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As Of Filer Filing For·On·As Docs:Size Issuer Agent 8/29/13 Brown Capital Mgmt Mutual Funds N-PX 6/30/13 1:2.3M Avery Publishin… Corp/FA → The Brown Capital Management International All Co. Fund ⇒ Investor Shares (BCIIX) → The Brown Capital Management Mid Co. Fund ⇒ Institutional Shares (BCMIX) — Investor Shares (BCMSX) → The Brown Capital Management Small Co. Fund ⇒ Institutional Shares (BCSSX) — Investor Shares (BCSIX) |
Document/Exhibit Description Pages Size
1: N-PX Proxy Voting Record Annual Report by a Management HTML 2.01M
Investment Company
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL
REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-06199
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
(Exact name of registrant as specified in charter)
1201 North Calvert Street, Baltimore,
Maryland 21202
(Address of principal executive offices) (Zip code)
Capitol Services, Inc.
1675 S. State
Street, Suite B, Dover, Delaware 19901
(Name and address of agent for service)
With copies to:
John H. Lively
The Law Offices of John H. Lively & Associates, Inc.
A
member firm of The 1940 Act Law GroupTM
11300 Tomahawk Creek Parkway,
Suite 310
Leawood, Kansas 66211
Registrant’s telephone number, including area code: 410-837-3234
Date of fiscal year end: March 31
Date of reporting period: July 1, 2012 - June 30, 2013
ITEM 1. PROXY VOTING RECORD
BROWN CAPITAL MANAGEMENT MID-CAP FUND
| Akamai Technologies, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| AKAM | CUSIP 00971T101 | 05/15/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Pamela J. Craig | Mgmt | For | For | For | ||||||||
| 2 | Elect F. Thomson Leighton | Mgmt | For | For | For | ||||||||
| 3 | Elect Paul Sagan | Mgmt | For | For | For | ||||||||
| 4 | Elect Naomi O. Seligman | Mgmt | For | For | For | ||||||||
| 5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||||||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | ||||||||
| 7 | Amendment to Certificate of Incorporation Regarding Director Removal | Mgmt | For | For | For | ||||||||
| 8 | Amendment to Certificate of Incorporation Removing Supermajority Voting Provisions | Mgmt | For | For | For | ||||||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Allscripts Healthcare Solutions, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MDRX | CUSIP 01988P108 | 05/21/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Stuart L. Bascomb | Mgmt | For | For | For | ||||||||
| 2 | Elect Paul M. Black | Mgmt | For | For | For | ||||||||
| 3 | Elect Dennis H. Chookaszian | Mgmt | For | For | For | ||||||||
| 4 | Elect Robert J. Cindrich | Mgmt | For | For | For | ||||||||
| 5 | Elect Michael A. Klayko | Mgmt | For | For | For | ||||||||
| 6 | Elect Anita V. Pramoda | Mgmt | For | For | For | ||||||||
| 7 | Elect David D. Stevens | Mgmt | For | For | For | ||||||||
| 8 | Elect Ralph H. Thurman | Mgmt | For | For | For | ||||||||
| 9 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||||||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| ANSYS, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ANSS | CUSIP 03662Q105 | 05/22/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | ||||||||
| 2 | Elect Michael Thurk | Mgmt | For | For | For | ||||||||
| 3 | Elect Barbara V. Scherer | Mgmt | For | For | For | ||||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Blackbaud, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| BLKB | CUSIP 09227Q100 | 06/19/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Marc E. Chardon | Mgmt | For | For | For | ||||||||
| 2 | Elect Sarah E. Nash | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| BorgWarner Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| BWA | CUSIP 099724106 | 04/24/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Jere A. Drummond | Mgmt | For | For | For | ||||||||
| 2 | Elect John R. McKernan, Jr. | Mgmt | For | For | For | ||||||||
| 3 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||||||||
| 4 | Elect James R. Verrier | Mgmt | For | For | For | ||||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | ||||||||
| Cameron International Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| CAM | CUSIP 13342B105 | 05/08/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect James T. Hackett | Mgmt | For | For | For | ||||||||
| 2 | Elect Michael E. Patrick | Mgmt | For | For | For | ||||||||
| 3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | ||||||||
| 4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | ||||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||||||
| Carbo Ceramics Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| CRR | CUSIP 140781105 | 05/21/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Sigmund L. Cornelius | Mgmt | For | For | For | ||||||||
| 1.2 | Elect James B. Jennings | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Gary A. Kolstad | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Henry E. Lentz | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Randy L. Limbacher | Mgmt | For | For | For | ||||||||
| 1.6 | Elect William C. Morris | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Robert S. Rubin | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Coach, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| COH | CUSIP 189754104 | 11/07/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Irene Ruth Miller | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Stephanie Tilenius | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Covance Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| CVD | CUSIP 222816100 | 05/07/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Joseph L. Herring | Mgmt | For | For | For | ||||||||
| 1.2 | Elect John McCartney | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Bradley T. Sheares | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | 2013 Employee Equity Participation Plan | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Diamond Offshore Drilling, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| DO | CUSIP 25271C102 | 05/15/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect James S. Tisch | Mgmt | For | For | For | ||||||||
| 2 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | ||||||||
| 3 | Elect John R. Bolton | Mgmt | For | For | For | ||||||||
| 4 | Elect Charles L. Fabrikant | Mgmt | For | For | For | ||||||||
| 5 | Elect Paul G. Gaffney II | Mgmt | For | For | For | ||||||||
| 6 | Elect Edward Grebow | Mgmt | For | For | For | ||||||||
| 7 | Elect Herbert C. Hofmann | Mgmt | For | For | For | ||||||||
| 8 | Elect Clifford M Sobel | Mgmt | For | For | For | ||||||||
| 9 | Elect Andrew H. Tisch | Mgmt | For | For | For | ||||||||
| 10 | Elect Raymond S. Troubh | Mgmt | For | For | For | ||||||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Dick’s Sporting Goods Inc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| DKS | CUSIP 253393102 | 06/05/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Emanuel Chirico | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Allen R. Weiss | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Diodes Incorporated | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| DIOD | CUSIP 254543101 | 05/29/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect C.H. Chen | Mgmt | For | Withhold | Against | ||||||||
| 1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | ||||||||
| 1.3 | Elect L.P. Hsu | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Keh-Shew Lu | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Raymond Soong | Mgmt | For | Withhold | Against | ||||||||
| 1.6 | Elect John M. Stich | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Michael TSAI Kuo-Chih | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||||||
| 3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Ecolab Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ECL | CUSIP 278865100 | 05/02/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||||||||
| 2 | Elect Barbara J. Beck | Mgmt | For | For | For | ||||||||
| 3 | Elect Leslie S. Biller | Mgmt | For | For | For | ||||||||
| 4 | Elect Stephen I. Chazen | Mgmt | For | For | For | ||||||||
| 5 | Elect Jerry A. Grundhofer | Mgmt | For | For | For | ||||||||
| 6 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||||||||
| 7 | Elect Joel W. Johnson | Mgmt | For | For | For | ||||||||
| 8 | Elect Michael Larson | Mgmt | For | For | For | ||||||||
| 9 | Elect Jerry W. Levin | Mgmt | For | For | For | ||||||||
| 10 | Elect Robert L. Lumpkins | Mgmt | For | For | For | ||||||||
| 11 | Elect Victoria J. Reich | Mgmt | For | For | For | ||||||||
| 12 | Elect Mary M. VanDeWeghe | Mgmt | For | For | For | ||||||||
| 13 | Elect John J. Zillmer | Mgmt | For | For | For | ||||||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 15 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||||||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||||||||
| 18 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||||||||
| Expeditors International Of Washington, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| EXPD | CUSIP 302130109 | 05/01/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Peter J. Rose | Mgmt | For | For | For | ||||||||
| 2 | Elect Robert R. Wright | Mgmt | For | For | For | ||||||||
| 3 | Elect Mark A. Emmert | Mgmt | For | For | For | ||||||||
| 4 | Elect R. Jordan Gates | Mgmt | For | For | For | ||||||||
| 5 | Elect Dan P. Kourkoumelis | Mgmt | For | For | For | ||||||||
| 6 | Elect Michael J. Malone | Mgmt | For | For | For | ||||||||
| 7 | Elect John W. Meisenbach | Mgmt | For | For | For | ||||||||
| 8 | Elect Liane J. Pelletier | Mgmt | For | For | For | ||||||||
| 9 | Elect James L.K. Wang | Mgmt | For | For | For | ||||||||
| 10 | Elect Tay Yoshitani | Mgmt | For | For | For | ||||||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 12 | 2013 Stock Option Plan | Mgmt | For | For | For | ||||||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||||||||
| Factset Research Systems Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| FDS | CUSIP 303075105 | 12/18/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Scott Billeadeau | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Philip Hadley | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Joseph Zimmel | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| FEI Company | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| FEIC | CUSIP 30241L109 | 05/09/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Arie Hujiser | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Don R. Kania | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Thomas F. Kelly | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Jan C. Lobbezoo | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Gerhard H. Parker | Mgmt | For | For | For | ||||||||
| 1.6 | Elect James T. Richardson | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Richard H. Wills | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Homa Bahrami | Mgmt | For | For | For | ||||||||
| 1.9 | Elect Jami K. Nachtsheim | Mgmt | For | For | For | ||||||||
| 2 | Amendment to 1995 Stock Incentive Plan | Mgmt | For | For | For | ||||||||
| 3 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| General Cable Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| BGC | CUSIP 369300108 | 05/16/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Gregory B. Kenny | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Gregory E. Lawton | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Craig P. Omtvedt | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Patrick M. Prevost | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Robert L. Smialek | Mgmt | For | For | For | ||||||||
| 1.6 | Elect John E. Welsh, III | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Amendment to the 2008 Annual Incentive Plan | Mgmt | For | For | For | ||||||||
| Guess, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| GES | CUSIP 401617105 | 06/27/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Anthony Chidoni | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Paul Marciano | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| J.B. Hunt Transport Services, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| JBHT | CUSIP 445658107 | 04/25/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Douglas G. Duncan | Mgmt | For | For | For | ||||||||
| 2 | Elect Francesca M. Edwardson | Mgmt | For | For | For | ||||||||
| 3 | Elect Wayne Garrison | Mgmt | For | For | For | ||||||||
| 4 | Elect Sharilyn S. Gasaway | Mgmt | For | For | For | ||||||||
| 5 | Elect Gary C. George | Mgmt | For | For | For | ||||||||
| 6 | Elect Bryan Hunt | Mgmt | For | For | For | ||||||||
| 7 | Elect Coleman H. Peterson | Mgmt | For | For | For | ||||||||
| 8 | Elect John N. Roberts III | Mgmt | For | For | For | ||||||||
| 9 | Elect James L. Robo | Mgmt | For | For | For | ||||||||
| 10 | Elect Kirk Thompson | Mgmt | For | For | For | ||||||||
| 11 | Elect John A. White | Mgmt | For | For | For | ||||||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Lululemon Athletica inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| LULU | CUSIP 550021109 | 06/11/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Robert Bensoussan | Mgmt | For | For | For | ||||||||
