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Smolik Samuel L. – ‘4’ for 2/28/24 re: Axalta Coating Systems Ltd.

On:  Friday, 3/1/24, at 4:32pm ET   ·   For:  2/28/24   ·   As:  Director   ·   Accession #:  1628280-24-8232   ·   File #:  1-36733

Previous ‘4’:  ‘4’ on 3/2/23 for 2/28/23   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/24  Smolik Samuel L.                  4          Director    1:7K   Axalta Coating Systems Ltd.       Workiva Inc Wde… FA01/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      8K 
                Securities by an Insider --                                      
                wk-form4_1709328706.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wk-form4_1709328706.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  2/28/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1616862
Issuer Name:  Axalta Coating Systems Ltd.
Issuer Trading Symbol:  AXTA
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1500482
Owner Name:  Smolik Samuel L.
Reporting Owner Address:
Owner Street 1:  1050 CONSTITUTION AVENUE
Owner Street 2:
Owner City:  PHILADELPHIA
Owner State:  PA
Owner ZIP Code:  19112
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Shares
Transaction Date:
Value:  2/28/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6,711
Transaction Price Per Share:
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  54,484
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units
Conversion or Exercise Price:
Footnote ID:  F1
Transaction Date:
Value:  2/28/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6,711
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F2
Expiration Date:
Footnote ID:  F2
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  6,711
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units
Conversion or Exercise Price:
Footnote ID:  F3
Transaction Date:
Value:  2/28/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6,157
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F4
Expiration Date:
Footnote ID:  F4
Underlying Security:
Underlying Security Title:
Value:  Common Shares
Underlying Security Shares:
Value:  6,157
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  6,157
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Restricted stock units convert into common shares on a one-for-one basis.
Footnote - F2:  On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.
Footnote - F3:  Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
Footnote - F4:  This restricted stock unit grant vests in full on the first anniversary of the grant date.
Remarks:
Owner Signature:
Signature Name:  /s/ Alex Tablin-Wolf, attorney-in-fact
Signature Date:  3/1/24


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Filing Submission 0001628280-24-008232   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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