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Ares Management Corp.
CA
SEC # 1176948
207 Related Registrants:
Ares Holdco LLC — 3/28/24 — SEC # 1669983
Ares Management GP LLC — 3/28/24 — SEC # 1620264
Ares Management Holdings L.P. — 3/28/24 — SEC # 1536937
Ares Management LLC — 3/28/24 — SEC # 1259313
Ares Partners Holdco LLC — 3/28/24 — SEC # 1620263
Ares Voting LLC — 3/28/24 — SEC # 1761656
Ares Finance Co. II LLC — 11/8/23 — SEC # 1967006
Ares Finance Co. III LLC — 11/8/23 — SEC # 1967037
Ares Finance Co. IV LLC — 11/8/23 — SEC # 1967038
Ares Finance Co. LLC — 11/8/23 — SEC # 1967005
Ares Holdings L.P. — 11/8/23 — SEC # 1490706
Ares Investments Holdings LLC — 11/8/23 — SEC # 1525554
ACOF Investment Management LLC — 10/20/23 — SEC # 1684171
ASOF Investment Management LLC — 10/20/23 — SEC # 1793548
ASSF Operating Manager IV, L.P. — 10/20/23 — SEC # 1683967
ACOF Operating Manager IV, LLC — 6/12/23 — SEC # 1620272
Ares Corporate Opportunities Fund IV, L.P. — 6/12/23 — SEC # 1543148
More than a Year ago:
Arcc Beacon LLC — 8/1/22 — SEC # 1940687
Ares Capital Corp. — 8/1/22 — SEC # 1287750
Ares Capital Management LLC — 8/1/22 — SEC # 1449853
Ares Capital Management II LLC — 4/5/22 — SEC # 1525559
Ares Eif Management, LLC — 12/15/21 — SEC # 1683442
Aria Renewable Energy Systems LLC — 12/15/21 — SEC # 1881619
EIF United States Power Fund IV, L.P. — 12/15/21 — SEC # 1494533
EIF US Power III, LLC — 12/15/21 — SEC # 1882064
EIF US Power IV, LLC — 12/15/21 — SEC # 1882131
United States Power Fund III, L.P. — 12/15/21 — SEC # 1683439
Ares Holdings Inc. — 3/30/21 — SEC # 1620317
ECR Corporate Holdings L.P. — 11/6/20 — SEC # 1831424
ACOF Operating Manager III LLC — 8/14/20 — SEC # 1462608
Ares Corporate Opportunities Fund III LP — 8/14/20 — SEC # 1428903
Ares Special Situations Fund IV, L.P. — 11/22/19 — SEC # 1611813
ASOF Holdings I, L.P. — 11/22/19 — SEC # 1793549
AF V Energy I AIV B1, L.P. — 2/1/18 — SEC # 1705375
ACOF Operating Manager II, L.P. — 10/14/14 — SEC # 1371907
Ares Corporate Opportunities Fund II, L.P. — 10/14/14 — SEC # 1371903
A.C. Corp. — 7/18/11 — SEC # 1497400
Ackb LLC — 7/18/11 — SEC # 1497397
Acof II JM Ltd. — 7/18/11 — SEC # 1477990
Acof Operating Manager LP — 7/18/11 — SEC # 1259315
Aelis VI Operating Manager, LLC — 7/18/11 — SEC # 1525656
AF I US BD Holdings, L.P. — 7/18/11 — SEC # 1497382
AF II US BD Holdings, L.P. — 7/18/11 — SEC # 1463330
AF III US BD Holdings L.P. — 7/18/11 — SEC # 1462615
Agile Fund I, LLC — 7/18/11 — SEC # 1498513
Arcc Commercial Loan Trust 2006 — 7/18/11 — SEC # 1525657
Ares Asia Management (HK), Ltd. — 7/18/11 — SEC # 1497387
Ares Asia Management, Ltd. — 7/18/11 — SEC # 1497386
Ares Capital CP Funding LLC — 7/18/11 — SEC # 1525658
Ares Capital Euro GP, L.P. — 7/18/11 — SEC # 1462663
Ares Capital Europe (Luxembourg) S.A.R.L. — 7/18/11 — SEC # 1449973