| 1.2 | Elect William H. Glenn | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Thomas G. Stemberg | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Dennis J. Wilson | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| MedAssets, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MDAS | CUSIP 584045108 | 06/13/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect John A. Bardis | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Harris Hyman IV | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Terrence J. Mulligan | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Amendment to the Long Term Performance Incentive Plan | Mgmt | For | For | For | ||||||||
| 5 | 2013 Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||||||
| Meridian Bioscience, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| VIVO | CUSIP 589584101 | 01/23/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect James Anderson | Mgmt | For | For | For | ||||||||
| 1.2 | Elect John Kraeutler | Mgmt | For | For | For | ||||||||
| 1.3 | Elect William Motto | Mgmt | For | For | For | ||||||||
| 1.4 | Elect David Phillips | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Robert Ready | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Monster Beverage Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MNST | CUSIP 611740101 | 06/03/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Norman C. Epstein | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Benjamin M. Polk | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Sydney Selati | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Mark S. Vidergauz | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| MSC Industrial Direct Co., Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MSM | CUSIP 553530106 | 01/17/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | ||||||||
| 1.2 | Elect David Sandler | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Roger Fradin | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Erik Gershwind | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Louise Goeser | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Denis Kelly | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Philip Peller | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Myriad Genetics, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MYGN | CUSIP 62855J104 | 12/05/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect John Henderson | Mgmt | For | For | For | ||||||||
| 1.2 | Elect S. Louise Phanstiel | Mgmt | For | For | For | ||||||||
| 2 | Amendment to the 2010 Employee, Director and Consultant Equity Incentive Plan | Mgmt | For | For | For | ||||||||
| 3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||||||
| 4 | 2013 Executive Incentive Plan | Mgmt | For | For | For | ||||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| NetApp, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Nicholas Moore | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Thomas Georgens | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Jeffry Allen | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Alan Earhart | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Gerald Held | Mgmt | For | For | For | ||||||||
| 1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | ||||||||
| 1.8 | Elect George Shaheen | Mgmt | For | For | For | ||||||||
| 1.9 | Elect Robert Wall | Mgmt | For | For | For | ||||||||
| 1.10 | Elect Richard Wallace | Mgmt | For | For | For | ||||||||
| 2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | ||||||||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | ||||||||
| NVR, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| NVR | CUSIP 62944T105 | 05/07/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Charles E. Andrews | Mgmt | For | For | For | ||||||||
| 2 | Elect Robert C. Butler | Mgmt | For | For | For | ||||||||
| 3 | Elect Timothy M. Donahue | Mgmt | For | For | For | ||||||||
| 4 | Elect Thomas D. Eckert | Mgmt | For | For | For | ||||||||
| 5 | Elect Alfred E. Festa | Mgmt | For | For | For | ||||||||
| 6 | Elect Ed Grier | Mgmt | For | For | For | ||||||||
| 7 | Elect Manuel H. Johnson | Mgmt | For | For | For | ||||||||
| 8 | Elect Mel Martinez | Mgmt | For | For | For | ||||||||
| 9 | Elect William A. Moran | Mgmt | For | For | For | ||||||||
| 10 | Elect David A. Preiser | Mgmt | For | For | For | ||||||||
| 11 | Elect W. Grady Rosier | Mgmt | For | For | For | ||||||||
| 12 | Elect Dwight C. Schar | Mgmt | For | For | For | ||||||||
| 13 | Elect Paul W. Whetsell | Mgmt | For | For | For | ||||||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| PAREXEL International Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| PRXL | CUSIP 699462107 | 12/06/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Eduard Holdener | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Richard Love | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||||||||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| PulteGroup, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| PHM | CUSIP 745867101 | 05/08/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Brian P. Anderson | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Bryce Blair | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Richard J. Dugas, Jr. | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Thomas J. Folliard | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Cheryl W. Grise | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Andre J. Hawaux | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Patrick J. O’Leary | Mgmt | For | For | For | ||||||||
| 1.9 | Elect James J. Postl | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | 2013 Senior Management Incentive Plan | Mgmt | For | For | For | ||||||||
| 5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||||||||
| 6 | Amendment to NOL Preservation Shareholder Rights Plan | Mgmt | For | For | For | ||||||||
| 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||||||
| 8 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | ||||||||
| Quanta Services, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| PWR | CUSIP 74762E102 | 05/23/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect James R. Ball | Mgmt | For | For | For | ||||||||
| 2 | Elect John Michal Conaway | Mgmt | For | For | For | ||||||||
| 3 | Elect Vincent D. Foster | Mgmt | For | For | For | ||||||||
| 4 | Elect Bernard Fried | Mgmt | For | For | For | ||||||||
| 5 | Elect Louis C. Golm | Mgmt | For | For | For | ||||||||
| 6 | Elect Worthing F. Jackman | Mgmt | For | For | For | ||||||||
| 7 | Elect James F. O’Neil III | Mgmt | For | For | For | ||||||||
| 8 | Elect Bruce E. Ranck | Mgmt | For | For | For | ||||||||
| 9 | Elect Margaret B. Shannon | Mgmt | For | For | For | ||||||||
| 10 | Elect Pat Wood, III | Mgmt | For | For | For | ||||||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Rovi Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ROVI | CUSIP 779376102 | 04/30/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Thomas Carson | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Alan L. Earhart | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Andrew K. Ludwick | Mgmt | For | Withhold | Against | ||||||||
| 1.4 | Elect James E. Meyer | Mgmt | For | Withhold | Against | ||||||||
| 1.5 | Elect James P. O’Shaughnessy | Mgmt | For | Withhold | Against | ||||||||
| 1.6 | Elect Ruthann Quindlen | Mgmt | For | For | For | ||||||||
| 2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||||||
| Shire Plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| SHP | CUSIP 82481R106 | 04/30/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Directors’ Remuneration Report | Mgmt | For | For | For | ||||||||
| 3 | Elect William M. Burns | Mgmt | For | For | For | ||||||||
| 4 | Elect Matthew W. Emmens | Mgmt | For | For | For | ||||||||
| 5 | Elect David Ginsburg | Mgmt | For | For | For | ||||||||
| 6 | Elect Graham Hetherington | Mgmt | For | For | For | ||||||||
| 7 | Elect David Kappler | Mgmt | For | For | For | ||||||||
| 8 | Elect Susan Kilsby | Mgmt | For | For | For | ||||||||
| 9 | Elect Anne Minto | Mgmt | For | For | For | ||||||||
| 10 | Elect David M. Stout | Mgmt | For | For | For | ||||||||
| 11 | Elect Steven Gillis | Mgmt | For | For | For | ||||||||
| 12 | Elect Flemming Ornskov | Mgmt | For | For | For | ||||||||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||||||||
| Stericycle, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| SRCL | CUSIP 858912108 | 05/21/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Mark C. Miller | Mgmt | For | For | For | ||||||||
| 2 | Elect Jack W. Schuler | Mgmt | For | For | For | ||||||||
| 3 | Elect Charles A. Alluto | Mgmt | For | For | For | ||||||||
| 4 | Elect Thomas D. Brown | Mgmt | For | For | For | ||||||||
| 5 | Elect Rod F. Dammeyer | Mgmt | For | For | For | ||||||||
| 6 | Elect William K. Hall | Mgmt | For | For | For | ||||||||
| 7 | Elect Jonathan T. Lord | Mgmt | For | For | For | ||||||||
| 8 | Elect John Patience | Mgmt | For | For | For | ||||||||
| 9 | Elect Ronald G. Spaeth | Mgmt | For | For | For | ||||||||
| 10 | Elect Mike S. Zafirovski | Mgmt | For | For | For | ||||||||
| 11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 14 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||||||||
| Stifel Financial Corp. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| SF | CUSIP 860630102 | 06/12/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Michael W. Brown | Mgmt | For | For | For | ||||||||
| 1.2 | Elect John P. Dubinsky | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Robert E. Grady | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Thomas B. Michaud | Mgmt | For | For | For | ||||||||
| 1.5 | Elect James M. Oates | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Ben A. Plotkin | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Michael J. Zimmerman | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| T. Rowe Price Group, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| TROW | CUSIP 74144T108 | 04/23/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Edward C. Bernard | Mgmt | For | For | For | ||||||||
| 2 | Elect James T. Brady | Mgmt | For | For | For | ||||||||
| 3 | Elect Mary K. Bush | Mgmt | For | For | For | ||||||||
| 4 | Elect Donald B. Hebb, Jr. | Mgmt | For | For | For | ||||||||
| 5 | Elect Freeman A. Hrabowski, III | Mgmt | For | For | For | ||||||||
| 6 | Elect James A.C. Kennedy | Mgmt | For | For | For | ||||||||
| 7 | Elect Robert F. MacLellan | Mgmt | For | For | For | ||||||||
| 8 | Elect Brian C. Rogers | Mgmt | For | For | For | ||||||||
| 9 | Elect Alfred Sommer | Mgmt | For | For | For | ||||||||
| 10 | Elect Dwight S. Taylor | Mgmt | For | For | For | ||||||||
| 11 | Elect Anne Marie Whittemore | Mgmt | For | For | For | ||||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Toll Brothers, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| TOL | CUSIP 889478103 | 03/13/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Douglas C. Yearley, Jr. | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Robert S. Blank | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Edward G. Boehne | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Richard J. Braemer | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Carl B. Marbach | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Stephen Novick | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Paul E. Shapiro | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Re-approval of the Material Terms of the Performance Goals Under the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||||||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||||||
| Tractor Supply Company | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| TSCO | CUSIP 892356106 | 05/02/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect James F. Wright | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Johnston C. Adams | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Peter D. Bewley | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Jack C. Bingleman | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Richard W. Frost | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Cynthia T. Jamison | Mgmt | For | For | For | ||||||||
| 1.7 | Elect George MacKenzie | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Edna K. Morris | Mgmt | For | For | For | ||||||||
| 1.9 | Elect Gregory A. Sandfort | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Trimble Navigation Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| TRMB | CUSIP 896239100 | 05/07/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Steven W. Berglund | Mgmt | For | For | For | ||||||||
| 1.2 | Elect John B. Goodrich | Mgmt | For | For | For | ||||||||
