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Promentis Pharmaceuticals, Inc. – ‘D’ on 4/1/13

On:  Monday, 4/1/13, at 9:48am ET   ·   Effective:  4/1/13   ·   Accession #:  1552548-13-4   ·   File #:  21-194269

Previous ‘D’:  ‘D/A’ on 8/31/09   ·   Next:  ‘D’ on 1/15/14   ·   Latest:  ‘D’ on 12/27/19

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/01/13  Promentis Pharmaceuticals, Inc.   D           4/01/13    1:9K                                     Reciprocal Labs Corp

Notice of an Offering of Securities Made Without Registration   —   Form D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: D           Notice of an Offering of Securities Made Without    HTML     10K 
                          Registration -- primary_doc.xml/7.6                    




        

This ‘D’ Document is an XML Data File that may be rendered in various formats:

  Form D    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
Plain Text rendering:  Notice of an Exempt Offering of Securities
 
                                                                                                                                                                                
EDGAR Submission
 
Schema Version:  X0706
Submission Type:  D
Test or Live:  LIVE
Primary Issuer:
CIK:  1470994
Entity Name:  Promentis Pharmaceuticals, Inc.
Issuer Address:
Street 1:  826 N. PLANKINTON AVE., STE. 400
City:  MILWAUKEE
State or Country:  WI
State or Country Description:  WISCONSIN
ZIP Code:  53203
Issuer Phone Number:  414-238-2992
Jurisdiction of Inc.:  DELAWARE
Issuer Previous Name List:
Value:  None
EDGAR Previous Name List:
Value:  None
Entity Type:  Corporation
Year of Inc.:
Over Five Years?  Yes
Related-Persons List:
Related-Person Info:
Related-Person Name:
First Name:  Chad
Last Name:  Beyer
Related-Person Address:
Street 1:  826 N. Plankinton Ave., Ste. 400
City:  Milwaukee
State or Country:  WI
State or Country Description:  WISCONSIN
ZIP Code:  53203
Related-Person Relationship List:
Relationship:  Executive Officer
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  David
Middle Name:  A.
Last Name:  Baker, PhD
Related-Person Address:
Street 1:  826 N. Plankinton Ave., Ste. 400
City:  Milwaukee
State or Country:  WI
State or Country Description:  WISCONSIN
ZIP Code:  53203
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Klaus
Last Name:  Veitinger, MD, PhD
Related-Person Address:
Street 1:  826 N. Plankinton Ave., Ste. 400
City:  Milwaukee
State or Country:  WI
State or Country Description:  WISCONSIN
ZIP Code:  53203
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Ed
Last Name:  Barthell, MD
Related-Person Address:
Street 1:  125 E. Barkwood Ct.
City:  Mequon
State or Country:  WI
State or Country Description:  WISCONSIN
ZIP Code:  53092
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Patrick
Last Name:  Schwarz-Schuette
Related-Person Address:
Street 1:  Black Horse Investments GmbH
City:  40213 Dusseldorf
State or Country:  2M
State or Country Description:  GERMANY
ZIP Code:  40547
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Virinder
Last Name:  Nohria, PhD
Related-Person Address:
Street 1:  826 N. Plankinton Ave., Ste. 400
City:  Milwaukee
State or Country:  WI
State or Country Description:  WISCONSIN
ZIP Code:  53203
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Thomas
Last Name:  Shannon
Related-Person Address:
Street 1:  3657 Birchwood Rd.
City:  Saukville
State or Country:  WI
State or Country Description:  WISCONSIN
ZIP Code:  53080
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Related-Person Info:
Related-Person Name:
First Name:  Daniel
Last Name:  Lawton
Related-Person Address:
Street 1:  826 N. Plankinton Ave,. Ste. 400
City:  Milwaukee
State or Country:  WI
State or Country Description:  WISCONSIN
ZIP Code:  53203
Related-Person Relationship List:
Relationship:  Director
Relationship Clarification:
Offering Data:
Industry Group:
Industry Group Type:  Biotechnology
Issuer Size:
Revenue Range:  No Revenues
Federal Exemptions Exclusions:
Item:  06
Type of Filing:
New or Amendment:
Is Amendment?  No
Date of First Sale:
Value:  3/18/13
Duration of Offering:
More Than One Year?  No
Types of Securities Offered:
Is Debt Type?  Yes
Is Option to Acquire Type?  Yes
Business-Combination Transaction:
Is Business-Combination Transaction?  No
Clarification of Response:
Minimum Investment Accepted:  0
Sales Compensation List:
Offering Sales Amounts:
Total Offering Amount:  750,000
Total Amount Sold:  750,000
Total Remaining:  0
Clarification of Response:
Investors:
Has Non-Accredited Investors?  No
Total Number Already Invested:  6
Sales Commissions Finders Fees:
Sales Commissions:
Dollar Amount:  0
Finders Fees:
Dollar Amount:  0
Clarification of Response:
Use of Proceeds:
Gross Proceeds Used:
Dollar Amount:  0
Is Estimate?  Yes
Clarification of Response:
Signature Block:
Authorized Representative?  No
Signature:
Issuer Name:  Promentis Pharmaceuticals, Inc.
Signature Name:  Chad Beyer
Name of Signer:  Chad Beyer
Signature Title:  President
Signature Date:  4/1/13


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Filing Submission 0001552548-13-000004   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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