Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize 1: 8-K Current Report HTML 41K
10: R1 Document And Entity Information HTML 53K
8: XML IDEA XML File -- Filing Summary XML 12K
12: XML XBRL Instance -- ares-20200612_htm XML 27K
11: EXCEL IDEA Workbook of Financial Reports XLSX 6K
3: EX-101.CAL XBRL Calculations -- ares-20200612_cal XML 7K
4: EX-101.DEF XBRL Definitions -- ares-20200612_def XML 42K
5: EX-101.LAB XBRL Labels -- ares-20200612_lab XML 86K
6: EX-101.PRE XBRL Presentations -- ares-20200612_pre XML 42K
2: EX-101.SCH XBRL Schema -- ares-20200612 XSD 12K
7: JSON XBRL Instance as JSON Data -- MetaLinks 14± 21K
9: ZIP XBRL Zipped Folder -- 0001628280-20-009350-xbrl Zip 16K
(Address of principal executive office) (Zip Code)
(i310) i201-4100
(Registrant’s telephone number, including area code)
N/A
(Former name, former address and former fiscal year, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
i☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
i☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
i☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
i☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
iClass
A common stock, par value $0.01 per share
iARES
iNew York Stock Exchange
i7.00%
Series A Preferred Stock, par value $0.01 per share
iARES.PRA
iNew York Stock Exchange
Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company i☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition
period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
1
Item 5.07 Submission of Matters to a Vote of Security Holders.
Annual
Meeting of Stockholders
On June 11, 2020, Ares Management Corporation (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). The issued and outstanding shares of stock of the Company entitled to vote at the Annual Meeting consisted of the shares of common stock outstanding on the record date, April 13, 2020 (the “Record Date”). As of the Record Date, there were 132,396,906 shares of our Class A common stock outstanding representing 132,396,906 votes, 1,000 shares of our Class B common stock outstanding representing 414,388,003 votes and 115,119,621 shares of our Class C common stock outstanding representing 115,119,621 votes, for a total of 661,984,530 votes. At the
Annual Meeting, the Company’s stockholders voted on the following proposals, each of which is described in more detail in the Company’s definitive proxy statement filed on April 21, 2020, and the Company’s inspector of election certified the vote tabulations indicated below.
Proposal 1
The nominees listed below were elected as directors of the Company to serve for one-year terms expiring at the 2021 Annual Meeting of Stockholders once
their respective successors have been duly elected and qualified or until their earlier resignation or removal, based on the following votes:
FOR
AGAINST
ABSTAIN
BROKER
NON-VOTES
Michael J Arougheti
616,924,379
25,535,387
137,851
8,536,195
Antoinette Bush
634,628,513
7,832,040
137,064
8,536,195
R. Kipp
deVeer
615,807,357
26,652,427
137,833
8,536,195
Paul G. Joubert
634,623,785
7,828,017
145,815
8,536,195
David B. Kaplan
615,655,044
26,804,740
137,833
8,536,195
Michael
Lynton
632,289,467
10,165,684
142,466
8,536,195
Dr. Judy D. Olian
634,627,997
7,827,890
141,730
8,536,195
Antony P. Ressler
615,785,123
26,670,295
142,199
8,536,195
Bennett
Rosenthal
615,785,007
26,674,778
137,832
8,536,195
Proposal 2
The proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the Company’s 2020 fiscal year was approved based on the following votes:
FOR
AGAINST
ABSTAIN
650,648,455
444,849
40,508
2
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