| 1.3 | Elect William Hart | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Merit E. Janow | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Ulf J. Johansson | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Ronald S Nersesian | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Mark S. Peek | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Nickolas W. Vande Steeg | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Waters Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| WAT | CUSIP 941848103 | 05/09/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Michael J. Berendt | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Douglas A. Berthiaume | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Edward Conard | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Laurie H. Glimcher | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Christopher A. Kuebler | Mgmt | For | For | For | ||||||||
| 1.7 | Elect William J. Miller | Mgmt | For | For | For | ||||||||
| 1.8 | Elect JoAnn A. Reed | Mgmt | For | For | For | ||||||||
| 1.9 | Elect Thomas P. Salice | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND
| Abaxis, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ABAX | CUSIP 002567105 | 11/08/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Clinton Severson | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Vernon Altman | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Richard Bastiani | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Michael Casey | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Henk Evenhuis | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Prithipal Singh | Mgmt | For | Withhold | Against | ||||||||
| 2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Accelrys, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ACCL | CUSIP 00430U103 | 05/30/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Chris van Ingen | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| ACI Worldwide, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ACIW | CUSIP 004498101 | 06/11/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect John D. Curtis | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Philip G. Heasley | Mgmt | For | For | For | ||||||||
| 1.3 | Elect James C. McGroddy | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Harlan F. Seymour | Mgmt | For | For | For | ||||||||
| 1.5 | Elect John M. Shay, Jr. | Mgmt | For | For | For | ||||||||
| 1.6 | Elect John E. Stokely | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Jan H. Suwinski | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | 2013 Executive Management Incentive Compensation Plan | Mgmt | For | For | For | ||||||||
| 5 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | ||||||||
| American Software, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| AMSWA | CUSIP 029683109 | 08/20/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect W. Dennis Hogue | Mgmt | For | For | For | ||||||||
| 1.2 | Elect John Jarvis | Mgmt | For | For | For | ||||||||
| 1.3 | Elect James Miller, Jr. | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| ANSYS, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ANSS | CUSIP 03662Q105 | 05/22/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Ronald W. Hovsepian | Mgmt | For | For | For | ||||||||
| 2 | Elect Michael Thurk | Mgmt | For | For | For | ||||||||
| 3 | Elect Barbara V. Scherer | Mgmt | For | For | For | ||||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Balchem Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| BCPC | CUSIP 057665200 | 06/20/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Dino A. Rossi | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Elaine R. Wedral | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Amendment to the 1999 Stock Plan | Mgmt | For | For | For | ||||||||
| Blackbaud, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| BLKB | CUSIP 09227Q100 | 06/19/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Marc E. Chardon | Mgmt | For | For | For | ||||||||
| 2 | Elect Sarah E. Nash | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Bruker Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| BRKR | CUSIP 116794108 | 05/16/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Wolf-Dieter Emmerich | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Brenda J. Furlong | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Frank H. Laukien | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Richard A. Packer | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Cantel Medical Corp. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| CMN | CUSIP 138098108 | 01/11/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Charles Diker | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Ann Berman | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Joseph Cohen | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Mark Diker | Mgmt | For | For | For | ||||||||
| 1.6 | Elect George Fotiades | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Alan Hirschfield | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Andrew Krakauer | Mgmt | For | For | For | ||||||||
| 1.9 | Elect Peter Pronovost | Mgmt | For | For | For | ||||||||
| 1.10 | Elect Bruce Slovin | Mgmt | For | For | For | ||||||||
| 2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Carbo Ceramics Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| CRR | CUSIP 140781105 | 05/21/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Sigmund L. Cornelius | Mgmt | For | For | For | ||||||||
| 1.2 | Elect James B. Jennings | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Gary A. Kolstad | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Henry E. Lentz | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Randy L. Limbacher | Mgmt | For | For | For | ||||||||
| 1.6 | Elect William C. Morris | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Robert S. Rubin | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Cognex Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| CGNX | CUSIP 192422103 | 04/25/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Robert J. Shillman | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Anthony Sun | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Robert J. Willett | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Concur Technologies, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| CNQR | CUSIP 206708109 | 03/13/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Gordon Eubanks | Mgmt | For | Withhold | Against | ||||||||
| 2 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||||||
| Diodes Incorporated | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| DIOD | CUSIP 254543101 | 05/29/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect C.H. Chen | Mgmt | For | Withhold | Against | ||||||||
| 1.2 | Elect Michael R. Giordano | Mgmt | For | For | For | ||||||||
| 1.3 | Elect L.P. Hsu | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Keh-Shew Lu | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Raymond Soong | Mgmt | For | Withhold | Against | ||||||||
| 1.6 | Elect John M. Stich | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Michael TSAI Kuo-Chih | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||||||
| 3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Dolby Laboratories, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| DLB | CUSIP 25659T107 | 02/05/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Peter Gotcher | Mgmt | For | For | For | ||||||||
| 1.3 | Elect David Dolby | Mgmt | For | Withhold | Against | ||||||||
| 1.4 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Micheline Chau | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Bill Jasper | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Sanford Robertson | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Roger Siboni | Mgmt | For | For | For | ||||||||
| 1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | ||||||||
| 2 | Amendment to the 2005 Stock Plan | Mgmt | For | Against | Against | ||||||||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| DTS, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| DTSI | CUSIP 23335C101 | 06/06/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Craig S. Andrews | Mgmt | For | For | For | ||||||||
| 1.2 | Elect L. Gregory Ballard | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Bradford D. Duea | Mgmt | For | For | For | ||||||||
| 2 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||||||
| 3 | 2013 Foreign Subsidiary Employee Stock Purchase Plan | Mgmt | For | For | For | ||||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Dynamic Materials Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| BOOM | CUSIP 267888105 | 05/23/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Kevin T. Longe | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Yvon Pierre Cariou | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Robert A. Cohen | Mgmt | For | For | For | ||||||||
| 1.4 | Elect James J. Ferris | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Richard P. Graff | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Bernard Hueber | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Gerard E. Munera | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Rolf Rospek | Mgmt | For | For | For | ||||||||
| 2 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||||||||
| 3 | Approval of the Performance-Based Plan | Mgmt | For | For | For | ||||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| EnerNOC Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ENOC | CUSIP 292764107 | 05/28/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Timothy G. Healy | Mgmt | For | For | For | ||||||||
| 1.2 | Elect David B. Brewster | Mgmt | For | For | For | ||||||||
| 2 | Amendment to the 2007 Employee, Director and Consultant Stock Plan | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| FEI Company | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| FEIC | CUSIP 30241L109 | 05/09/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Arie Hujiser | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Don R. Kania | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Thomas F. Kelly | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Jan C. Lobbezoo | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Gerhard H. Parker | Mgmt | For | For | For | ||||||||
| 1.6 | Elect James T. Richardson | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Richard H. Wills | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Homa Bahrami | Mgmt | For | For | For | ||||||||
| 1.9 | Elect Jami K. Nachtsheim | Mgmt | For | For | For | ||||||||
| 2 | Amendment to 1995 Stock Incentive Plan | Mgmt | For | For | For | ||||||||
| 3 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Flir Systems, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| FLIR | CUSIP 302445101 | 04/26/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect John D. Carter | Mgmt | For | Against | Against | ||||||||
| 2 | Elect Michael T. Smith | Mgmt | For | For | For | ||||||||
| 3 | Elect John W. Wood, Jr. | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | ||||||||
| 6 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||||||
| Gen-Probe Incorporated | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| GPRO | CUSIP 36866T103 | 07/31/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||||||||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||||||
| Geospace Technologies Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| GEOS | CUSIP 37364X109 | 02/21/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect William Moody | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Gary Owens | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Hittite Microwave Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| HITT | CUSIP 43365Y104 | 05/15/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Ernest L. Godshalk | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Rick D. Hess | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Adrienne M. Markham | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Brian P. McAloon | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Cosmo S. Trapani | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Franklin Weigold | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Incyte Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| INCY | CUSIP 45337C102 | 05/30/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Richard De Schutter | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Barry Ariko | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Julian C. Baker | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Paul A. Brooke | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Wendy L. Dixon | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Paul A. Friedman | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Roy A. Whitfield | Mgmt | For | For | For | ||||||||
| 2 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Manhattan Associates, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MANH | CUSIP 562750109 | 05/16/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect John J. Huntz, Jr. | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Dan J. Lautenbach | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Thomas E. Noonan | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Measurement Specialties, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MEAS | CUSIP 583421102 | 09/13/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect R. Barry Uber | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Satish Rishi | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| MedAssets, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MDAS | CUSIP 584045108 | 06/13/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect John A. Bardis | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Harris Hyman IV | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Terrence J. Mulligan | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Amendment to the Long Term Performance Incentive Plan | Mgmt | For | For | For | ||||||||
