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Spurbeck Mark – ‘3’ for 1/6/20 re: Peabody Energy Corp.

On:  Tuesday, 1/14/20, at 5:20pm ET   ·   For:  1/6/20   ·   Accession #:  1567619-20-1036   ·   File #:  1-16463

Previous ‘3’:  ‘3’ on 5/15/13 for 5/14/13   ·   Latest ‘3’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/14/20  Spurbeck Mark                     3                      2:8K   Peabody Energy Corp.              Broadridge Fin’l… Inc/FA

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider -- doc1.xml/2.6                         
 2: EX-24.1     Power of Attorney                                   HTML      7K 


‘3’   —   Initial Statement of Beneficial Ownership of Securities by an Insider — doc1.xml/2.6




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0206 </schemaVersion>
<documentType> 3 </documentType>
<periodOfReport> 2020-01-06 </periodOfReport>
<noSecuritiesOwned> 0 </noSecuritiesOwned>
<issuer>
<issuerCik> 0001064728 </issuerCik>
<issuerName> PEABODY ENERGY CORP </issuerName>
<issuerTradingSymbol> BTU </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001577048 </rptOwnerCik>
<rptOwnerName> Spurbeck Mark </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> C/O CORPORATE SECRETARY, PEABODY ENERGY </rptOwnerStreet1>
<rptOwnerStreet2> 701 MARKET STREET </rptOwnerStreet2>
<rptOwnerCity> ST. LOUIS </rptOwnerCity>
<rptOwnerState> MO </rptOwnerState>
<rptOwnerZipCode> 63101 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isDirector> 0 </isDirector>
<isOfficer> 1 </isOfficer>
<isTenPercentOwner> 0 </isTenPercentOwner>
<isOther> 0 </isOther>
<officerTitle> SVP and Interim CFO </officerTitle>
<otherText></otherText>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeHolding>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 32463 </value>
<footnoteId id="F1"/>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeHolding>
</nonDerivativeTable>
<derivativeTable></derivativeTable>
<footnotes>
<footnote id="F1"> Includes (i) restricted stock units ("RSUs") that vest on various dates between April 2, 2020 and January 2, 2023 and (ii) exempt dividend equivalents on prior RSU awards. </footnote>
</footnotes>
<ownerSignature>
<signatureName> /s/ Eric R. Waller, attorney-in-fact </signatureName>
<signatureDate> 2020-01-14 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001567619-20-001036   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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