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Brown Capital Management Mutual Funds – ‘N-PX’ for 6/30/14

On: Monday, 8/18/14, at 5:25pm ET · Effective: 8/18/14 · For: 6/30/14 · Accession #: 1209286-14-432 · File #: 811-06199

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 8/18/14  Brown Capital Mgmt Mutual Funds   N-PX        6/30/14    1:2.3M                                   Avery Publishin… Corp/FA
          → The Brown Capital Management International All Co. Fund ⇒ Institutional Shares (BCISX) — Investor Shares (BCIIX)
          → The Brown Capital Management Mid Co. Fund ⇒ Institutional Shares (BCMIX) — Investor Shares (BCMSX)
          → The Brown Capital Management Small Co. Fund ⇒ Institutional Shares (BCSSX) — Investor Shares (BCSIX)

Proxy Voting Record Annual Report by a Management Investment Company — Form N-PX
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-PX        Proxy Voting Record Annual Report by a Management   HTML   1.99M 
                          Investment Company

This is an HTML Document rendered as filed. [ Alternative Formats ]

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-06199

BROWN CAPITAL MANAGEMENT MUTUAL FUNDS
(Exact name of registrant as specified in charter)

1201 North Calvert Street, Baltimore, Maryland 21202
(Address of principal executive offices) (Zip code)

Capitol Services, Inc.
1675 S. State Street, Suite B, Dover, Delaware 19901
(Name and address of agent for service)

With copies to:
John H. Lively
The Law Offices of John H. Lively & Associates, Inc.
A member firm of The 1940 Act Law Group^TM11300 Tomahawk Creek Parkway, Suite 310
Leawood, Kansas 66211

Registrant’s telephone number, including area code: 410-837-3234

Date of fiscal year end: March 31

Date of reporting period: July 1, 2013 - June 30, 2014

ITEM 1. PROXY VOTING RECORD

BROWN CAPITAL MANAGEMENT MID-CAP FUND

Akamai Technologies, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

AKAM

CUSIP 00971T101

05/14/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Monte Ford

Mgmt

For

Elect Frederic V. Salerno

Mgmt

For

Elect Steven Scopellite

Mgmt

For

Elect Bernardus Verwaayen

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Declassification of the Board

ShrHoldr

For

Against

Allscripts Healthcare Solutions, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MDRX

CUSIP 01988P108

05/22/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Stuart L. Bascomb

Mgmt

For

Elect Paul M. Black

Mgmt

For

Elect Dennis H. Chookaszian

Mgmt

For

Elect Robert J. Cindrich

Mgmt

For

Elect Michael A. Klayko

Mgmt

For

Elect Anita V. Pramoda

Mgmt

For

Elect David D. Stevens

Mgmt

For

Elect Ralph H. Thurman

Mgmt

For

Ratification of Auditor

Mgmt

For

Amendment to the Incentive Plan

Mgmt

For

Amendment to the Employee Stock Purchase Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

ANSYS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ANSS

CUSIP 03662Q105

05/20/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect James E. Cashman III

Mgmt

For

Elect Ajei S. Gopal

Mgmt

For

Elect William R. McDermott

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Blackbaud, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BLKB

CUSIP 09227Q100

06/23/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Timothy Chou

Mgmt

For

Elect Joyce M. Nelson

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

BorgWarner Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BWA

CUSIP 099724106

04/30/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Jan Carlson

Mgmt

For

Elect Dennis C. Cuneo

Mgmt

For

Elect Vicki L. Sato

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2014 Stock Incentive Plan

Mgmt

For

Repeal of Classified Board

Mgmt

For

Shareholder Proposal Regarding Simple Majority Vote

ShrHoldr

Against

For

Cameron International Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

CAM

CUSIP 13342B105

05/16/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect H. Paulett Eberhart

Mgmt

For

Elect Peter J. Fluor

Mgmt

For

Elect James T. Hackett

Mgmt

For

Elect Jack B. Moore

Mgmt

For

Elect Michael E. Patrick

Mgmt

For

Elect Jon Erik Reinhardsen

Mgmt

For

Elect Bruce W. Wilkinson

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Carbo Ceramics Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CRR

CUSIP 140781105

05/20/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Sigmund L. Cornelius

Mgmt

For

1.2

Elect Chad C. Deaton

Mgmt

For

1.3

Elect James B. Jennings

Mgmt

For

1.4

Elect Gary A. Kolstad

Mgmt

For

1.5

Elect Henry E. Lentz

Mgmt

For

1.6

Elect Randy L. Limbacher

Mgmt

For

1.7

Elect William C. Morris

Mgmt

For

1.8

Elect Robert S. Rubin

Mgmt

For

2014 Omnibus Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Coach, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