Ares Capital Europe Ltd. — 7/18/11 — SEC # 1449970
Ares Capital Europe, L.P. — 7/18/11 — SEC # 1409820
Ares Capital European Investments Ltd. — 7/18/11 — SEC # 1449971
Ares CLO Management IIIR/IVR, L.P. — 7/18/11 — SEC # 1462521
Ares CLO Management IIR, L.P. — 7/18/11 — SEC # 1462520
Ares CLO Management IX, L.P. — 7/18/11 — SEC # 1462514
Ares CLO Management VII, L.P. — 7/18/11 — SEC # 1462681
Ares CLO Management VIII, L.P. — 7/18/11 — SEC # 1462680
Ares CLO Management VIR, L.P. — 7/18/11 — SEC # 1462679
Ares CLO Management VR, L.P. — 7/18/11 — SEC # 1462678
Ares CLO Management X, L.P. — 7/18/11 — SEC # 1463332
Ares CLO Management XI, L.P. — 7/18/11 — SEC # 1463333
Ares CLO Management XII, L.P. — 7/18/11 — SEC # 1463334
Ares Clo Management XIX, L.P. — 7/18/11 — SEC # 1525651
Ares Clo Management XVI, L.P. — 7/18/11 — SEC # 1525654
Ares Clo Management XVII, L.P. — 7/18/11 — SEC # 1525653
Ares Clo Management XVIII, L.P. — 7/18/11 — SEC # 1525652
Ares Clo Management XX, L.P. — 7/18/11 — SEC # 1525650
Ares Clo Management XXI, L.P. — 7/18/11 — SEC # 1525649
Ares Clo Management XXII, L.P. — 7/18/11 — SEC # 1525648
Ares Clo XIX Ltd. — 7/18/11 — SEC # 1525643
Ares Clo XVI Ltd. — 7/18/11 — SEC # 1525646
Ares Clo XVII Ltd. — 7/18/11 — SEC # 1525645
Ares Clo XVIII Ltd. — 7/18/11 — SEC # 1525644
Ares Clo XX Ltd. — 7/18/11 — SEC # 1525642
Ares Clo XXI Ltd. — 7/18/11 — SEC # 1525641
Ares Clo XXII Ltd. — 7/18/11 — SEC # 1525640
Ares Commercial Real Estate Management LLC — 7/18/11 — SEC # 1525556
Ares Commercial Real Estate Manager LLC — 7/18/11 — SEC # 1525819
Ares Commercial Real Estate Servicer LLC — 7/18/11 — SEC # 1525843
Ares Corporate Opportunities Fund Asia, L.P. — 7/18/11 — SEC # 1494411
Ares Corporate Opportunities Fund LP — 7/18/11 — SEC # 1189523
Ares Credit Strategies Fund I LP — 7/18/11 — SEC # 1450535
Ares Credit Strategies Fund II, L.P. — 7/18/11 — SEC # 1497388
Ares Credit Strategies Fund III, L.P. — 7/18/11 — SEC # 1525571
Ares CSF III Investment Management, LLC — 7/18/11 — SEC # 1525567
Ares CSF III Luxembourg S.?.R.L. — 7/18/11 — SEC # 1525570
Ares CSF Operating Manager I, LLC — 7/18/11 — SEC # 1462662
Ares CSF Operating Manager II, LLC — 7/18/11 — SEC # 1497390
Ares Enhanced Credit Opportunities Fund Ltd. — 7/18/11 — SEC # 1449964
Ares Enhanced Credit Opportunities Fund Management, L.P. — 7/18/11 — SEC # 1462677
Ares Enhanced Credit Opportunities Fund, L.P. — 7/18/11 — SEC # 1462661
Ares Enhanced Credit Opportunities GP, LLC — 7/18/11 — SEC # 1462676
Ares Enhanced Credit Opportunities Master Fund LP — 7/18/11 — SEC # 1449963
Ares Enhanced Credit Opportunities Offshore Fund, Ltd. — 7/18/11 — SEC # 1462660
Ares Enhanced Loan Investment Strategies VI L.P. — 7/18/11 — SEC # 1449966
Ares Enhanced Loan Investment Strategy Advisor IV, L.P. — 7/18/11 — SEC # 1462675
