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Koster Eric D. – ‘4’ for 3/11/20 re: Ethan Allen Interiors Inc.

On:  Friday, 3/13/20, at 5:11pm ET   ·   For:  3/11/20   ·   Accession #:  1437749-20-5187   ·   File #:  1-11692

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/13/20  Koster Eric D.                    4                      1:4K   Ethan Allen Interiors Inc.        RDG Filings/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Form 4-Mar2020-Ek -- rdgdoc.xml/3.6                 HTML      3K 




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
XML Data rendering:  Form 4-Mar2020-Ek
 
                                                                                                                                                                                
<?xml version="1.0" encoding="windows-1252"?>
<ownershipDocument>
<schemaVersion> X0306 </schemaVersion>
<documentType> 4 </documentType>
<periodOfReport> 2020-03-11 </periodOfReport>
<issuer>
<issuerCik> 0000896156 </issuerCik>
<issuerName> ETHAN ALLEN INTERIORS INC </issuerName>
<issuerTradingSymbol> ETH </issuerTradingSymbol>
</issuer>
<reportingOwner>
<reportingOwnerId>
<rptOwnerCik> 0001574123 </rptOwnerCik>
<rptOwnerName> Koster Eric D. </rptOwnerName>
</reportingOwnerId>
<reportingOwnerAddress>
<rptOwnerStreet1> 25 LAKE AVENUE EXT. </rptOwnerStreet1>
<rptOwnerStreet2></rptOwnerStreet2>
<rptOwnerCity> DANBURY </rptOwnerCity>
<rptOwnerState> CT </rptOwnerState>
<rptOwnerZipCode> 06811-5286 </rptOwnerZipCode>
<rptOwnerStateDescription></rptOwnerStateDescription>
</reportingOwnerAddress>
<reportingOwnerRelationship>
<isOfficer> 1 </isOfficer>
<officerTitle> VP, General Counsel & Secy. </officerTitle>
</reportingOwnerRelationship>
</reportingOwner>
<nonDerivativeTable>
<nonDerivativeTransaction>
<securityTitle>
<value> Common Stock </value>
</securityTitle>
<transactionDate>
<value> 2020-03-11 </value>
</transactionDate>
<transactionCoding>
<transactionFormType> 4 </transactionFormType>
<transactionCode> A </transactionCode>
<equitySwapInvolved> 0 </equitySwapInvolved>
</transactionCoding>
<transactionAmounts>
<transactionShares>
<value> 1000 </value>
<footnoteId id="F1"/>
</transactionShares>
<transactionPricePerShare>
<value> 0 </value>
</transactionPricePerShare>
<transactionAcquiredDisposedCode>
<value> A </value>
</transactionAcquiredDisposedCode>
</transactionAmounts>
<postTransactionAmounts>
<sharesOwnedFollowingTransaction>
<value> 1000 </value>
</sharesOwnedFollowingTransaction>
</postTransactionAmounts>
<ownershipNature>
<directOrIndirectOwnership>
<value> D </value>
</directOrIndirectOwnership>
</ownershipNature>
</nonDerivativeTransaction>
</nonDerivativeTable>
<footnotes>
<footnote id="F1"> Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over four years, whereby 25% of the total number of shares issuable under the grant vest each year on the anniversary of the grant date, commencing on March 11, 2021. </footnote>
</footnotes>
<ownerSignature>
<signatureName> /s/ Eric D. Koster </signatureName>
<signatureDate> 2020-03-13 </signatureDate>
</ownerSignature>
</ownershipDocument>


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Filing Submission 0001437749-20-005187   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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