COH

CUSIP 189754104

11/07/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Lew Frankfort

Mgmt

For

1.2

Elect Susan J. Kropf

Mgmt

For

1.3

Elect Gary W. Loveman

Mgmt

For

1.4

Elect Victor Luis

Mgmt

For

1.5

Elect Ivan Menezes

Mgmt

For

1.6

Elect Irene Ruth Miller

Mgmt

For

1.7

Elect Michael E. Murphy

Mgmt

For

1.8

Elect Stephanie Tilenius

Mgmt

For

1.9

Elect Jide J. Zeitlin

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2013 Performance-Based Annual Incentive Plan

Mgmt

For

Covance Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CVD

CUSIP 222816100

05/06/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Gary E. Costley

Mgmt

For

1.2

Elect Sandra L. Helton

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2014 Employee Equity Participation Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Dick’s Sporting Goods Inc

Ticker

Security ID:

Meeting Date

Meeting Status

DKS

CUSIP 253393102

06/11/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Jacqualyn A. Fouse

Mgmt

For

1.2

Elect Lawrence J. Schorr

Mgmt

For

1.3

Elect Edward W. Stack

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Diodes Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

DIOD

CUSIP 254543101

05/27/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect C.H. Chen

Mgmt

For

Withhold

Against

1.2

Elect Michael R. Giordano

Mgmt

For

1.3

Elect L.P. Hsu

Mgmt

For

1.4

Elect Keh-Shew Lu

Mgmt

For

1.5

Elect Raymond Soong

Mgmt

For

Withhold

Against

1.6

Elect John M. Stich

Mgmt

For

1.7

Elect Michael TSAI Kuo-Chih

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Elizabeth Arden, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

RDEN

CUSIP 28660G106

11/06/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect A. Salman Amin

Mgmt

For

Elect E. Scott Beattie

Mgmt

For

Elect Fred Berens

Mgmt

For

Elect Maura J. Clark

Mgmt

For

Elect Richard C. Mauran

Mgmt

For

Elect William M. Tatham

Mgmt

For

Elect J. W. Nevil Thomas

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Shareholder Proposal Regarding Animal Welfare

ShrHoldr

Against

For

Factset Research Systems Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

FDS

CUSIP 303075105

12/17/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Joseph E. Laird, Jr.

Mgmt

For

1.2

Elect James J. McGonigle

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Adoption of Majority Vote for Election of Directors

Mgmt

For

FEI Company

Ticker

Security ID:

Meeting Date

Meeting Status

FEIC

CUSIP 30241L109

05/08/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Homa Bahrami

Mgmt

For

1.2

Elect Arie Hujiser

Mgmt

For

1.3

Elect Don R. Kania

Mgmt

For

1.4

Elect Thomas F. Kelly

Mgmt

For

1.5

Elect Jan C. Lobbezoo

Mgmt

For

1.6

Elect Jami K. Nachtsheim

Mgmt

For

1.7

Elect Gerhard H. Parker

Mgmt

For

1.8

Elect James T. Richardson

Mgmt

For

1.9

Elect Richard H. Wills

Mgmt

For

Amendment to 1995 Stock Incentive Plan

Mgmt

For

Amendment to the Employee Share Purchase Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

General Cable Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BGC

CUSIP 369300108

05/15/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Sallie B. Bailey

Mgmt

For

1.2

Elect Gregory B. Kenny

Mgmt

For

1.3

Elect Gregory E. Lawton

Mgmt

For

1.4

Elect Craig P. Omtvedt

Mgmt

For

1.5

Elect Patrick M. Prevost

Mgmt

For

1.6

Elect John E. Welsh, III

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Guess?, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

GES

CUSIP 401617105

06/26/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Kay Isaacson-Leibowitz

Mgmt

For

1.2

Elect Maurice Marciano

Mgmt

For

1.3

Elect Alex Yemenidjian

Mgmt

For

Amendment to the 2004 Equity Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

J.B. Hunt Transport Services,
Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

JBHT

CUSIP 445658107

04/24/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Douglas G. Duncan

Mgmt

For

Elect Francesca M. Edwardson

Mgmt

For

Elect Wayne Garrison

Mgmt

For

Elect Sharilyn S. Gasaway

Mgmt

For

Elect Gary C. George

Mgmt

For

Elect Bryan Hunt

Mgmt

For

Elect Coleman H. Peterson

Mgmt

For

Elect John N. Roberts III

Mgmt

For

Elect James L. Robo

Mgmt

For

Elect Kirk Thompson

Mgmt

For

Elect John A. White

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Lululemon Athletica inc.