Ares Enhanced Loan Investment Strategy II Ltd. — 7/18/11 — SEC # 1449957
Ares Enhanced Loan Investment Strategy III Euro B.V. — 7/18/11 — SEC # 1462659
Ares Enhanced Loan Investment Strategy III Ltd. — 7/18/11 — SEC # 1449958
Ares Enhanced Loan Investment Strategy IR Ltd. — 7/18/11 — SEC # 1449950
Ares Enhanced Loan Investment Strategy Ltd. — 7/18/11 — SEC # 1449949
Ares Enhanced Loan Management II, L.P. — 7/18/11 — SEC # 1462666
Ares Enhanced Loan Management III, L.P. — 7/18/11 — SEC # 1462674
Ares Enhanced Loan Management IR, L.P. — 7/18/11 — SEC # 1462673
Ares Enhanced Loan Management, L.P. — 7/18/11 — SEC # 1462672
Ares Euro Clo I B.V. — 7/18/11 — SEC # 1449947
Ares European Clo II B.V. — 7/18/11 — SEC # 1449948
Ares IIIR/IVR CLO Ltd. — 7/18/11 — SEC # 1449861
Ares IIR Clo Ltd. — 7/18/11 — SEC # 1449859
Ares Institutional Loan Fund B.V. — 7/18/11 — SEC # 1463335
Ares Institutional Loan Fund GP, LLC — 7/18/11 — SEC # 1462745
Ares Institutional Loan Fund, L.P. — 7/18/11 — SEC # 1462669
Ares Institutional Offshore Loan Fund B.V. — 7/18/11 — SEC # 1461507
Ares Investments LLC — 7/18/11 — SEC # 1525555
Ares IX CLO Ltd. — 7/18/11 — SEC # 1449943
Ares Leveraged Investment Corp. — 7/18/11 — SEC # 1449858
Ares Leveraged Investment Corp. II — 7/18/11 — SEC # 1073515
Ares Leveraged Investment Fund (Cayman) LP — 7/18/11 — SEC # 1449857
Ares Leveraged Investment Fund II LP — 7/18/11 — SEC # 1081162
Ares Leveraged Investment Fund LP — 7/18/11 — SEC # 1050612
Ares Leveraged Investments Fund (U.S.) LP — 7/18/11 — SEC # 1449856
Ares Management II, L.P. — 7/18/11 — SEC # 1462665
Ares Management Ltd. — 7/18/11 — SEC # 1462578
Ares Mezzanine Management LLC — 7/18/11 — SEC # 1525558
Ares Mezzanine Partners, L.P. — 7/18/11 — SEC # 1497379
Ares NF CLO XIII Ltd. — 7/18/11 — SEC # 1497383
Ares NF Clo XIII Management, L.P. — 7/18/11 — SEC # 1497376
Ares NF CLO XIV Ltd. — 7/18/11 — SEC # 1497384
Ares NF Clo XIV Management, L.P. — 7/18/11 — SEC # 1497375
Ares NF CLO XV Ltd. — 7/18/11 — SEC # 1497385
Ares NF Clo XV Management, L.P. — 7/18/11 — SEC # 1497373
Ares Private Account Management I, L.P. — 7/18/11 — SEC # 1462668
Ares Private Debt Strategies II, L.P. — 7/18/11 — SEC # 1525569
Ares Private Debt Strategies III, L.P. — 7/18/11 — SEC # 1525568
Ares SPC Holdings GP, LLC — 7/18/11 — SEC # 1463336
Ares SPC Holdings, L.P. — 7/18/11 — SEC # 1462577
Ares SPC Luxembourg S.A.R.L. — 7/18/11 — SEC # 1462664
Ares Special Situation Fund I-B LP — 7/18/11 — SEC # 1455063
Ares Special Situations Fund III, L.P. — 7/18/11 — SEC # 1500204
Ares Special Situations Fund LP — 7/18/11 — SEC # 1449965
Ares Strategic Investment GP, LLC — 7/18/11 — SEC # 1477992
Ares Strategic Investment Management LLC — 7/18/11 — SEC # 1477991
Ares Strategic Investment Partners Europe B.V. — 7/18/11 — SEC # 1478021