| 5 | 2013 Annual Incentive Compensation Plan | Mgmt | For | For | For | ||||||||
| Medicis Pharmaceutical Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MRX | CUSIP 584690309 | 12/07/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Merger/Acquisition | Mgmt | For | For | For | ||||||||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | ||||||||
| Medidata Solutions Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MDSO | CUSIP 58471A105 | 04/30/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Tarek A. Sherif | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Glen M. de Vries | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Carlos Dominguez | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Neil M. Kurtz | Mgmt | For | For | For | ||||||||
| 1.5 | Elect George W. McCulloch | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Lee A. Shapiro | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Robert B. Taylor | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Meridian Bioscience, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| VIVO | CUSIP 589584101 | 01/23/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect James Anderson | Mgmt | For | For | For | ||||||||
| 1.2 | Elect John Kraeutler | Mgmt | For | For | For | ||||||||
| 1.3 | Elect William Motto | Mgmt | For | For | For | ||||||||
| 1.4 | Elect David Phillips | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Robert Ready | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Neogen Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| NEOG | CUSIP 640491106 | 10/04/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Lon Bohannon | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Richard Crowder | Mgmt | For | For | For | ||||||||
| 1.3 | Elect A. Charles Fischer | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| NetScout Systems, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| NTCT | CUSIP 64115T104 | 08/21/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Victor DeMarines | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Vincent Mullarkey | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| NIC Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| EGOV | CUSIP 62914B100 | 05/07/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Harry H. Herington | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Art N. Burtscher | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Daniel J. Evans | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Karen S. Evans | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Ross C. Hartley | Mgmt | For | For | For | ||||||||
| 1.6 | Elect C. Brad Henry | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Alexander C. Kemper | Mgmt | For | For | For | ||||||||
| 1.8 | Elect William M. Lyons | Mgmt | For | For | For | ||||||||
| 1.9 | Elect Pete Wilson | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Nuance Communications, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| NUAN | CUSIP 67020Y100 | 01/25/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Paul Ricci | Mgmt | For | For | For | ||||||||
| 2 | Elect Robert Teresi | Mgmt | For | For | For | ||||||||
| 3 | Elect Robert Frankenberg | Mgmt | For | Against | Against | ||||||||
| 4 | Elect Katharine Martin | Mgmt | For | Against | Against | ||||||||
| 5 | Elect Patrick Hackett | Mgmt | For | For | For | ||||||||
| 6 | Elect William Janeway | Mgmt | For | For | For | ||||||||
| 7 | Elect Mark Myers | Mgmt | For | Against | Against | ||||||||
| 8 | Elect Philip Quigley | Mgmt | For | For | For | ||||||||
| 9 | Elect Mark Laret | Mgmt | For | For | For | ||||||||
| 10 | Amendment to the 2000 Stock Plan | Mgmt | For | Against | Against | ||||||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Peet’s Coffee & Tea, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| PEET | CUSIP 705560100 | 10/26/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Merger | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||||||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||||||
| PROS Holdings, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| PRO | CUSIP 74346Y103 | 06/04/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Andres D. Reiner | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Ronald F. Woestemeyer | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||||||
| Quality Systems, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| QSII | CUSIP 747582104 | 08/16/2012 | Take No Action | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Proxy Contest | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Ahmed Hussein | Mgmt | N/A | TNA | N/A | ||||||||
| 1.2 | Elect Murray Brennan | Mgmt | N/A | TNA | N/A | ||||||||
| 1.3 | Elect Patrick Cline | Mgmt | N/A | TNA | N/A | ||||||||
| 1.4 | Elect John J. Mueller | Mgmt | N/A | TNA | N/A | ||||||||
| 1.5 | Elect John McDuffie | Mgmt | N/A | TNA | N/A | ||||||||
| 1.6 | Elect Thomas DiBenedetto | Mgmt | N/A | TNA | N/A | ||||||||
| 1.7 | Elect Ian Gordon | Mgmt | N/A | TNA | N/A | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||||||
| 3 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | ||||||||
| Quality Systems, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| QSII | CUSIP 747582104 | 08/16/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Proxy Contest | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Craig Barbarosh | Mgmt | For | For | For | ||||||||
| 1.2 | Elect George Bristol | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Mark Davis | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Russell Pflueger | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Steven Plochocki | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Sheldon Razin | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Lance Rosenzweig | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Maureen Spivak | Mgmt | For | For | For | ||||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Quidel Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| QDEL | CUSIP 74838J101 | 05/14/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Thomas D. Brown | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Douglas C. Bryant | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Kenneth F. Buechler | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Rod F. Dammeyer | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Mary Lake Polan | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Mark A. Pulido | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Jack W. Schuler | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Rovi Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ROVI | CUSIP 779376102 | 04/30/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Thomas Carson | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Alan L. Earhart | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Andrew K. Ludwick | Mgmt | For | Withhold | Against | ||||||||
| 1.4 | Elect James E. Meyer | Mgmt | For | Withhold | Against | ||||||||
| 1.5 | Elect James P. O’Shaughnessy | Mgmt | For | Withhold | Against | ||||||||
| 1.6 | Elect Ruthann Quindlen | Mgmt | For | For | For | ||||||||
| 2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||||||
| Sun Hydraulics Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| SNHY | CUSIP 866942105 | 05/28/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Marc Bertoneche | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Philippe Lemaitre | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Techne Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| TECH | CUSIP 878377100 | 10/25/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Thomas Oland | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Roger Lucas | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Howard O’Connell | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Randolph Steer | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Robert Baumgartner | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Charles Dinarello | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Karen Holbrook | Mgmt | For | For | For | ||||||||
| 1.8 | Elect John Higgins | Mgmt | For | For | For | ||||||||
| 1.9 | Elect Roland Nusse | Mgmt | For | For | For | ||||||||
| 2 | Set Board Size at Nine Directors | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Tyler Technologies, Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| TYL | CUSIP 902252105 | 05/09/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Donald R. Brattain | Mgmt | For | For | For | ||||||||
| 1.2 | Elect J. Luther King, Jr. | Mgmt | For | For | For | ||||||||
| 1.3 | Elect John S. Marr, Jr. | Mgmt | For | For | For | ||||||||
| 1.4 | Elect G. Stuart Reeves | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Michael D. Richards | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Dustin R. Womble | Mgmt | For | For | For | ||||||||
| 1.7 | Elect John M. Yeaman | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Vocera Communications Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| VCRA | CUSIP 92857F107 | 05/29/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Jeffrey H. Hillebrand | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Hany M. Nada | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Brent D. Lang | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
BROWN CAPITAL MANAGEMENT INTERNATIONAL EQUITY FUND
| ADT Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ADT | CUSIP 00101J106 | 03/14/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Thomas J. Colligan | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Timothy M. Donahue | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Robert M. Dutkowsky | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Bruce S. Gordon | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Naren K. Gursahaney | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Bridgette Heller | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Kathleen W Hyle | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Keith A. Meister | Mgmt | For | For | For | ||||||||
| 1.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||||||
| Azimut Holding S.p.A. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| AZM | CINS T0783G106 | 04/24/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Italy | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 4 | List Proposed by TImone Fiduciaria S.p.A. | Mgmt | N/A | Against | N/A | ||||||||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 7 | List Presented by Timone Fiduciaria S.p.A. | Mgmt | For | N/A | N/A | ||||||||
| 8 | List Presented by Group of Investors Representing 0.5% of the Company’s Share Capital | Mgmt | For | For | For | ||||||||
| 9 | Incentive Plan | Mgmt | For | For | For | ||||||||
| 10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||||||
| 11 | Remuneration Report | Mgmt | For | For | For | ||||||||
| BAE Systems plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| BA | CINS G06940103 | 05/08/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United Kingdom | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Directors’ Remuneration Report | Mgmt | For | For | For | ||||||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 4 | Elect Paul M. Anderson | Mgmt | For | For | For | ||||||||
| 5 | Elect Harriet Green | Mgmt | For | For | For | ||||||||
| 6 | Elect Linda Hudson | Mgmt | For | For | For | ||||||||
| 7 | Elect Ian G. King | Mgmt | For | For | For | ||||||||
| 8 | Elect Peter Lynas | Mgmt | For | For | For | ||||||||
| 9 | Elect Lee A. McIntire | Mgmt | For | For | For | ||||||||
| 10 | Elect Richard L. Olver | Mgmt | For | For | For | ||||||||
| 11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||||||
| 12 | Elect Nicholas Rose | Mgmt | For | For | For | ||||||||
| 13 | Elect Carl G. Symon | Mgmt | For | For | For | ||||||||
| 14 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 15 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||||||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||||||||
| 21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Bayerische Motoren Werke AG (BMW) | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| BMW | CINS D12096109 | 05/14/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Germany | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||||||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||||||
| 8 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 9 | Elect Reinhard Huttl | Mgmt | For | For | For | ||||||||
| 10 | Elect Karl-Ludwig Kley | Mgmt | For | For | For | ||||||||
| 11 | Elect Renate Kocher | Mgmt | For | For | For | ||||||||
| 12 | Elect Joachim Milberg | Mgmt | For | For | For | ||||||||
| 13 | Supervisory Board Members’ Fees | Mgmt | For | For | For | ||||||||
