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Ault Alliance, Inc. 
 NV
  SEC # 896493


        
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1,660  SEC Filings
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  from  10/16/96  to  3/26/24  (3 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K/A’ — Amendment to Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Ault Alliance, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  1,147 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/26/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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491

8-K Items: 
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3/26/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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168
3/13/23 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
8/3/23"Bankruptcy or Receivership — Item 1.03 — ‘EX-2’
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1
3/7/23 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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14
2/27/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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39
3/12/24 New Document this Past Month!"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  New Document this Past Month!  — ‘EX-10’
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40
1/22/20 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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9
11/17/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.0113
3/19/24 New Document this Past Month!"Unregistered Sales of Equity Securities — Item 3.02  New Document this Past Month!  — ‘EX-1’
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72
8/16/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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8
1/20/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
5/22/23"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 — ‘EX-7’
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4
2/23/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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46
1/12/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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26
9/12/22 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
1/12/24"Submission of Matters to a Vote of Security Holders — Item 5.0722
9/9/22 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ‘EX-17’
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1
3/18/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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201
9/9/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 28
3/26/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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399

3/12/24 New Document this Past Month!424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  New Document this Past Month! 50
1/8/24DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A17
1/5/24SC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO6
12/26/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D87
11/24/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A32
11/20/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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57
11/14/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-2530
11/3/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4119
11/3/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A13
9/12/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-329
5/23/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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28
5/22/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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25
5/19/23SC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO7
3/31/23NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-2511
3/10/23 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 12
2/14/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 11
6/2/22 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
5/26/22 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
5/16/22 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
11/15/21 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 4
11/15/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 14
8/26/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
2/26/20 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
9/24/19 OLD1-ARegistration:  Offering Statements — Form 1-A  OLD 3
8/7/19 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 12
11/2/18 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
5/18/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
1/12/18 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 8
9/29/16 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 2
3/31/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 16
11/15/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 34
6/13/06 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
1/9/01 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
1/3/01 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4
3/31/97 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1
11/27/96 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
11/4/96 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1

Letters: 
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7/14/20 OLDORDERSEC Staff Action – SEC Order  OLD  — All Correspondence with the SEC1

Form-Specific Documents: 
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9/24/19 OLDPART II AND IIIOffering Statements – Parts II and III — Form 1-A – Reg. A/A+  OLD 3

General Exhibits: 
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3/26/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 284
3/12/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 116
3/12/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 65
1/12/24EX-3Articles of Incorporation/Organization and Bylaws42
9/12/23EX-23Consents of Experts and Counsel105
5/22/23EX-21Subsidiaries Lists12
3/31/23EX-FILING FEESFiling Fees5
12/21/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 13
9/12/22 OLDEX-14Codes of Ethics  OLD 3
6/2/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
2/14/06 OLDEX-20Other Documents and Statements Furnished to Security Holders  OLD 2
2/8/06 OLDEX-17Correspondence re: Departures of Directors  OLD 2

Additional Exhibits: 
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3/18/24 New Exhibit this Past Month!EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
370

Reg. A/A+ Exhibits: 
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9/24/19 OLDEX1A-11 CONSENTConsents of Experts and Counsel — Form 1-A  OLD 6
8/13/19 OLDEX1A-3 HLDRS RTSInstruments Defining the Rights of Security Holders — Form 1-A  OLD 3
8/13/19 OLDEX1A-4 SUBS AGMTSubscription Agreements — Form 1-A  OLD 2
5/13/19 OLDEX1A-12 OPN CNSLOpinion of Counsel re: Legality  OLD 1

Financials: 
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3/26/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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4,659
3/26/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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204
3/26/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 862
3/26/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 149
3/26/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
197
11/20/23EX-31Certifications — §302 – SOA’02187
11/20/23EX-32Certifications — §906 – SOA’0299
11/14/17 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1
11/16/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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18
11/19/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 6
10/16/96 OLDEX-16Letter re: a Change in Accountant  OLD 1

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3/18/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,726


Forms
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, Documents
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& Exhibits
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 in  529 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIPs 09175M26140E and 05150X
 

        
Latest Filing  Type    Category    Description        Documents
     
3/20/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 397
1/5/24SC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO6
10/24/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D27
5/19/23SC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO7
5/16/22 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
2/4/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 16
11/30/21 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 4
6/21/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 41
9/29/16 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 2

Letters: 
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4/13/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC28
4/13/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]11

General Exhibits: 
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3/31/23EX-FILING FEESFiling Fees1
11/17/14 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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5/19/23EX-99Miscellaneous Exhibits, such as Press Releases32

Graphics: 
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5/19/23GRAPHICPhotos, Images and Graphs34


        

Filings History

Year    # of Filings
In descending order
2024 14
2023 145
2022 297
2021 223
2020 116
2019 97
2018 174
2017 167
2016 41
2015 23
2014 24
2013 19
2012 25
2011 22
2010 14
2009 17
2008 16
2007 14
2006 16
2005 24
2004 34
2003 25
2002 25
2001 26
2000 20
1999 13
1998 12
1997 12
1996 5

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