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Ownership Document
|
| Schema Version: X0306 |
| Document Type: 4 |
| Period of Report: 9/8/19 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1616862 |
| Issuer Name: Axalta Coating Systems Ltd. |
| Issuer Trading Symbol: AXTA |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1500482 |
| | Owner Name: Smolik Samuel L. |
| Reporting Owner Address: |
| | Owner Street 1: TWO COMMERCE SQUARE |
| | Owner Street 2: 2001 MARKET STREET SUITE 3600 |
| | Owner City: PHILADELPHIA |
| | Owner State: PA |
| | Owner ZIP Code: 19103 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Shares |
| | Transaction Date: |
| | | Value: 9/8/19 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 734 |
| | | Transaction Price Per Share: |
| Footnote ID: F1 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 18,874 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 9/8/19 |
| | Deemed Execution Date: |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: M |
| | | Equity Swap Involved? No |
| | Transaction Timeliness: |
| | | Value: |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 734 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F2 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Shares |
| | | Underlying Security Shares: |
| Value: 734 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 0 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Restricted stock units convert into common shares on a one-for-one basis. |
| Footnote - F2: On September 8, 2016, the reporting person was granted 2,200 restricted stock units, vesting in three equal annual installments beginning on September 8, 2017. |
| Remarks: |
| Owner Signature: |
| Signature Name: /s/ Alex Tablin-Wolf, attorney-in-fact |
| Signature Date: 9/10/19 |
