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Promentis Pharmaceuticals, Inc. – ‘D’ on 4/1/13

On:  Monday, 4/1/13, at 9:48am ET   ·   Effective:  4/1/13   ·   Accession #:  1552548-13-4   ·   File #:  21-194269

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/01/13  Promentis Pharmaceuticals, Inc.   D           4/01/13    1:9K                                     Reciprocal Labs Corp

Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Offering of Securities Made Without    HTML     10K 
                          Registration -- primary_doc.xml/7.6


        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
XML Data rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<edgarSubmission>
<schemaVersion> X0706 </schemaVersion>
<submissionType> D </submissionType>
<testOrLive> LIVE </testOrLive>
<primaryIssuer>
<cik> 0001470994 </cik>
<entityName> Promentis Pharmaceuticals, Inc. </entityName>
<issuerAddress>
<street1> 826 N. PLANKINTON AVE., STE. 400 </street1>
<city> MILWAUKEE </city>
<stateOrCountry> WI </stateOrCountry>
<stateOrCountryDescription> WISCONSIN </stateOrCountryDescription>
<zipCode> 53203 </zipCode>
</issuerAddress>
<issuerPhoneNumber> 414-238-2992 </issuerPhoneNumber>
<jurisdictionOfInc> DELAWARE </jurisdictionOfInc>
<issuerPreviousNameList>
<value> None </value>
</issuerPreviousNameList>
<edgarPreviousNameList>
<value> None </value>
</edgarPreviousNameList>
<entityType> Corporation </entityType>
<yearOfInc>
<overFiveYears> true </overFiveYears>
</yearOfInc>
</primaryIssuer>
<relatedPersonsList>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Chad </firstName>
<lastName> Beyer </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 826 N. Plankinton Ave., Ste. 400 </street1>
<city> Milwaukee </city>
<stateOrCountry> WI </stateOrCountry>
<stateOrCountryDescription> WISCONSIN </stateOrCountryDescription>
<zipCode> 53203 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Executive Officer </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> David </firstName>
<middleName> A. </middleName>
<lastName> Baker, PhD </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 826 N. Plankinton Ave., Ste. 400 </street1>
<city> Milwaukee </city>
<stateOrCountry> WI </stateOrCountry>
<stateOrCountryDescription> WISCONSIN </stateOrCountryDescription>
<zipCode> 53203 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Klaus </firstName>
<lastName> Veitinger, MD, PhD </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 826 N. Plankinton Ave., Ste. 400 </street1>
<city> Milwaukee </city>
<stateOrCountry> WI </stateOrCountry>
<stateOrCountryDescription> WISCONSIN </stateOrCountryDescription>
<zipCode> 53203 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Ed </firstName>
<lastName> Barthell, MD </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 125 E. Barkwood Ct. </street1>
<city> Mequon </city>
<stateOrCountry> WI </stateOrCountry>
<stateOrCountryDescription> WISCONSIN </stateOrCountryDescription>
<zipCode> 53092 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Patrick </firstName>
<lastName> Schwarz-Schuette </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> Black Horse Investments GmbH </street1>
<city> 40213 Dusseldorf </city>
<stateOrCountry> 2M </stateOrCountry>
<stateOrCountryDescription> GERMANY </stateOrCountryDescription>
<zipCode> 40547 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Virinder </firstName>
<lastName> Nohria, PhD </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 826 N. Plankinton Ave., Ste. 400 </street1>
<city> Milwaukee </city>
<stateOrCountry> WI </stateOrCountry>
<stateOrCountryDescription> WISCONSIN </stateOrCountryDescription>
<zipCode> 53203 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Thomas </firstName>
<lastName> Shannon </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 3657 Birchwood Rd. </street1>
<city> Saukville </city>
<stateOrCountry> WI </stateOrCountry>
<stateOrCountryDescription> WISCONSIN </stateOrCountryDescription>
<zipCode> 53080 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
<relatedPersonInfo>
<relatedPersonName>
<firstName> Daniel </firstName>
<lastName> Lawton </lastName>
</relatedPersonName>
<relatedPersonAddress>
<street1> 826 N. Plankinton Ave,. Ste. 400 </street1>
<city> Milwaukee </city>
<stateOrCountry> WI </stateOrCountry>
<stateOrCountryDescription> WISCONSIN </stateOrCountryDescription>
<zipCode> 53203 </zipCode>
</relatedPersonAddress>
<relatedPersonRelationshipList>
<relationship> Director </relationship>
</relatedPersonRelationshipList>
<relationshipClarification></relationshipClarification>
</relatedPersonInfo>
</relatedPersonsList>
<offeringData>
<industryGroup>
<industryGroupType> Biotechnology </industryGroupType>
</industryGroup>
<issuerSize>
<revenueRange> No Revenues </revenueRange>
</issuerSize>
<federalExemptionsExclusions>
<item> 06 </item>
</federalExemptionsExclusions>
<typeOfFiling>
<newOrAmendment>
<isAmendment> false </isAmendment>
</newOrAmendment>
<dateOfFirstSale>
<value> 2013-03-18 </value>
</dateOfFirstSale>
</typeOfFiling>
<durationOfOffering>
<moreThanOneYear> false </moreThanOneYear>
</durationOfOffering>
<typesOfSecuritiesOffered>
<isDebtType> true </isDebtType>
<isOptionToAcquireType> true </isOptionToAcquireType>
</typesOfSecuritiesOffered>
<businessCombinationTransaction>
<isBusinessCombinationTransaction> false </isBusinessCombinationTransaction>
<clarificationOfResponse></clarificationOfResponse>
</businessCombinationTransaction>
<minimumInvestmentAccepted> 0 </minimumInvestmentAccepted>
<salesCompensationList></salesCompensationList>
<offeringSalesAmounts>
<totalOfferingAmount> 750000 </totalOfferingAmount>
<totalAmountSold> 750000 </totalAmountSold>
<totalRemaining> 0 </totalRemaining>
<clarificationOfResponse></clarificationOfResponse>
</offeringSalesAmounts>
<investors>
<hasNonAccreditedInvestors> false </hasNonAccreditedInvestors>
<totalNumberAlreadyInvested> 6 </totalNumberAlreadyInvested>
</investors>
<salesCommissionsFindersFees>
<salesCommissions>
<dollarAmount> 0 </dollarAmount>
</salesCommissions>
<findersFees>
<dollarAmount> 0 </dollarAmount>
</findersFees>
<clarificationOfResponse></clarificationOfResponse>
</salesCommissionsFindersFees>
<useOfProceeds>
<grossProceedsUsed>
<dollarAmount> 0 </dollarAmount>
<isEstimate> true </isEstimate>
</grossProceedsUsed>
<clarificationOfResponse></clarificationOfResponse>
</useOfProceeds>
<signatureBlock>
<authorizedRepresentative> false </authorizedRepresentative>
<signature>
<issuerName> Promentis Pharmaceuticals, Inc. </issuerName>
<signatureName> Chad Beyer </signatureName>
<nameOfSigner> Chad Beyer </nameOfSigner>
<signatureTitle> President </signatureTitle>
<signatureDate> 2013-04-01 </signatureDate>
</signature>
</signatureBlock>
</offeringData>
</edgarSubmission>


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Filing Submission 0001552548-13-000004   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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