Ares Strategic Investment Partners Europe Offshore B.V. — 7/18/11 — SEC # 1525659
Ares Strategic Investment Partners Europe, L.P. — 7/18/11 — SEC # 1525660
Ares Strategic Investment Partners III, L.P. — 7/18/11 — SEC # 1499258
Ares Strategic Investment Partners, L.P. — 7/18/11 — SEC # 1476338
Ares Strategic Investments Partners Ltd. — 7/18/11 — SEC # 1478075
Ares Strategic Investments Partners Offshore Ltd. — 7/18/11 — SEC # 1478076
Ares VI Clo Ltd. — 7/18/11 — SEC # 1449865
Ares VII Clo Ltd. — 7/18/11 — SEC # 1449868
Ares VIII Clo Ltd. — 7/18/11 — SEC # 1449942
Ares VIR Clo Ltd. — 7/18/11 — SEC # 1449867
Ares VR Clo Ltd. — 7/18/11 — SEC # 1449864
Ares WLP Management L.P. — 7/18/11 — SEC # 1525655
Ares X CLO Ltd. — 7/18/11 — SEC # 1449944
Ares XI CLO Ltd. — 7/18/11 — SEC # 1449945
Ares XII CLO Ltd. — 7/18/11 — SEC # 1449946
Asip Operating Manager III LLC — 7/18/11 — SEC # 1525557
Assf I JM Ltd. — 7/18/11 — SEC # 1477987
Assf I-B JM Ltd. — 7/18/11 — SEC # 1478073
ASSF III JM Ltd. — 7/18/11 — SEC # 1525564
ASSF Operating Manager III, LLC — 7/18/11 — SEC # 1508086
ASSF Operating Manager, LLC — 7/18/11 — SEC # 1462572
CoLTS 2005-1 Ltd. — 7/18/11 — SEC # 1480230
CoLTS 2005-2 Ltd. — 7/18/11 — SEC # 1480231
CoLTS 2007-1 Ltd. — 7/18/11 — SEC # 1480232
Confluent 2 Ltd. — 7/18/11 — SEC # 1449962
DF III US BD Holdings LLC — 7/18/11 — SEC # 1525572
DF US BD Holdings I-B LLC — 7/18/11 — SEC # 1462601
DF US BD Holdings LLC — 7/18/11 — SEC # 1462602
Emporia Preferred Funding I, Ltd. — 7/18/11 — SEC # 1497389
Emporia Preferred Funding II, Ltd. — 7/18/11 — SEC # 1497391
Emporia Preferred Funding III, Ltd. — 7/18/11 — SEC # 1497392
Firstlight Funding I, Ltd. — 7/18/11 — SEC # 1480229
Global Loan Opportunities Fund B.V. — 7/18/11 — SEC # 1449967
Ihsm LLC — 7/18/11 — SEC # 1497399
Ivy Hill Asset Management L.P. — 7/18/11 — SEC # 1462606
Ivy Hill Middle Market Credit Fund II Ltd. — 7/18/11 — SEC # 1451071
Ivy Hill Middle Market Credit Fund Ltd. — 7/18/11 — SEC # 1420620
Ivy Hill Senior Debt Fund, L.P. — 7/18/11 — SEC # 1497398
Ivy Hill Senior Debt Fund, Ltd. — 7/18/11 — SEC # 1497394
Ivy Hill Senior Debt Funding 2007-1 — 7/18/11 — SEC # 1497393
Knightsbridge CLO 2007-1 Ltd. — 7/18/11 — SEC # 1497395
Knightsbridge CLO 2008-1 Ltd. — 7/18/11 — SEC # 1497396
Oci Euro Fund I, B.V. — 7/18/11 — SEC # 1525577
Ares Enhanced Loan Investment Strategy IR-B, Ltd. — 8/23/10 — SEC # 1462667
Ares Enhanced Loan Investment Strategy V B.V. — 8/23/10 — SEC # 1462658
Ares Enhanced Loan Management IR-B, L.P. — 8/23/10 — SEC # 1462657
Ares High Yield CSO I plc — 8/23/10 — SEC # 1449959
Ares High Yield CSO Ltd. — 8/23/10 — SEC # 1449961
Ares High Yield CSO Management II, L.P. — 8/23/10 — SEC # 1462671
Ares High Yield CSO Management, L.P. — 8/23/10 — SEC # 1462670
Ares III Clo Ltd. — 8/23/10 — SEC # 1449860
Ares V Clo Ltd. — 8/23/10 — SEC # 1449863
