsPerShareDiluted>

<nameAuditor> UHY LLP </nameAuditor>

</issuerInfo>

<commonEquity>

<commonEquityClassName> Common </commonEquityClassName>

<outstandingCommonEquity> 1 </outstandingCommonEquity>

<commonCusipEquity> 000000000 </commonCusipEquity>

<publiclyTradedCommonEquity> none </publiclyTradedCommonEquity>

</commonEquity>

<preferredEquity>

<preferredEquityClassName> none </preferredEquityClassName>

<outstandingPreferredEquity> 0 </outstandingPreferredEquity>

<preferredCusipEquity> 000000000 </preferredCusipEquity>

<publiclyTradedPreferredEquity> none </publiclyTradedPreferredEquity>

</preferredEquity>

<debtSecurities>

<debtSecuritiesClassName> none </debtSecuritiesClassName>

<outstandingDebtSecurities> 0 </outstandingDebtSecurities>

<cusipDebtSecurities> 000000000 </cusipDebtSecurities>

<publiclyTradedDebtSecurities> none </publiclyTradedDebtSecurities>

</debtSecurities>

<issuerEligibility>

<certifyIfTrue> true </certifyIfTrue>

</issuerEligibility>

<applicationRule262>

<certifyIfNotDisqualified> true </certifyIfNotDisqualified>

</applicationRule262>

<summaryInfo>

<indicateTier1Tier2Offering> Tier2 </indicateTier1Tier2Offering>

<financialStatementAuditStatus> Audited </financialStatementAuditStatus>

<securitiesOfferedTypes> Debt </securitiesOfferedTypes>

<offerDelayedContinuousFlag> Y </offerDelayedContinuousFlag>

<offeringYearFlag> Y </offeringYearFlag>

<offeringAfterQualifFlag> N </offeringAfterQualifFlag>

<offeringBestEffortsFlag> Y </offeringBestEffortsFlag>

<solicitationProposedOfferingFlag> N </solicitationProposedOfferingFlag>

<resaleSecuritiesAffiliatesFlag> N </resaleSecuritiesAffiliatesFlag>

<securitiesOffered> 75000 </securitiesOffered>

<outstandingSecurities> 75000 </outstandingSecurities>

<pricePerSecurity> 1000.0000 </pricePerSecurity>

<issuerAggregateOffering> 75000000.00 </issuerAggregateOffering>

<securityHolderAggegate> 0.00 </securityHolderAggegate>

<qualificationOfferingAggregate> 0.00 </qualificationOfferingAggregate>

<concurrentOfferingAggregate> 0.00 </concurrentOfferingAggregate>

<totalAggregateOffering> 75000000.00 </totalAggregateOffering>

<underwritersServiceProviderName> Crescent Securities Group, Inc. </underwritersServiceProviderName>

<underwritersFees> 712500.00 </underwritersFees>

<salesCommissionsServiceProviderName> Crescent Securities Group, Inc. </salesCommissionsServiceProviderName>

<salesCommissionsServiceProviderFees> 5250000.00 </salesCommissionsServiceProviderFees>

<auditorServiceProviderName> UHY LLP </auditorServiceProviderName>

<auditorFees> 10000.00 </auditorFees>

<legalServiceProviderName> Kaplan Voekler Cunningham & Frank PLC </legalServiceProviderName>

<legalFees> 75000.00 </legalFees>

<blueSkyServiceProviderName> Kaplan Voekler Cunningham & Frank PLC </blueSkyServiceProviderName>

<blueSkyFees> 75000.00 </blueSkyFees>

<brokerDealerCrdNumber> 114993 </brokerDealerCrdNumber>

<estimatedNetAmount> 68952500.00 </estimatedNetAmount>

</summaryInfo>

<juridictionSecuritiesOffered>

<jurisdictionsOfSecOfferedNone> true </jurisdictionsOfSecOfferedNone>

<issueJuridicationSecuritiesOffering> AL </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> AK </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> AZ </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> AR </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> CA </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> CO </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> CT </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> DE </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> DC </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> FL </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> GA </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> HI </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> ID </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> IL </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> IN </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> IA </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> KS </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> KY </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> LA </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> ME </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> MD </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> MA </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> MI </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> MN </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> MS </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> MO </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> MT </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> NE </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> NV </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> NH </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> NJ </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> NM </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> NY </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> NC </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> ND </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> OH </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> OK </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> OR </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> PA </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> RI </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> SC </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> SD </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> TN </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> TX </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> UT </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> VT </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> VA </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> WA </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> WV </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> WI </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> WY </issueJuridicationSecuritiesOffering>

<issueJuridicationSecuritiesOffering> PR </issueJuridicationSecuritiesOffering>

</juridictionSecuritiesOffered>

<unregisteredSecurities>

<ifUnregsiteredNone> false </ifUnregsiteredNone>

</unregisteredSecurities>

<securitiesIssued>

<securitiesIssuerName> Red Oak Capital Fund V, LLC </securitiesIssuerName>

<securitiesIssuerTitle> limited liability company interests </securitiesIssuerTitle>

<securitiesIssuedTotalAmount> 1 </securitiesIssuedTotalAmount>

<securitiesPrincipalHolderAmount> 1 </securitiesPrincipalHolderAmount>

<securitiesIssuedAggregateAmount> 100 </securitiesIssuedAggregateAmount>

<aggregateConsiderationBasis> At its formation, Red Oak Capital Fund V, LLC issued one limited liability company interest to Red Oak Capital GP, LLC, its sole member for a cash contribution of $100.00. </aggregateConsiderationBasis>

</securitiesIssued>

<unregisteredSecuritiesAct>

<securitiesActExcemption> Red Oak Capital Fund V, LLC relied on the private placement exemption in Section(4)(a)(2) of the Securities Act for the issuance of LLC interests to its sole member. There was no public solicitation. </securitiesActExcemption>

</unregisteredSecuritiesAct>

</formData>

</edgarSubmission>

4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/30/24  Red Oak Capital Fund Series, LLC  1-K        12/31/23    2:1.1M                                   Blueprint/FA
 4/15/24  Red Oak Capital Fund Series, LLC  1-U:1      10/05/23    7:339K                                   Blueprint/FA
 9/28/22  Red Oak Capital Fund V, LLC       1-SA        6/30/22    1:283K                                   Blueprint/FA
 9/21/21  Red Oak Capital Fund V, LLC       1-SA        6/30/21    1:340K                                   Blueprint/FA

5 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/29/21  Red Oak Capital Fund V, LLC       1-U:1,9     7/23/21    3:18M                                    Blueprint/FA
 5/10/21  Red Oak Capital Fund V, LLC       1-U:1,9     5/04/21    4:888K                                   Blueprint/FA
 4/02/21  Red Oak Capital Fund V, LLC       1-U:1,9     3/26/21    4:868K                                   Blueprint/FA
 3/25/21  Red Oak Capital Fund V, LLC       1-U:1,9     3/19/21    3:18M                                    Blueprint/FA
 7/08/20  Red Oak Capital Fund V, LLC       1-A         7/07/20   11:2M                                     Blueprint/FA

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Filing Submission 0001654954-21-008892 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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