| BIC (Societe Bic) | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| BB | CINS F10080103 | 05/15/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Mix | France | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||||||||
| 8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 9 | Elect Bruno Bich | Mgmt | For | For | For | ||||||||
| 10 | Elect Mario Guevara | Mgmt | For | For | For | ||||||||
| 11 | Elect Elizabeth Bastoni | Mgmt | For | For | For | ||||||||
| 12 | Amendment to the Corporate Purpose | Mgmt | For | For | For | ||||||||
| 13 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||||||
| 14 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||||||
| 15 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||||||
| 16 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||||||
| Canadian Natural Resources Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| CNQ | CUSIP 136385101 | 05/02/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Canada | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect Catherine M. Best | Mgmt | For | For | For | ||||||||
| 1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||||||||
| 1.3 | Elect Timothy W. Faithfull | Mgmt | For | For | For | ||||||||
| 1.4 | Elect Gary A. Filmon | Mgmt | For | For | For | ||||||||
| 1.5 | Elect Christopher L. Fong | Mgmt | For | For | For | ||||||||
| 1.6 | Elect Gordon D. Giffin | Mgmt | For | For | For | ||||||||
| 1.7 | Elect Wilfred A. Gobert | Mgmt | For | For | For | ||||||||
| 1.8 | Elect Steve W. Laut | Mgmt | For | For | For | ||||||||
| 1.9 | Elect Keith A.J. MacPhail | Mgmt | For | For | For | ||||||||
| 1.10 | Elect Frank J. McKenna | Mgmt | For | For | For | ||||||||
| 1.11 | Elect Eldon R. Smith | Mgmt | For | For | For | ||||||||
| 1.12 | Elect David A. Tuer | Mgmt | For | For | For | ||||||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| 3 | Stock Option Plan Renewal | Mgmt | For | For | For | ||||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Carnival plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| CCL | CUSIP 143658300 | 04/17/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Micky Arison | Mgmt | For | For | For | ||||||||
| 2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||||||||
| 3 | Elect Arnold W. Donald | Mgmt | For | For | For | ||||||||
| 4 | Elect Pier L. Foschi | Mgmt | For | For | For | ||||||||
| 5 | Elect Howard S. Frank | Mgmt | For | For | For | ||||||||
| 6 | Elect Richard J. Glasier | Mgmt | For | For | For | ||||||||
| 7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||||||||
| 8 | Elect Sir John Parker | Mgmt | For | For | For | ||||||||
| 9 | Elect Stuart Subotnick | Mgmt | For | For | For | ||||||||
| 10 | Elect Laura A. Weil | Mgmt | For | For | For | ||||||||
| 11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | ||||||||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 14 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 16 | Directors’ Remuneration Report | Mgmt | For | For | For | ||||||||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| Chaoda Modern Agriculture (Holdings) Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| CINS G2046Q107 | 12/31/2012 | Voted | |||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Cayman Islands | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Elect KWOK Ho | Mgmt | For | Against | Against | ||||||||
| 4 | Elect FUNG Chi Kin | Mgmt | For | Against | Against | ||||||||
| 5 | Elect TAM Ching Ho | Mgmt | For | Against | Against | ||||||||
| 6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| DCC Plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| DCC | CINS G2689P101 | 07/20/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Ireland | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 3 | Directors’ Remuneration Report | Mgmt | For | For | For | ||||||||
| 4 | Elect Tommy Breen | Mgmt | For | For | For | ||||||||
| 5 | Elect Roisin Brennan | Mgmt | For | For | For | ||||||||
| 6 | Elect Michael Buckley | Mgmt | For | For | For | ||||||||
| 7 | Elect David Byrne | Mgmt | For | For | For | ||||||||
| 8 | Elect Kevin Melia | Mgmt | For | For | For | ||||||||
| 9 | Elect John Moloney | Mgmt | For | For | For | ||||||||
| 10 | Elect Donal Murphy | Mgmt | For | For | For | ||||||||
| 11 | Elect Fergal O’Dwyer | Mgmt | For | For | For | ||||||||
| 12 | Elect Bernard Somers | Mgmt | For | For | For | ||||||||
| 13 | Elect Leslie Van de Walle | Mgmt | For | For | For | ||||||||
| 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 18 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||||||
| 19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||||||
| 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Diageo plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| DGE | CINS G42089113 | 10/17/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United Kingdom | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Directors’ Remuneration Report | Mgmt | For | For | For | ||||||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 4 | Elect Peggy Bruzelius | Mgmt | For | For | For | ||||||||
| 5 | Elect Laurence Danon | Mgmt | For | For | For | ||||||||
| 6 | Elect Lord Mervyn Davies | Mgmt | For | For | For | ||||||||
| 7 | Elect Betsey Holden | Mgmt | For | For | For | ||||||||
| 8 | Elect Franz Humer | Mgmt | For | For | For | ||||||||
| 9 | Elect Deirdre Mahlan | Mgmt | For | For | For | ||||||||
| 10 | Elect Philip Scott | Mgmt | For | For | For | ||||||||
| 11 | Elect H. Todd Stitzer | Mgmt | For | For | For | ||||||||
| 12 | Elect Paul Walsh | Mgmt | For | For | For | ||||||||
| 13 | Elect HO Kwon Ping | Mgmt | For | For | For | ||||||||
| 14 | Elect Ivan Menezes | Mgmt | For | For | For | ||||||||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 16 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||||||
| 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||||||||
| Esprit Holdings Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 0330 | CINS G3122U145 | 12/06/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Bermuda | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 5 | Elect Jurgen Alfred Rudolf Friedrich | Mgmt | For | For | For | ||||||||
| 6 | Elect Jose Manuel MARTINEZ GUTIERREZ | Mgmt | For | For | For | ||||||||
| 7 | Elect Thomas TANG Wing Yung | Mgmt | For | For | For | ||||||||
| 8 | Directors’ Fees | Mgmt | For | Against | Against | ||||||||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 12 | Increase in Authorized Capital | Mgmt | For | For | For | ||||||||
| Flamel Technologies SA | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| FLML | CUSIP 338488109 | 06/20/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | ||||||||
| 2 | Allocation of Losses | Mgmt | For | For | For | ||||||||
| 3 | Elect Michael Anderson | Mgmt | For | For | For | ||||||||
| 4 | Elect Catherine Brechignac | Mgmt | For | For | For | ||||||||
| 5 | Elect Guillaume Cerutti | Mgmt | For | For | For | ||||||||
| 6 | Elect Francis J.T Fildes | Mgmt | For | For | For | ||||||||
| 7 | Elect Craig R. Stapleton | Mgmt | For | For | For | ||||||||
| 8 | Elect Elie Vannier | Mgmt | For | For | For | ||||||||
| 9 | Elect Stephen H. Willard | Mgmt | For | For | For | ||||||||
| 10 | Directors’ Fees | Mgmt | For | For | For | ||||||||
| 11 | Related Party Transactions | Mgmt | For | For | For | ||||||||
| 12 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||||||
| 13 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||||||
| 14 | Authority to Issue Warrants Reserved for Non-Executive Directors and Scientific Advisory Board’s Members | Mgmt | For | For | For | ||||||||
| 15 | Eliminate Preemptive Rights Pursuant to Item 14.00 | Mgmt | For | For | For | ||||||||
| 16 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||||||
| 17 | Eliminate Preemptive Rights Pursuant to Item 16.00 | Mgmt | For | For | For | ||||||||
| 18 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | ||||||||
| 19 | Eliminate Preemptive Rights Pursuant to Item 18.00 | Mgmt | Against | Against | For | ||||||||
| 20 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||||||
| Fomento Economico Mexicano SAB de CV | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| FEMSA | CUSIP 344419106 | 03/15/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | Abstain | Against | ||||||||
| 2 | Report on Tax Compliance | Mgmt | For | Abstain | Against | ||||||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 4 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 5 | Election of Directors; Fees | Mgmt | For | For | For | ||||||||
| 6 | Election of Board Committee Members; Fees | Mgmt | For | Against | Against | ||||||||
| 7 | Election of Meeting Delegates | Mgmt | For | For | For | ||||||||
| 8 | Minutes | Mgmt | For | For | For | ||||||||
| Goodpack Ltd | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| G05 | CINS Y2808U106 | 10/30/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Singapore | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Allocation of Final Dividends | Mgmt | For | For | For | ||||||||
| 3 | Allocation of Special Dividends | Mgmt | For | For | For | ||||||||
| 4 | Elect David LAM Choon Sen @ LAM Kwok Kwong | Mgmt | For | For | For | ||||||||
| 5 | Elect TAN Bien Chuan | Mgmt | For | For | For | ||||||||
| 6 | Directors’ Fees | Mgmt | For | For | For | ||||||||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| 8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 9 | Authority to Grant Awards and Issue Shares under the | Mgmt | For | Against | Against | ||||||||
| Goodpack Ltd | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| G05 | CINS Y2808U106 | 10/30/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Singapore | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| Grifols SA | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| GRF | CINS E5706X124 | 05/23/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Spain | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Accounts and Reports (Individual); Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 3 | Accounts and Reports (Consolidated) | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Board Acts | Mgmt | For | For | For | ||||||||
| 5 | Appointment of Auditor (Individual) | Mgmt | For | For | For | ||||||||
| 6 | Appointment of Auditor (Consolidated) | Mgmt | For | For | For | ||||||||
| 7 | Elect Belen Villalonga Morenes | Mgmt | For | For | For | ||||||||
| 8 | Board Size | Mgmt | For | For | For | ||||||||
| 9 | Directors’ Fees | Mgmt | For | For | For | ||||||||
| 10 | Remuneration Report | Mgmt | For | For | For | ||||||||
| 11 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||||||
| 12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Grifols SA | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| GRF | CINS E5706X124 | 12/03/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Spain | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Bonus Share Issuance | Mgmt | For | For | For | ||||||||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 4 | Stock Split | Mgmt | For | For | For | ||||||||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 8 | Secondary Listing | Mgmt | For | For | For | ||||||||
| 9 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||||||
| Harry Winston Diamond Corporation | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| HW | CINS 41587B100 | 07/18/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Mix | Canada | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Elect Matthew Barrett | Mgmt | For | For | For | ||||||||
| 3 | Elect Micheline Bouchard | Mgmt | For | For | For | ||||||||
| 4 | Elect David Carey | Mgmt | For | For | For | ||||||||
| 5 | Elect Robert Gannicott | Mgmt | For | For | For | ||||||||
| 6 | Elect Noel Harwerth | Mgmt | For | For | For | ||||||||
| 7 | Elect Daniel Jarvis | Mgmt | For | For | For | ||||||||
| 8 | Elect Jean-Marc Loubier | Mgmt | For | For | For | ||||||||
| 9 | Elect Laurent Mommeja | Mgmt | For | For | For | ||||||||
| 10 | Elect J. Roger Phillimore | Mgmt | For | For | For | ||||||||
| 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| 12 | 2012 Restricted Share Unit Plan | Mgmt | For | For | For | ||||||||
| Icon Plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ICLR | CUSIP 45103T107 | 07/19/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Elect Ronan Lambe | Mgmt | For | For | For | ||||||||
| 3 | Elect Ciaran Murray | Mgmt | For | For | For | ||||||||
| 4 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| Icon Plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ICLR | CUSIP 45103T107 | 12/17/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Conversion to Direct Listing on NASDAQ | Mgmt | For | For | For | ||||||||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||||||||
| 3 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| Invesco Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| IVZ | CUSIP G491BT108 | 05/16/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Joseph R. Canion | Mgmt | For | For | For | ||||||||
| 2 | Elect Edward P. Lawrence | Mgmt | For | For | For | ||||||||
| 3 | Elect Phoebe A. Wood | Mgmt | For | For | For | ||||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 5 | Amendment to the Executive Incentive Bonus Plan | Mgmt | For | For | For | ||||||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | ||||||||
