SEC Info - Spurbeck Mark - ‘3’ for 1/6/20 re: Peabody Energy Corp.

Spurbeck Mark – ‘3’ for 1/6/20 re: Peabody Energy Corp.

On: Tuesday, 1/14/20, at 5:20pm ET · For: 1/6/20 · Accession #: 1567619-20-1036 · File #: 1-16463

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/14/20 Spurbeck Mark 3 2:8K Peabody Energy Corp. Broadridge Fin’l… Inc/FA

Document/Exhibit Description Pages Size 1: 3 Initial Statement of Beneficial Ownership of HTML 3K Securities by an Insider -- doc1.xml/2.6 2: EX-24.1 Power of Attorney HTML 7K

Ownership Document

Schema Version: X0206

Document Type: 3

Period of Report: 1/6/20

No Securities Owned: 0

Issuer:

Issuer CIK: 1064728

Issuer Name: PEABODY ENERGY CORP

Issuer Trading Symbol: BTU

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1577048

Owner Name: Spurbeck Mark

Reporting Owner Address:

Owner Street 1: C/O CORPORATE SECRETARY, PEABODY ENERGY

Owner Street 2: 701 MARKET STREET

Owner City: ST. LOUIS

Owner State: MO

Owner ZIP Code: 63101

Owner State Description:

Reporting Owner Relationship:

Is Director? No

Is Officer? Yes

Is Ten Percent Owner? No

Is Other? No

Officer Title: SVP and Interim CFO

Other Text:

Non-Derivative Table:

Non-Derivative Holding:

Security Title:

Value: Common Stock

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 32,463

Footnote ID: F1

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Derivative Table:

Footnotes:

Footnote - F1: Includes (i) restricted stock units ("RSUs") that vest on various dates between April 2, 2020 and January 2, 2023 and (ii) exempt dividend equivalents on prior RSU awards.

Owner Signature:

Signature Name: /s/ Eric R. Waller, attorney-in-fact

Signature Date: 1/14/20

Spurbeck Mark – ‘3’ for 1/6/20 re: Peabody Energy Corp.

On: Tuesday, 1/14/20, at 5:20pm ET · For: 1/6/20 · Accession #: 1567619-20-1036 · File #: 1-16463

Previous ‘3’: ‘3’ on 5/15/13 for 5/14/13 · Latest ‘3’: This Filing

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents

‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — doc1.xml/2.6

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Spurbeck Mark – ‘3’ for 1/6/20 re: Peabody Energy Corp.

On: Tuesday, 1/14/20, at 5:20pm ET · For: 1/6/20 · Accession #: 1567619-20-1036 · File #: 1-16463

Previous ‘3’: ‘3’ on 5/15/13 for 5/14/13 · Latest ‘3’: This Filing

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34Filing Table of Contents

‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — doc1.xml/2.6

This ‘3’ Document is an XML Data File that may be rendered in various formats:

Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
Filing Table of Contents