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Liu Fernando – ‘4’ for 7/20/11 re: Cleantech Solutions International, Inc.

On:  Monday, 12/5/11, at 5:14pm ET   ·   For:  7/20/11   ·   As:  Officer   ·   Accession #:  1213900-11-6501   ·   File #:  1-34591

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/05/11  Liu Fernando                      4          Officer     1:7K   Cleantech Solutions Int’l, Inc.   EdgarAgents LLC/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Ownership Document --                               HTML      7K 
                f4072011liu_cleantech.xml/3.4                                    




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
EDGAR System rendering:  Ownership Document
 
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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Expires:November 30, 2011
Estimated average burden hours per response...0.5

(Print or Type Responses)
1. Name and Address of Reporting Person *
LIU FERNANDO
  2. Issuer Name and Ticker or Trading Symbol
Cleantech Solutions International, Inc., [CLNT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last)
(First)
(Middle)
BLDG 387 2199 GUDAI ROAD,, MINHANG DISTRICT
3. Date of Earliest Transaction (Month/Day/Year)
07/20/2011
(Street)

SHANGHAI, F4 201100
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock (1)07/20/2011   A   7,500A (1)57,514D  
Common Stock (1)10/11/2011   A   7,500A (1)65,014D  
Common Stock11/29/2011   P   2,000A $0.2267,014D  

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / AddressRelationships
 Director 10% Owner Officer Other
LIU FERNANDO
BLDG 387 2199 GUDAI ROAD,
MINHANG DISTRICT
SHANGHAI, F4 201100
      Chief Financial Officer  

Signatures

 /s/ Fernando Liu  12/05/2011
**Signature of Reporting PersonDate

Explanation of Responses:

*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)On each of July 20, 2011 and October 11, 2011, Cleantech Solutions International, Inc. (the "Company"), issued 7,500 shares of its common stock, par value $0.001 per share, to Fernando Liu (the "Reporting Person"), its Chief Financial Officer, as part of the compensation for his services as the chief financial officer of the Company pursuant to the Employment Agreement between the Company and Mr. Liu dated January 1, 2011 (the "Employment Agreement").

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

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Filing Submission 0001213900-11-006501   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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