| Japan Tobacco Incorporated | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 2914 | CINS J27869106 | 06/21/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Japan | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 3 | Elect Masamichi Terahatake | Mgmt | For | For | For | ||||||||
| 4 | Elect Tomotaka Kojima as Statutory Auditor | Mgmt | For | For | For | ||||||||
| 5 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | Against | For | ||||||||
| 6 | Shareholder Proposal Regarding Share Repurchases | ShrHoldr | Against | Against | For | ||||||||
| 7 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHoldr | Against | Against | For | ||||||||
| 8 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHoldr | Against | Against | For | ||||||||
| Kingdee International Software Group Co. Ltd | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 268 | CINS G52568147 | 05/08/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Cayman Islands | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 4 | Elect XU Shao Chun | Mgmt | For | Against | Against | ||||||||
| 5 | Elect CHEN Deng Kun | Mgmt | For | Against | Against | ||||||||
| 6 | Elect WU Cheng | Mgmt | For | For | For | ||||||||
| 7 | Elect YANG Jian | Mgmt | For | For | For | ||||||||
| 8 | Elect DONG Ming Zhu | Mgmt | For | For | For | ||||||||
| 9 | Directors’ Fees | Mgmt | For | For | For | ||||||||
| 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||||||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 13 | Authority to Issue Repurchase Shares | Mgmt | For | Against | Against | ||||||||
| Kingsoft Corporation Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 3888 | CINS G5264Y108 | 02/27/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Cayman Islands | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Share Option Scheme of Kingsoft Cloud | Mgmt | For | For | For | ||||||||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Kingsoft Corporation Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 3888 | CINS G5264Y108 | 02/27/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Cayman Islands | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Share Option Scheme of Kingsoft Cloud | Mgmt | For | For | For | ||||||||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Kingsoft Corporation Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 3888 | CINS G5264Y108 | 05/23/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Cayman Islands | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 6 | Elect NG Yuk Keung | Mgmt | For | For | For | ||||||||
| 7 | Elect Martin LAU Chi Ping | Mgmt | For | For | For | ||||||||
| 8 | Elect David TANG Yuen Kwan | Mgmt | For | For | For | ||||||||
| 9 | Elect George LU Guangming | Mgmt | For | For | For | ||||||||
| 10 | Elect WU Wenjie | Mgmt | For | For | For | ||||||||
| 11 | Directors’ Fees | Mgmt | For | For | For | ||||||||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||||||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||||||
| Kingsoft Corporation Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 3888 | CINS G5264Y108 | 06/27/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Cayman Islands | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Amendment to the Share Option Scheme | Mgmt | For | For | For | ||||||||
| 4 | Refreshment of Share Option Scheme | Mgmt | For | For | For | ||||||||
| 5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Kingsoft Corporation Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 3888 | CINS G5264Y108 | 06/27/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Cayman Islands | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Adoption of Share Option Scheme of Westhouse Holdings Limited | Mgmt | For | For | For | ||||||||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Kingsoft Corporation Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 3888 | CINS G5264Y108 | 10/17/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Cayman Islands | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Framework Agreement | Mgmt | For | For | For | ||||||||
| Kone Oyj | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| KNEBV | CINS X4551T105 | 02/25/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Finland | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 8 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||||||
| 11 | Directors’ Fees | Mgmt | For | For | For | ||||||||
| 12 | Board Size | Mgmt | For | For | For | ||||||||
| 13 | Election of Directors | Mgmt | For | For | For | ||||||||
| 14 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 15 | Number of Auditors | Mgmt | For | For | For | ||||||||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Kone Oyj | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| KNEBV | CINS X4551T105 | 10/24/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Finland | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 7 | Special Dividend | Mgmt | For | For | For | ||||||||
| 8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| Le Chateau Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| CTU.A | CINS 521129106 | 07/10/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Canada | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Elect Herschel Segal | Mgmt | For | For | For | ||||||||
| 3 | Elect Jane Silverstone Segal | Mgmt | For | For | For | ||||||||
| 4 | Elect Emilia Di Raddo | Mgmt | For | For | For | ||||||||
| 5 | Elect David Martz | Mgmt | For | For | For | ||||||||
| 6 | Elect Neil Kravitz | Mgmt | For | Against | Against | ||||||||
| 7 | Elect Max Mendelsohn | Mgmt | For | For | For | ||||||||
| 8 | Elect Norman Daitchman | Mgmt | For | For | For | ||||||||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| Man Group plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| EMG | CINS G5790V172 | 05/03/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United Kingdom | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Directors’ Remuneration Report | Mgmt | For | For | For | ||||||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 4 | Elect Jon Aisbitt | Mgmt | For | For | For | ||||||||
| 5 | Elect Phillip Colebatch | Mgmt | For | For | For | ||||||||
| 6 | Elect Frederic Jolly | Mgmt | For | For | For | ||||||||
| 7 | Elect Matthew Lester | Mgmt | For | For | For | ||||||||
| 8 | Elect Patrick O’Sullivan | Mgmt | For | For | For | ||||||||
| 9 | Elect Emmanuel Roman | Mgmt | For | For | For | ||||||||
| 10 | Elect Nina Shapiro | Mgmt | For | For | For | ||||||||
| 11 | Elect Jonathan Sorrell | Mgmt | For | For | For | ||||||||
| 12 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||||||||
| 18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Man Group plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| EMG | CINS G5790V156 | 10/17/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Court | United Kingdom | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Scheme of Arrangement | Mgmt | For | For | For | ||||||||
| Man Group plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| EMG | CINS G5790V156 | 10/17/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | United Kingdom | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Scheme of Arrangement | Mgmt | For | For | For | ||||||||
| 2 | Amendment to Articles | Mgmt | For | For | For | ||||||||
| 3 | Change of Company Name | Mgmt | For | For | For | ||||||||
| 4 | Reduction of Capital | Mgmt | For | For | For | ||||||||
| 5 | New Man Long-Term Incentive Plan | Mgmt | For | For | For | ||||||||
| 6 | New Man Executive Share Option Scheme | Mgmt | For | For | For | ||||||||
| 7 | New Man Sharesave Scheme | Mgmt | For | For | For | ||||||||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Management Consulting Group plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MMC | CINS G5775H107 | 04/18/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United Kingdom | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Directors’ Remuneration Report | Mgmt | For | For | For | ||||||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 4 | Elect Alan J. Barber | Mgmt | For | For | For | ||||||||
| 5 | Elect Marco Capello | Mgmt | For | For | For | ||||||||
| 6 | Elect Luiz H. Carvalho | Mgmt | For | For | For | ||||||||
| 7 | Elect Stephen A. Ferriss | Mgmt | For | For | For | ||||||||
| 8 | Elect Chiheb Mahjoub | Mgmt | For | For | For | ||||||||
| 9 | Elect Chris J. Povey | Mgmt | For | For | For | ||||||||
| 10 | Elect Emilio Di Spiezio Sardo | Mgmt | For | For | For | ||||||||
| 11 | Elect Andrew H. Simon | Mgmt | For | For | For | ||||||||
| 12 | Elect Nicholas S. Stagg | Mgmt | For | For | For | ||||||||
| 13 | Elect Julian D. Waldron | Mgmt | For | For | For | ||||||||
| 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||||||||
| Millicom International Cellular SA | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MICSDB | CINS L6388F128 | 05/28/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Luxembourg | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 4 | Election of Presiding Chairman | Mgmt | For | For | For | ||||||||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 8 | Ratification of Board Acts | Mgmt | For | For | For | ||||||||
| 9 | Board Size | Mgmt | For | For | For | ||||||||
| 10 | Elect Mia Brunell Livfors | Mgmt | For | For | For | ||||||||
| 11 | Elect Allen Sangines-Krause | Mgmt | For | For | For | ||||||||
| 12 | Elect Paul Donovan | Mgmt | For | For | For | ||||||||
| 13 | Elect Omari Issa | Mgmt | For | For | For | ||||||||
| 14 | Elect Kim J. Ignatius | Mgmt | For | For | For | ||||||||
| 15 | Elect Alejandro Santo Domingo | Mgmt | For | For | For | ||||||||
| 16 | Elect Lorenzo Grabau | Mgmt | For | For | For | ||||||||
| 17 | Elect Ariel Eckstein | Mgmt | For | For | For | ||||||||
| 18 | Elect Allen Sangines-Krause as Chairman | Mgmt | For | For | For | ||||||||
| 19 | Directors’ Fees | Mgmt | For | For | For | ||||||||
| 20 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 21 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 22 | Nomination Committee | Mgmt | For | For | For | ||||||||
| 23 | Charitable Trust | Mgmt | For | Against | Against | ||||||||
| 24 | Share Repurchase Plan | Mgmt | For | For | For | ||||||||
| 25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 29 | Compensation Guidelines | Mgmt | For | Against | Against | ||||||||
| 30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Millicom International Cellular SA | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| MICSDB | ISIN SE0001174970 | 12/05/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Luxembourg | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 4 | Election of Presiding Chairman | Mgmt | For | For | For | ||||||||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 6 | Elect Anders Kronborg | Mgmt | For | For | For | ||||||||
| 7 | Special Dividend | Mgmt | For | For | For | ||||||||
| 8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Mitsubishi Estate Co Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 8802 | CINS J43916113 | 06/27/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Japan | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 3 | Elect Keiji Kimura | Mgmt | For | For | For | ||||||||
| 4 | Elect Hirotaka Sugiyama | Mgmt | For | For | For | ||||||||
| 5 | Elect Yutaka Yanagisawa | Mgmt | For | For | For | ||||||||
| 6 | Elect Masaaki Kohno | Mgmt | For | For | For | ||||||||
| 7 | Elect Toshihiko Kazama | Mgmt | For | For | For | ||||||||
| 8 | Elect Joh Katoh | Mgmt | For | For | For | ||||||||
| 9 | Elect Naoto Aiba | Mgmt | For | For | For | ||||||||
| 10 | Elect Masamichi Ono | Mgmt | For | For | For | ||||||||
| 11 | Elect Tohru Ohkusa | Mgmt | For | For | For | ||||||||
| 12 | Elect Isao Matsuhashi | Mgmt | For | For | For | ||||||||
| 13 | Elect Fumikatsu Tokiwa | Mgmt | For | For | For | ||||||||
| 14 | Elect Yasumasa Gomi | Mgmt | For | For | For | ||||||||
| 15 | Elect Shu Tomioka | Mgmt | For | For | For | ||||||||
| 16 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||||||||
| Nabors Industries Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| NBR | CUSIP G6359F103 | 06/04/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1.1 | Elect James R. Crane | Mgmt | For | For | For | ||||||||
| 1.2 | Elect Michael C. Linn | Mgmt | For | For | For | ||||||||
| 1.3 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | ||||||||
| 1.4 | Elect Howard Wolf | Mgmt | For | For | For | ||||||||
| 1.5 | Elect John Yearwood | Mgmt | For | Withhold | Against | ||||||||
| 2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| 3 | 2013 Incentive Bonus Plan | Mgmt | For | For | For | ||||||||
| 4 | 2013 Stock Plan | Mgmt | For | For | For | ||||||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||||||
| 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | ||||||||
| 7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||||||
| 8 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||||||||
| 9 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHoldr | Against | For | Against | ||||||||
| 10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||||||||
