SEC Info - Red Oak Capital Fund V, LLC - ‘1-A POS’ on 8/13/21

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Red Oak Capital Fund V, LLC – ‘1-A POS’ on 8/13/21

On: Friday, 8/13/21, at 11:56am ET · Accession #: 1654954-21-8892 · File #: 24-11263

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/13/21  Red Oak Capital Fund V, LLC       1-A POS               12:1.9M                                   Blueprint/FA

Post-Qualification Amendment of a Form 1-A Offering Statement — Regulation A/A+

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 1-A POS     Post-Qualification Amendment of a Form 1-A          HTML      5K 
                Offering Statement -- primary_doc.xml                            
 2: PART II AND III  Offering Statement - Parts II and III          HTML    501K 
 3: EX1A-1 UNDR AGMT  Managing Broker-Dealer Agreement by and       HTML    288K 
                Between Crescent Securities Group, Inc. and Red                  
                Oak Capital Fund V, LLC, as Amended                              
 9: EX1A-3 HLDRS RTS  First Amendment to Pledge and Security        HTML     18K 
                Agreement                                                        
 4: EX1A-3 HLDRS RTS  First Supplemental Indenture, Dated as of     HTML     27K 
                August 12, 2021                                                  
 5: EX1A-3 HLDRS RTS  Form of A Bond                                HTML     42K 
 6: EX1A-3 HLDRS RTS  Form of A R-Bond                              HTML     42K 
 7: EX1A-3 HLDRS RTS  Form of B Bond                                HTML     42K 
 8: EX1A-3 HLDRS RTS  Form of B R-Bond                              HTML     42K 
10: EX1A-4 SUBS AGMT  Subscription Agreement                        HTML     76K 
11: EX1A-11 CONSENT  Consent of Uhy LLP                             HTML      8K 
12: EX1A-12 OPN CNSL  Opinion of Kaplan, Voekler, Cunningham &      HTML     14K 
                Frank, Plc Regarding Legality of the Bonds

Filing Submission 0001654954-21-008892 – SGML Text

Original SGML Text submitted by:	Blueprint/FA (as Filing Agent)

⇓Show all <DOCUMENT> <TEXT> elements below – 1.9M ↑Top ↓Bottom

<SUBMISSION>
<SECARCHIVE-DATETIME>		20220316-221000	 ⇐ Metadata from SEC Info (ET)
<SECWEBSITE-DATETIME>		20210813-115650	 ⇐ Metadata from SEC Info (ET)
<ACCEPTANCE-DATETIME>		20210813-115635	 ⇐ Filing accepted by SEC (ET)
<ACCESSION-NUMBER>		0001654954-21-008892
<TYPE>				1-A POS
<PUBLIC-DOCUMENT-COUNT>		14
<FILING-DATE>			20210813
<DATE-OF-FILING-DATE-CHANGE>	20210813

<FILER>
<COMPANY-DATA>
<CONFORMED-NAME>		Red Oak Capital Fund V, LLC
<CIK>				0001817069
<ASSIGNED-SIC>			6500
<IRS-NUMBER>			850855800  ⇒ 85-0855800
<STATE-OF-INCORPORATION>	DE
<FISCAL-YEAR-END>		1231
</COMPANY-DATA>
<FILING-VALUES>
<FORM-TYPE>			1-A POS
<ACT>				33
<FILE-NUMBER>			024-11263
<FILM-NUMBER>			211170715
</FILING-VALUES>
<BUSINESS-ADDRESS>
<STREET1>			625 KENMOOR AVE SE
<STREET2>			SUITE 211
<CITY>				GRAND RAPIDS
<STATE>				MI
<ZIP>				49546
<PHONE>				6167346099
</BUSINESS-ADDRESS>
<MAIL-ADDRESS>
<STREET1>			625 KENMOOR AVE SE
<STREET2>			SUITE 211
<CITY>				GRAND RAPIDS
<STATE>				MI
<ZIP>				49546
</MAIL-ADDRESS>
</FILER>

