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Liu Fernando – ‘4’ for 7/20/11 re: Cleantech Solutions International, Inc.

On:  Monday, 12/5/11, at 5:14pm ET   ·   For:  7/20/11   ·   As:  Officer   ·   Accession #:  1213900-11-6501   ·   File #:  1-34591

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/05/11  Liu Fernando                      4          Officer     1:7K   Cleantech Solutions Int’l, Inc.   Edgar Agents LLC/FA

Statement of Change in Beneficial Ownership of Securities   —   Form 4
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document --                               HTML      7K 
                          f4072011liu_cleantech.xml/3.4                          





This ‘4’ Document is an XML Data File that may be rendered in various formats:

Form 4  –  Plain Text  –  EDGAR System  –  SEC Website  –  XML Data  –  <?xml?> File
 

 
SEC Info rendering:  Ownership Document
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
LIU FERNANDO

(Last)(First)(Middle)
BLDG 387 2199 GUDAI ROAD,
MINHANG DISTRICT

(Street)
SHANGHAIF4201100

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Cleantech Solutions International, Inc., [ CLNT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
7/20/11
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock (1) 7/20/11A 7,500A (1)57,514D
Common Stock (1) 10/11/11A 7,500A (1)65,014D
Common Stock 11/29/11P 2,000A$0.2267,014D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
(1)  On each of July 20, 2011 and October 11, 2011, Cleantech Solutions International, Inc. (the "Company"), issued 7,500 shares of its common stock, par value $0.001 per share, to Fernando Liu (the "Reporting Person"), its Chief Financial Officer, as part of the compensation for his services as the chief financial officer of the Company pursuant to the Employment Agreement between the Company and Mr. Liu dated January 1, 2011 (the "Employment Agreement").
/s/ Fernando Liu 12/5/11
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Codes:
    A    Grant, award or other acquisition pursuant to Rule 16b-3(d).
    P    Open market or private purchase of non-derivative or derivative security.

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Filing Submission 0001213900-11-006501   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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