| Nestle S.A. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| NESN | CINS H57312649 | 04/11/2013 | Take No Action | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Switzerland | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||||||||
| 3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||||||
| 4 | Compensation Report | Mgmt | For | TNA | N/A | ||||||||
| 5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||||||
| 7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | ||||||||
| 8 | Elect Steven Hoch | Mgmt | For | TNA | N/A | ||||||||
| 9 | Elect Titia de Lange | Mgmt | For | TNA | N/A | ||||||||
| 10 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | ||||||||
| 11 | Elect Eva Cheng | Mgmt | For | TNA | N/A | ||||||||
| 12 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||||||
| 13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||||||||
| 14 | Vote in accordance with the proposal of the Board of Directors | Mgmt | For | TNA | N/A | ||||||||
| 15 | Vote against the proposal of the Board of Directors | Mgmt | For | TNA | N/A | ||||||||
| 16 | Abstain | Mgmt | For | TNA | N/A | ||||||||
| Nobel Biocare Holding AG | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| NOBE | CINS H5783Q130 | 03/28/2013 | Take No Action | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Switzerland | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||||||||
| 3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||||||
| 4 | Remuneration Report | Mgmt | For | TNA | N/A | ||||||||
| 5 | Allocation of Net Loss | Mgmt | For | TNA | N/A | ||||||||
| 6 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||||||||
| 7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||||||
| 8 | Elect Daniela Bosshardt-Hengartner | Mgmt | For | TNA | N/A | ||||||||
| 9 | Elect Raymund Breu | Mgmt | For | TNA | N/A | ||||||||
| 10 | Elect Edgar Fluri | Mgmt | For | TNA | N/A | ||||||||
| 11 | Elect Michel Orsinger | Mgmt | For | TNA | N/A | ||||||||
| 12 | Elect Juha Raisanen | Mgmt | For | TNA | N/A | ||||||||
| 13 | Elect Oern R. Stuge | Mgmt | For | TNA | N/A | ||||||||
| 14 | Elect Rolf Watter | Mgmt | For | TNA | N/A | ||||||||
| 15 | Elect Georg Watzek | Mgmt | For | TNA | N/A | ||||||||
| 16 | Elect Franz Maier | Mgmt | For | TNA | N/A | ||||||||
| 17 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||||||
| 18 | Additional and/or Counter Proposals; No additional proposals have been submitted at this time | ShrHoldr | N/A | TNA | N/A | ||||||||
| 19 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||||||||
| 20 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||||||||
| Novo Nordisk A/S | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| NOVO-B | CINS K7314N152 | 03/20/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Denmark | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 4 | Report of the Auditor | Mgmt | For | For | For | ||||||||
| 5 | Directors’ Fees (Fiscal Year 2012) | Mgmt | For | For | For | ||||||||
| 6 | Directors’ Fees (Fiscal Year 2013) | Mgmt | For | For | For | ||||||||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 8 | Elect Goran A. Ando | Mgmt | For | For | For | ||||||||
| 9 | Elect Jeppe Christiansen | Mgmt | For | For | For | ||||||||
| 10 | Elect Henrik Gurtler | Mgmt | For | For | For | ||||||||
| 11 | Elect Bruno Angelici | Mgmt | For | For | For | ||||||||
| 12 | Elect Hannu Ryopponen | Mgmt | For | For | For | ||||||||
| 13 | Elect Liz Hewitt | Mgmt | For | For | For | ||||||||
| 14 | Elect Thomas P Koestler | Mgmt | For | For | For | ||||||||
| 15 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 16 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||||||
| 17 | Authority to Issue Shares w/ or w/out Preemptive Rights | Mgmt | For | For | For | ||||||||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 19 | Compensation Guidelines | Mgmt | For | For | For | ||||||||
| 20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Orascom Telecom Holding S.A.E. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ORTE | CINS 68554W205 | 04/07/2013 | Take No Action | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Mix | Egypt | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Report of the Auditor | Mgmt | For | TNA | N/A | ||||||||
| 2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||||||
| 3 | Report of the Board | Mgmt | For | TNA | N/A | ||||||||
| 4 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||||||
| 6 | Directors’ Fees | Mgmt | For | TNA | N/A | ||||||||
| 7 | Charitable Donations | Mgmt | For | TNA | N/A | ||||||||
| 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | ||||||||
| 9 | Continuation of Business Activity | Mgmt | For | TNA | N/A | ||||||||
| Orascom Telecom Holding S.A.E. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| ORTE | CINS 68554W205 | 11/12/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Mix | Egypt | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Related Party Transactions | Mgmt | For | For | For | ||||||||
| 2 | Restructuring | Mgmt | For | For | For | ||||||||
| 3 | Change in Company Name | Mgmt | For | For | For | ||||||||
| Paddy Power plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| PWL | CINS G68673105 | 05/14/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Ireland | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 3 | Directors’ Remuneration Report | Mgmt | For | For | For | ||||||||
| 4 | Elect Ulric Jerome | Mgmt | For | For | For | ||||||||
| 5 | Elect Danuta Gray | Mgmt | For | For | For | ||||||||
| 6 | Elect Nigel Northridge | Mgmt | For | For | For | ||||||||
| 7 | Elect Patrick Kennedy | Mgmt | For | For | For | ||||||||
| 8 | Elect Tom Grace | Mgmt | For | For | For | ||||||||
| 9 | Elect Stewart Kenny | Mgmt | For | For | For | ||||||||
| 10 | Elect Jane Lighting | Mgmt | For | For | For | ||||||||
| 11 | Elect Cormac McCarthy | Mgmt | For | For | For | ||||||||
| 12 | Elect Padraig O Riordain | Mgmt | For | For | For | ||||||||
| 13 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||||||||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 18 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||||||
| 19 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||||||
| Ping An Insurance (Group) Company of China, Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 2318 | CINS Y69790106 | 02/05/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | China | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Renewal of Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 3 | Extension of Validity Period of A Share Convertible Bonds Issue | Mgmt | For | For | For | ||||||||
| Ping An Insurance (Group) Company of China, Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 2318 | CINS Y69790106 | 05/10/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | China | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Directors’ Report | Mgmt | For | For | For | ||||||||
| 3 | Supervisors’ Report | Mgmt | For | For | For | ||||||||
| 4 | Annual Report | Mgmt | For | For | For | ||||||||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| 8 | Elect LEE Yuansiong | Mgmt | For | For | For | ||||||||
| 9 | Elect Soopakij Chearavanont | Mgmt | For | For | For | ||||||||
| 10 | Elect YANG Xiaoping | Mgmt | For | For | For | ||||||||
| 11 | Elect LU Hua | Mgmt | For | For | For | ||||||||
| 12 | Elect Dicky Peter YIP | Mgmt | For | For | For | ||||||||
| 13 | Elect Oscar WONG Sai Hung | Mgmt | For | For | For | ||||||||
| 14 | Elect SUN Dongdong | Mgmt | For | For | For | ||||||||
| 15 | Elect ZHANG Wangjin as Supervisor | Mgmt | For | For | For | ||||||||
| 16 | Independent Directors’ Fees | Mgmt | For | For | For | ||||||||
| 17 | Independent Supervisors’ Fees | Mgmt | For | For | For | ||||||||
| 18 | Use of Proceeds | Mgmt | For | For | For | ||||||||
| Ping An Insurance (Group) Company of China, Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 2318 | CINS Y69790106 | 09/20/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | China | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||||||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Rakuten Inc. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 4755 | CINS J64264104 | 03/28/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Japan | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Elect Hiroshi Mikitani | Mgmt | For | For | For | ||||||||
| 2 | Elect Atsushi Kunishige | Mgmt | For | For | For | ||||||||
| 3 | Elect Masatada Kobayashi | Mgmt | For | For | For | ||||||||
| 4 | Elect Tohru Shimada | Mgmt | For | For | For | ||||||||
| 5 | Elect Akio Sugihara | Mgmt | For | For | For | ||||||||
| 6 | Elect Kazunori Takeda | Mgmt | For | For | For | ||||||||
| 7 | Elect Hiroaki Yasutake | Mgmt | For | For | For | ||||||||
| 8 | Elect Yoshihisa Yamada | Mgmt | For | For | For | ||||||||
| 9 | Elect Charles B. Baxter | Mgmt | For | For | For | ||||||||
| 10 | Elect Kohichi Kusano | Mgmt | For | Against | Against | ||||||||
| 11 | Elect Ken Kutaragi | Mgmt | For | For | For | ||||||||
| 12 | Elect Joshua G. James | Mgmt | For | For | For | ||||||||
| 13 | Elect Hiroshi Fukino | Mgmt | For | For | For | ||||||||
| 14 | Elect Jun Murai | Mgmt | For | For | For | ||||||||
| 15 | Elect Kentaroh Hyakuno | Mgmt | For | For | For | ||||||||
| 16 | Elect Tanekiyo Kunitake as Statutory Auditor | Mgmt | For | Against | Against | ||||||||
| 17 | Equity Compensation Plan | Mgmt | For | For | For | ||||||||
| Reed Elsevier Plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| REL | CINS G74570121 | 04/25/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United Kingdom | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Directors’ Remuneration Report | Mgmt | For | For | For | ||||||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 4 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 6 | Elect Wolfhart Hauser | Mgmt | For | For | For | ||||||||
| 7 | Elect Duncan J. Palmer | Mgmt | For | For | For | ||||||||
| 8 | Elect Linda S. Sanford | Mgmt | For | For | For | ||||||||
| 9 | Elect Erik Engstrom | Mgmt | For | For | For | ||||||||
| 10 | Elect Anthony Habgood | Mgmt | For | For | For | ||||||||
| 11 | Elect Adrian Hennah | Mgmt | For | For | For | ||||||||
| 12 | Elect Lisa Hook | Mgmt | For | For | For | ||||||||
| 13 | Elect Robert Polet | Mgmt | For | For | For | ||||||||
| 14 | Elect Ben van der Veer | Mgmt | For | For | For | ||||||||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||||||||
| 19 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||||||
| 20 | Executive Share Option Scheme | Mgmt | For | For | For | ||||||||
| 21 | SAYE Share Option Scheme Renewal | Mgmt | For | For | For | ||||||||
| Sanofi | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| SAN | CINS F5548N101 | 05/03/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Mix | France | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 4 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||||||
| 6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 7 | Elect Fabienne Lecorvaisier | Mgmt | For | For | For | ||||||||
| 8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 9 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 10 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 11 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||||||
| 12 | Greenshoe | Mgmt | For | For | For | ||||||||
| 13 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||||||
| 14 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||||||
| 15 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||||||
| 16 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||||||
| 17 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||||||||
| 18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||||||
| Sap AG | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| SAP | CINS D66992104 | 06/04/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Germany | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||||||
| 7 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | ||||||||
| 8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 9 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| Sapporo Holdings Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 2501 | CINS J69413128 | 03/28/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Japan | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 3 | Elect Tsutomu Kamijoh | Mgmt | For | For | For | ||||||||
| 4 | Elect Hidenori Tanaka | Mgmt | For | For | For | ||||||||
| 5 | Elect Yoshiyuki Mochida | Mgmt | For | For | For | ||||||||
| 6 | Elect Yohichi Katoh | Mgmt | For | For | For | ||||||||
| 7 | Elect Tatsuji Morimoto | Mgmt | For | For | For | ||||||||
| 8 | Elect Masaki Oga | Mgmt | For | For | For | ||||||||
| 9 | Elect Masatoshi Hori | Mgmt | For | For | For | ||||||||
| 10 | Elect Hiroshi Tanaka | Mgmt | For | For | For | ||||||||
| 11 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||||||
| 12 | Elect Teruhiko Ikeda | Mgmt | For | For | For | ||||||||
| 13 | Elect Kazuo Sugie as Statutory Auditor | Mgmt | For | For | For | ||||||||
| 14 | Elect Tsugio Yada as Alternate Statutory Auditor | Mgmt | For | For | For | ||||||||
| Sasol Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| SOL | CUSIP 803866300 | 11/30/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Re-elect Colin Beggs | Mgmt | For | For | For | ||||||||
