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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 3/11/20 |
| Issuer: |
| Issuer CIK: 896156 |
| Issuer Name: ETHAN ALLEN INTERIORS INC |
| Issuer Trading Symbol: ETH |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1574123 |
| | Owner Name: Koster Eric D. |
| Reporting Owner Address: |
| | Owner Street 1: 25 LAKE AVENUE EXT. |
| | Owner Street 2: |
| | Owner City: DANBURY |
| | Owner State: CT |
| | Owner ZIP Code: 06811-5286 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Officer? Yes |
| | Officer Title: VP, General Counsel & Secy. |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/11/20 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 1,000 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over four years, whereby 25% of the total number of shares issuable under the grant vest each year on the anniversary of the grant date, commencing on March 11, 2021. |
| Owner Signature: |
| Signature Name: /s/ Eric D. Koster |
| Signature Date: 3/13/20 |