ASSF Management II, L.P. — 8/23/10 — SEC # 1462575
ASSF Operating Manager II, LLC — 8/23/10 — SEC # 1462576
Ares CLO Management V, L.P. — 1/8/10 — SEC # 1462682
ARES CLO Management VI, L.P. — 1/8/10 — SEC # 1463331
Ares Investments SSF Holdings, L.P. — 1/8/10 — SEC # 1478019
Ares Whitesox CLO, Ltd. — 1/8/10 — SEC # 1478074
Acof Management LP — 8/11/03 — SEC # 1230743
Acof Operating Member LLC — 8/11/03 — SEC # 1259316
Ares Management Inc. — 8/11/03 — SEC # 1259314
Ares Owners Holdings L.P. — 8/11/03 — SEC # 1259042
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Registrant
About
Filings
Files
Relationships
Names
Topics
Web
890 SEC Filings
from 7/1/02 to 3/28/24
(
Today
)
List All Filings
or
Filer / Offerer
Owner / Insider
Issuer / Subject Company
Filing Agent
Most-Recent Filing:
‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/27/24
—
Filed re:
Issuer / Subject Company
—
Filed by:
Ressler Antony P
New-Filing E-Mail:
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Ares Management Corp.
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Details...
Forms
, Documents
&
Exhibits
in
430 Filings
Filed as:
Filer / Offerer
or
Owner / Insider
Latest Filing
Type
Category
Description
Documents
3/28/24
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
21
2/27/24
10-K
Update:
Annual Reports
—
Form 10-K
—
Financial Reports
10
2/7/24
8-K
Update:
Current Reports
—
Form 8-K
—
Press Releases
&
Conference Calls
—
Financial Reports
131
8-K Items:
11/13/23
Business & Operations:
•
Entry into a Material Definitive Agreement
—
Item 1.01
—
↓
‘EX-10’
25
10/27/15
OLD
"
•
Termination of a Material Definitive Agreement
—
Item 1.02
OLD
—
↓
‘EX-10’
1
2/7/24
Financial Info:
•
Results of Operations and Financial Condition
—
Item 2.02
—
Financial Reports
41
11/13/23
"
•
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
—
Item 2.03
—
↓
‘EX-10’
6
10/27/15
OLD
"
•
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement
—
Item 2.04
OLD
—
↓
‘EX-10’
1
11/26/18
OLD
Securities & Trading:
•
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
—
Item 3.01
OLD
1
5/20/21
OLD
"
•
Unregistered Sales of Equity Securities
—
Item 3.02
OLD
—
↓
‘EX-1’
7
11/26/18
OLD
"
•
Material Modifications to Rights of Security Holders
—
Item 3.03
OLD
—
↓
‘EX-4’
3
2/2/24
Governance &
Management
:
•
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
—
Item 5.02
—
List of Directors & Officers
10
2/22/21
OLD
"
•
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
—
Item 5.03
OLD
—
↓
‘EX-3’
5
6/14/23
"
•
Submission of Matters to a Vote of Security Holders
—
Item 5.07
7
2/7/24
Disclosures:
•
Regulation FD Disclosure
—
Item 7.01
—
↓
‘EX-99’
68
11/13/23
Events:
•
Other Events
—
Item 8.01
34
2/7/24
Financials:
•
Financial Statements and Exhibits
—
Item 9.01
—
Financial Reports
89
11/8/23
424B5