<DOCUMENT>
<TYPE>		1-A POS
<SEQUENCE>	1
<FILENAME>	primary_doc.xml
<TEXT>
<XML>
<?xml version="1.0" encoding="UTF-8"?>
       Show <XML>: 181 lines (widest: 256 characters) - 11K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		PART II AND III
<SEQUENCE>	2
<FILENAME>	rocfv-1aposdraft811012722.htm
<DESCRIPTION>	PART II AND III
<TEXT>
<html>
       Show <HTML>: 13,069 lines (widest: 741 characters) - 903K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX1A-1 UNDR AGMT
<SEQUENCE>	3
<FILENAME>	redoak_ex1a.htm
<DESCRIPTION>	MANAGING BROKER-DEALER AGREEMENT BY AND BETWEEN CRESCENT
		SECURITIES GROUP, INC. AND RED OAK CAPITAL FUND V, LLC, AS
		AMENDED
<TEXT>
<html>
       Show <HTML>: 6,965 lines (widest: 644 characters) - 471K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX1A-3 HLDRS RTS
<SEQUENCE>	4
<FILENAME>	rocfv_ex3b.htm
<DESCRIPTION>	FIRST SUPPLEMENTAL INDENTURE, DATED AS OF AUGUST 12, 2021
<TEXT>
<html>
       Show <HTML>: 570 lines (widest: 324 characters) - 38K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX1A-3 HLDRS RTS
<SEQUENCE>	5
<FILENAME>	rocfv_ex3c.htm
<DESCRIPTION>	FORM OF A BOND
<TEXT>
<html>
       Show <HTML>: 854 lines (widest: 326 characters) - 59K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX1A-3 HLDRS RTS
<SEQUENCE>	6
<FILENAME>	rocfv_ex3d.htm
<DESCRIPTION>	FORM OF A R-BOND
<TEXT>
<html>
       Show <HTML>: 853 lines (widest: 326 characters) - 60K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX1A-3 HLDRS RTS
<SEQUENCE>	7
<FILENAME>	rocfv_ex3e.htm
<DESCRIPTION>	FORM OF B BOND
<TEXT>
<html>
       Show <HTML>: 871 lines (widest: 326 characters) - 60K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX1A-3 HLDRS RTS
<SEQUENCE>	8
<FILENAME>	rocfv_ex3f.htm
<DESCRIPTION>	FORM OF B R-BOND
<TEXT>
<html>
       Show <HTML>: 864 lines (widest: 326 characters) - 60K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX1A-3 HLDRS RTS
<SEQUENCE>	9
<FILENAME>	rocfv_ex3h.htm
<DESCRIPTION>	FIRST AMENDMENT TO PLEDGE AND SECURITY AGREEMENT
<TEXT>
<html>
       Show <HTML>: 342 lines (widest: 303 characters) - 25K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX1A-4 SUBS AGMT
<SEQUENCE>	10
<FILENAME>	rocfv_ex4.htm
<DESCRIPTION>	SUBSCRIPTION AGREEMENT
<TEXT>
<html>
       Show <HTML>: 2,095 lines (widest: 878 characters) - 131K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX1A-11 CONSENT
<SEQUENCE>	11
<FILENAME>	rocfv_ex11a.htm
<DESCRIPTION>	CONSENT OF UHY LLP
<TEXT>
<html>
       Show <HTML>: 59 lines (widest: 182 characters) - 4K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		EX1A-12 OPN CNSL
<SEQUENCE>	12
<FILENAME>	rocfv_ex12.htm
<DESCRIPTION>	OPINION OF KAPLAN, VOEKLER, CUNNINGHAM & FRANK, PLC REGARDING
		LEGALITY OF THE BONDS
<TEXT>
<html>
       Show <HTML>: 173 lines (widest: 161 characters) - 11K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		GRAPHIC
<SEQUENCE>	13  ⇐ Not a Document/Exhibit
<FILENAME>	rocfv-1aposdraft811012722000.jpg
<DESCRIPTION>	IMAGE
<TEXT>
       Show <TEXT>: 85 lines (Unix-to-Unix encoding) - 5K bytes  
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>		GRAPHIC
<SEQUENCE>	14  ⇐ Not a Document/Exhibit
<FILENAME>	rocfv-1aposdraft811012722001.jpg
<DESCRIPTION>	IMAGE
<TEXT>
       Show <TEXT>: 1,537 lines (Unix-to-Unix encoding) - 93K bytes  
</TEXT>
</DOCUMENT>

</SUBMISSION>

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Filing Submission 0001654954-21-008892 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Red Oak Capital Fund V, LLC – ‘1-A POS’ on 8/13/21

On: Friday, 8/13/21, at 11:56am ET · Accession #: 1654954-21-8892 · File #: 24-11263

Post-Qualification Amendment of a Form 1-A Offering Statement — Regulation A/A+Filing Table of Contents

Post-Qualification Amendment of a Form 1-A Offering Statement — Regulation A/A+

Filing Table of Contents