| 2 | Re-elect David Constable | Mgmt | For | For | For | ||||||||
| 3 | Re-elect Henk Dijkgraaf | Mgmt | For | For | For | ||||||||
| 4 | Re-elect Mandla Gantsho | Mgmt | For | For | For | ||||||||
| 5 | Re-elect Imogen Mkhize | Mgmt | For | For | For | ||||||||
| 6 | Re-elect Jurgen Schrempp | Mgmt | For | For | For | ||||||||
| 7 | Elect Moses Mkhize | Mgmt | For | For | For | ||||||||
| 8 | Elect Peter Robertson | Mgmt | For | For | For | ||||||||
| 9 | Elect Stephen Westwell | Mgmt | For | For | For | ||||||||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 11 | Elect Audit Committee Member (Beggs) | Mgmt | For | For | For | ||||||||
| 12 | Elect Audit Committee Member (Dijkgraaf) | Mgmt | For | For | For | ||||||||
| 13 | Elect Audit Committee Member (Gantsho) | Mgmt | For | For | For | ||||||||
| 14 | Elect Audit Committee Member (Njeke) | Mgmt | For | For | For | ||||||||
| 15 | Elect Audit Committee Member (Westwell) | Mgmt | For | For | For | ||||||||
| 16 | Approve Remuneration Policy | Mgmt | For | For | For | ||||||||
| 17 | Approve NEDs’ Fees | Mgmt | For | For | For | ||||||||
| 18 | Approve Financial Assistance | Mgmt | For | For | For | ||||||||
| 19 | Adopt New Memorandum of Incorporation | Mgmt | For | For | For | ||||||||
| 20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 21 | Authority to Repurchase Shares (Directors/Prescribed Officers) | Mgmt | For | For | For | ||||||||
| Swatch Group Ltd. (The) | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| UHR | CINS H83949141 | 05/29/2013 | Take No Action | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Switzerland | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||||||
| 2 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||||||
| 4 | Election of Directors | Mgmt | For | TNA | N/A | ||||||||
| 5 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||||||
| 6 | In the case of ad-hoc shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | ShrHoldr | For | TNA | N/A | ||||||||
| 7 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||||||||
| Teva Pharmaceutical Industries Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| TEVA | CUSIP 881624209 | 09/12/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 2 | Elect Phillip Frost | Mgmt | For | For | For | ||||||||
| 3 | Elect Roger Abravanel | Mgmt | For | For | For | ||||||||
| 4 | Elect Richard Lerner | Mgmt | For | For | For | ||||||||
| 5 | Elect Galia Maor | Mgmt | For | For | For | ||||||||
| 6 | Elect Erez Vigodman | Mgmt | For | For | For | ||||||||
| 7 | Directors’ Fees | Mgmt | For | For | For | ||||||||
| 8 | Fee and Reimbursement to Chairman Phillip Frost | Mgmt | For | For | For | ||||||||
| 9 | Payment to Vice Chairman Moshe Many | Mgmt | For | For | For | ||||||||
| 10 | Amendments to Articles | Mgmt | For | For | For | ||||||||
| 11 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||||||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| Total Produce Plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| T7O | CINS G8983Q109 | 05/22/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Ireland | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 3 | Elect Frank J. Davis | Mgmt | For | For | For | ||||||||
| 4 | Elect Rose B. Hynes | Mgmt | For | For | For | ||||||||
| 5 | Elect Seamus Taaffe | Mgmt | For | For | For | ||||||||
| 6 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 10 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||||||
| 11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| Transocean Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| RIG | CUSIP H8817H100 | 05/17/2013 | Take No Action | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Proxy Contest | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | N/A | TNA | N/A | ||||||||
| 2 | Allocation of Profits/Dividends | Mgmt | N/A | TNA | N/A | ||||||||
| 3 | Payment of a Dividend in Principle | Mgmt | N/A | TNA | N/A | ||||||||
| 4 | Management Proposal Regarding Dividend of $2.24 Per Share | Mgmt | N/A | TNA | N/A | ||||||||
| 5 | Shareholder Proposal Regarding Dividend of $4.00 Per Share | Mgmt | N/A | TNA | N/A | ||||||||
| 6 | Authority to Issue Shares | Mgmt | N/A | TNA | N/A | ||||||||
| 7 | Shareholder Proposal Regarding Declassification of Board | Mgmt | N/A | TNA | N/A | ||||||||
| 8 | Elect Frederico Curado | Mgmt | N/A | TNA | N/A | ||||||||
| 9 | Elect Steven Newman | Mgmt | N/A | TNA | N/A | ||||||||
| 10 | Elect Thomas Cason | Mgmt | N/A | TNA | N/A | ||||||||
| 11 | Elect Robert Sprague | Mgmt | N/A | TNA | N/A | ||||||||
| 12 | Elect J. Michael Talbert | Mgmt | N/A | TNA | N/A | ||||||||
| 13 | Elect John Lipinski | Mgmt | N/A | TNA | N/A | ||||||||
| 14 | Elect Jose Maria Alapont | Mgmt | N/A | TNA | N/A | ||||||||
| 15 | Elect Samuel Merksamer | Mgmt | N/A | TNA | N/A | ||||||||
| 16 | Appointment of Auditor | Mgmt | N/A | TNA | N/A | ||||||||
| 17 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | ||||||||
| Transocean Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| RIG | CUSIP H8817H100 | 05/17/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Proxy Contest | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 3 | Payment of a Dividend in Principle | Mgmt | For | For | For | ||||||||
| 4 | Management Proposal Regarding Dividend of $2.24 Per Share | Mgmt | For | For | For | ||||||||
| 5 | Shareholder Proposal Regarding Dividend of $4.00 Per Share | Mgmt | N/A | Against | N/A | ||||||||
| 6 | Authority to Issue Shares | Mgmt | For | For | For | ||||||||
| 7 | Shareholder Proposal Regarding Declassification of Board | Mgmt | N/A | For | N/A | ||||||||
| 8 | Elect Frederico Curado | Mgmt | For | For | For | ||||||||
| 9 | Elect Steven Newman | Mgmt | For | For | For | ||||||||
| 10 | Elect Thomas Cason | Mgmt | For | For | For | ||||||||
| 11 | Elect Robert Sprague | Mgmt | For | For | For | ||||||||
| 12 | Elect J. Michael Talbert | Mgmt | For | For | For | ||||||||
| 13 | Elect John Lipinski | Mgmt | Against | Against | For | ||||||||
| 14 | Elect Jose Maria Alapont | Mgmt | Against | Against | For | ||||||||
| 15 | Elect Samuel Merksamer | Mgmt | Against | Against | For | ||||||||
| 16 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| Tyco International Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| TYC | CUSIP H89128104 | 03/06/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Ratification of Board Acts | Mgmt | For | For | For | ||||||||
| 3.1 | Elect Edward D. Breen | Mgmt | For | For | For | ||||||||
| 3.2 | Elect Michael E. Daniels | Mgmt | For | For | For | ||||||||
| 3.3 | Elect Frank M. Drendel | Mgmt | For | For | For | ||||||||
| 3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||||||
| 3.5 | Elect Rajiv L. Gupta | Mgmt | For | For | For | ||||||||
| 3.6 | Elect John A. Krol | Mgmt | For | For | For | ||||||||
| 3.7 | Elect George R. Oliver | Mgmt | For | For | For | ||||||||
| 3.8 | Elect Brendan R. O’Neill | Mgmt | For | For | For | ||||||||
| 3.9 | Elect Sandra S. Wijnberg | Mgmt | For | For | For | ||||||||
| 3.10 | Elect R. David Yost | Mgmt | For | For | For | ||||||||
| 4 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 5 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 6 | Appointment of Special Auditor | Mgmt | For | For | For | ||||||||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 8 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||||||
| 10 | Renewal of Authorized Share Capital | Mgmt | For | For | For | ||||||||
| 11 | Approval of a Reduction in Registered Share Capital | Mgmt | For | For | For | ||||||||
| Tyco International Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| TYC | CUSIP H89128104 | 09/17/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | United States | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | The ADT Spin-off | Mgmt | For | For | For | ||||||||
| 2 | The Tyco Flow Control Spin-off | Mgmt | For | For | For | ||||||||
| 3.1 | Elect George Oliver | Mgmt | For | For | For | ||||||||
| 3.2 | Elect Frank Drendel | Mgmt | For | For | For | ||||||||
| 4 | Approval of Ordinary Cash Dividends | Mgmt | For | For | For | ||||||||
| 5 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||||||
| UBM plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| UBM | CINS G91709108 | 05/23/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Jersey | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Directors’ Remuneration Report | Mgmt | For | For | For | ||||||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 4 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| 5 | Authority to Set Auditor’s Fees | Mgmt | For | For | For | ||||||||
| 6 | Elect Helen Alexander | Mgmt | For | For | For | ||||||||
| 7 | Elect Alan Gillespie | Mgmt | For | For | For | ||||||||
| 8 | Elect Robert Gray | Mgmt | For | For | For | ||||||||
| 9 | Elect Pradeep Kar | Mgmt | For | For | For | ||||||||
| 10 | Elect David Levin | Mgmt | For | For | For | ||||||||
| 11 | Elect Greg Lock | Mgmt | For | For | For | ||||||||
| 12 | Elect Terry Neill | Mgmt | For | For | For | ||||||||
| 13 | Elect Jonathan Newcomb | Mgmt | For | For | For | ||||||||
| 14 | Elect Karen Thomson | Mgmt | For | For | For | ||||||||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||||||||
| 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| UBM Plc | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| UBM | CINS G91709108 | 11/26/2012 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Special | Jersey | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Adoption of New Articles and Relocation to the United Kingdom | Mgmt | For | For | For | ||||||||
| UOB Kay Hian Holdings Limited | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| U10 | CINS Y92991101 | 04/26/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Singapore | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 3 | Directors’ Fees | Mgmt | For | For | For | ||||||||
| 4 | Elect Chelva Retnam Rajah | Mgmt | For | For | For | ||||||||
| 5 | Elect Roland Knecht | Mgmt | For | For | For | ||||||||
| 6 | Elect Tang Wee Loke | Mgmt | For | For | For | ||||||||
| 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||||||
| 8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||||||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||||||
| 11 | Transaction of Other Business | Mgmt | For | Abstain | Against | ||||||||
| Wolters Kluwer NV | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| WKL | CINS ADPV09931 | 04/24/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Netherlands | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||||||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 3 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||||||
| 4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||||||
| 5 | Elect Peter N Wakkie | Mgmt | For | For | For | ||||||||
| 6 | Elect Barbara Dalibard | Mgmt | For | For | For | ||||||||
| 7 | Elect Leonard P. Forman | Mgmt | For | For | For | ||||||||
| 8 | Elect Kevin Entricken | Mgmt | For | For | For | ||||||||
| 9 | Amendments to Articles | Mgmt | For | Against | Against | ||||||||
| 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||||||
| 11 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||||||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||||||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||||||||
| Yamaha Motor Co. Ltd. | |||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||||||||
| 7272 | CINS J95776126 | 03/26/2013 | Voted | ||||||||||
| Meeting Type | Country of Trade | ||||||||||||
| Annual | Japan | ||||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||||||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||||||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||||||
| 3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | ||||||||
| 4 | Elect Takaaki Kimura | Mgmt | For | For | For | ||||||||
| 5 | Elect Hiroyuki Suzuki | Mgmt | For | For | For | ||||||||
| 6 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | ||||||||
| 7 | Elect Nobuya Hideshima | Mgmt | For | For | For | ||||||||
| 8 | Elect Masahiro Takizawa | Mgmt | For | For | For | ||||||||
| 9 | Elect Yoshiaki Hashimoto | Mgmt | For | For | For | ||||||||
| 10 | Elect Masamitsu Sakurai | Mgmt | For | For | For | ||||||||
| 11 | Elect Mitsuru Umemura | Mgmt | For | For | For | ||||||||
| 12 | Elect Tamotsu Adachi | Mgmt | For | For | For | ||||||||
| 13 | Elect Tetsuo Kawawa | Mgmt | For | For | For | ||||||||
| 14 | Elect Isao Endoh | Mgmt | For | For | For | ||||||||
| 15 | Elect Masayuki Satake as an Alternate Statutory AUditor | Mgmt | For | For | For | ||||||||
| 16 | Bonus | Mgmt | For | For | For | ||||||||
| 17 | Takeover Defense Plan | Mgmt | For | Against | Against | ||||||||
| 18 | Shareholder Proposal Regarding Year-End Dividends | ShrHoldr | Against | Against | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
| By: | (Signature and Title) | /s/ Keith A. Lee | ||
| Keith A. Lee | ||||
| Trustee, President and Principal Executive Officer |
Date: August 28, 2013
| This ‘N-PX’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 8/29/13 | |||
| 8/28/13 | N-Q | |||
| For Period End: | 6/30/13 | N-Q | ||
| 7/1/12 | ||||
| List all Filings | ||||