Registration:
Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events
12
11/7/23
FWP
Registration:
Prospectuses – Free Writing
2
11/7/23
305B2
Registration:
Statement of Eligibility to Act as a Trustee by a Corporation
—
Form T-1
1
11/7/23
POSASR
Registration:
Post-Effective Amendments of Automatic Shelf Registration Statements
—
Form S-3/F-3ASR
3
11/3/23
10-Q
Update:
Quarterly Reports
—
Form 10-Q
—
Financial Reports
30
10/20/23
4
Ownership:
Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 4
138
7/13/23
S-8
Registration:
Registration Statements – Securities for Certain Employee Benefit Plans
—
Form S-8
9
7/13/23
S-8 POS
Registration:
Post-Effective Amendments of Form S-8 Registrations
2
4/28/23
ARS
Update:
Annual Report to Security Holders
1
4/28/23
DEFA14A
Proxy:
Definitive Additional Proxy Soliciting Materials
—
Schedule 14A
5
4/28/23
DEF 14A
Proxy:
Definitive Proxy Statements
—
Schedule 14A
—
Financial Reports
5
4/3/23
S-3ASR
Registration:
Automatic Shelf Registration Statements by Well-Known Issuers
—
Form S-3
5
2/24/23
OLD
IRANNOTICE
Update:
Notices of Iran/Syria Disclosures in Quarterly and Annual Reports
OLD
9
3/4/21
OLD
DEF 14C
Proxy:
Definitive Proxy Info Statements
—
Schedule 14C
OLD
2
2/22/21
OLD
PRE 14C
Proxy:
Preliminary Proxy Info Statements
—
Schedule 14C
OLD
2
12/7/18
OLD
15-12B
Registration:
Certification of a Termination of Registration of a Class of Securities
—
Form 15
OLD
1
12/4/18
OLD
EFFECT
SEC:
SEC Notices of Effectiveness
OLD
3
11/26/18
OLD
POS AM
Registration:
Post-Effective Amendment of a Registration Statement
OLD
1
11/26/18
OLD
8-A12B
Registration:
Registration Statements for Certain Classes of Securities
—
Form 8-A
OLD
6
9/12/16
OLD
CORRESP
Comment:
Comment-Response and Other Letters to the SEC
[ a.k.a. COVER ]
OLD
—
All Correspondence with the SEC
9
6/10/16
OLD
CERTNYS
Trading:
Certifications by the NYSE Approving Listings
—
Form CERT
OLD
2
5/12/16
OLD
424B3
Registration:
Prospectus – New Facts or Events
OLD
1
5/2/16
OLD
S-3
Registration:
Registration Statement – Securities for a Transaction
—
Form S-3
OLD
1
5/5/14
OLD
424B4
Registration:
Prospectus – Info Previously Omitted & New Facts or Events
OLD
1
4/28/14
OLD
S-1
Registration:
Registration Statements (General Form)
—
Form S-1
OLD
6
3/14/14
OLD
DRSLTR
Comment:
Comment-Response or Draft-Registration-Statement Letter to the SEC
[ a.k.a. CORRESP ]
OLD
—
All Correspondence with the SEC
1
3/14/14
OLD
DRS
Registration:
Draft Registration Statements by Emerging Growth Companies and Foreign Issuers
—
Form DRS
OLD
2
7/18/11
OLD
40-APP
Registration:
Applications for Exemption Orders and Other Relief by Investment Companies
OLD
4
11/12/09
OLD
13F-NT
Ownership:
Quarterly Holdings Notices by Money Managers
—
Form 13F
OLD
2
7/22/02
OLD
SC 13D
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Active” Investors
