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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 9/17/20 |
| Issuer: |
| Issuer CIK: 896493 |
| Issuer Name: DPW Holdings, Inc. |
| Issuer Trading Symbol: DPW |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1333268 |
| | Owner Name: Horne William B. |
| Reporting Owner Address: |
| | Owner Street 1: 201 SHIPYARD WAY, SUITE E |
| | Owner Street 2: |
| | Owner City: NEWPORT BEACH |
| | Owner State: CA |
| | Owner ZIP Code: 92663 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: President |
| | Other Text: |
| Non-Derivative Table: |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Options |
| | Conversion or Exercise Price: |
| | | Value: 1.79 |
| | Transaction Date: |
| | | Value: 9/17/20 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 200,000 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F1 |
| | Expiration Date: |
| | | Value: 9/17/30 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 200,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 200,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: On September 17, 2020, the Board of Directors of the Issuer approved the issuance of stock options to its directors and officers. Mr. Horne was granted options to purchase 200,000 shares of common stock which shall vest in monthly increments over two years. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ William B. Horne, CFO |
| Signature Date: 9/21/20 |