—
Schedule 13D
OLD
2
General Exhibits:
2/27/24
EX-97
Clawback Policy re: Recovery of Erroneously Awarded Compensation
1
2/27/24
EX-23
Consents of Experts and Counsel
34
2/27/24
EX-4
Instruments, Including Indentures, Defining the Rights of Security Holders
19
2/27/24
EX-10
Material Contracts
108
2/27/24
EX-21
Subsidiaries Lists
11
11/13/23
EX-5
Opinions of Counsel re: Legality
27
11/13/23
EX-1
Underwriting Agreements
(and mislabeled “1
st
Exhibits”)
11
11/8/23
EX-FILING FEES
Filing Fees
5
8/10/21
OLD
EX-24
Power of Attorney
OLD
1
5/6/21
OLD
EX-3
Articles of Incorporation/Organization and Bylaws
OLD
10
7/9/19
OLD
EX-2
Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions
OLD
2
2/27/17
OLD
EX-8
Opinions of Counsel re: Tax Matters
OLD
11
Additional Exhibits:
2/7/24
EX-99
Miscellaneous Exhibits, such as Press Releases
—
Press Releases
&
Conference Calls
124
Financials:
2/27/24
EX-31
Certifications —
§302 – SOA’02
80
2/27/24
EX-32
Certifications —
§906 – SOA’02
40
2/27/24
XML & R#
IDEA Financial Reports Info
—
Financial Reports
3,658
2/27/24
EXCEL
IDEA Workbooks of Financial Reports Info
—
Workbooks of Financial Reports
106
2/27/24
EX-101.*
XBRL Data
(XBRL Files)
470
2/27/24
JSON
XBRL Instances as JavaScript Object Notation Data
(JSON Files)
80
2/27/24
ZIP
XBRL Zipped Folders
(Folders of XBRL Files)
101
2/27/17
OLD
EX-12
Statements re: Computations of Ratios
OLD
3
Graphics:
2/27/24
GRAPHIC
Photos, Images and Graphs
2,613
Forms
, Documents
&
Exhibits
in
463 Filings
Filed re:
Issuer / Subject Company
List all Money Managers that own this Security Issuer: CUSIP 03990B
Latest Filing
Type
Category
Description
Documents
3/28/24
4
Ownership:
Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 4
326
3/15/24
144
Ownership:
Notices of Proposed Sales of Securities by Insiders
—
Form 144
28
2/13/24
SC 13G
Ownership:
Statements of Acquisitions of Beneficial Ownership by “Passive” Investors
—
Schedule 13G
70
11/7/23
FWP
Registration:
Prospectuses – Free Writing
2
1/5/23
OLD
3
Ownership:
Initial Statements of Beneficial Ownership of Securities by Insiders
—
Form 3
OLD
20
2/11/22
OLD
5
Ownership:
Annual Statements of Changes in Beneficial Ownership of Securities by Insiders
—
Form 5
OLD
5
6/30/21
OLD
25-NSE
Trading:
Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities
—
Form 25
OLD
3
Letters:
10/14/16
OLD
LETTER
Comment and Other Letters from the SEC
[ a.k.a. UPLOAD ]
OLD
—
All Correspondence with the SEC
9
General Exhibits:
1/24/23
OLD
EX-24
Powers of Attorney
OLD
24
Additional Exhibits:
2/2/22
OLD
EX-99
Miscellaneous Exhibits, such as Press Releases
OLD
8
Filings History
Year
# of Filings
2024
45
2023
138
2022
102
2021
136
2020
155
2019
64
2018
47
2017
33
2016
46
2015
50
2014
65
⇑
2011
1
2010
2
2009
3
⇑
2003
1
2002
2
↑
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