Ticker

Security ID:

Meeting Date

Meeting Status

LULU

CUSIP 550021109

06/11/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Michael Casey

Mgmt

For

1.2

Elect RoAnn Costin

Mgmt

For

1.3

Elect Laurent Potdevin

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2014 Equity Incentive Plan

Mgmt

For

MasTec, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MTZ

CUSIP 576323109

05/22/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Ernst N. Csiszar

Mgmt

For

1.2

Elect Julia L. Johnson

Mgmt

For

1.3

Elect Jorge Mas

Mgmt

For

1.4

Elect Daniel A. Restrepo

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

MedAssets, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MDAS

CUSIP 584045108

06/12/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Rand A. Ballard

Mgmt

For

1.2

Elect Vernon R. Loucks, Jr.

Mgmt

For

1.3

Elect R. Halsey Wise

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Meridian Bioscience, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

VIVO

CUSIP 589584101

01/22/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect James M. Anderson

Mgmt

For

1.2

Elect John A. Kraeutler

Mgmt

For

1.3

Elect William J. Motto

Mgmt

For

1.4

Elect David C. Phillips

Mgmt

For

1.5

Elect Robert J. Ready

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Michael Kors Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

KORS

CUSIP G60754101

08/01/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Michael Kors

Mgmt

For

Elect Judy Gibbons

Mgmt

For

Elect Lawrence S. Stroll

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Monster Beverage Corp.

Ticker

Security ID:

Meeting Date

Meeting Status

MNST

CUSIP 611740101

06/02/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Rodney C. Sacks

Mgmt

For

1.2

Elect Hilton H. Schlosberg

Mgmt

For

1.3

Elect Mark J. Hall

Mgmt

For

1.4

Elect Norman C. Epstein

Mgmt

For

1.5

Elect Benjamin M. Polk

Mgmt

For

1.6

Elect Sydney Selati

Mgmt

For

1.7

Elect Harold C. Taber, Jr.

Mgmt

For

1.8

Elect Mark S. Vidergauz

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

Shareholder Proposal Regarding Board Diversity

ShrHoldr

Against

For

MSC Industrial Direct Co., Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MSM

CUSIP 553530106

01/16/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Mitchell Jacobson

Mgmt

For

1.2

Elect David Sandler

Mgmt

For

1.3

Elect Erik Gershwind

Mgmt

For

1.4

Elect Jonathan Byrnes

Mgmt

For

1.5

Elect Roger Fradin

Mgmt

For

1.6

Elect Louise Goeser

Mgmt

For

1.7

Elect Denis Kelly

Mgmt

For

1.8

Elect Philip Peller

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Myriad Genetics, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MYGN

CUSIP 62855J104

12/05/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Peter D. Meldrum

Mgmt

For

1.2

Elect Heiner Dreismann

Mgmt

For

Amendment to the Equity Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

NetApp, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NTAP

CUSIP 64110D104

09/13/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Daniel J. Warmenhoven

Mgmt

For

Elect Nicholas G. Moore

Mgmt

For

Elect Thomas Georgens

Mgmt

For

Elect Jeffry R. Allen

Mgmt

For

Elect Alan L. Earhart

Mgmt

For

Elect Gerald D. Held

Mgmt

For

Elect T. Michael Nevens

Mgmt

For

Elect George T. Shaheen

Mgmt

For

Elect Robert T. Wall

Mgmt

For

Elect Richard P. Wallace

Mgmt

For

Elect Tor R. Braham

Mgmt

For

Elect Kathryn M. Hill

Mgmt

For

Amendments to the 1999 Stock Option Plan

Mgmt

For

Amendment to the ESPP

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Remove Supermajority Voting Standard for Future Amendments to the Bylaws

Mgmt

For

Remove Supermajority Voting Standard for Future Amendments to the Certificate

Mgmt

For

Shareholder Proposal Regarding Compensation in the Event of a Change in Control

ShrHoldr

Against

For

Ratification of Auditor

Mgmt

For

NVR, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NVR

CUSIP 62944T105

05/06/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Charles E. Andrews

Mgmt

For

Elect Robert C. Butler

Mgmt

For

Elect Timothy M. Donahue

Mgmt

For

Elect Thomas D. Eckert

Mgmt

For

Elect Alfred E. Festa

Mgmt

For

Elect Ed Grier

Mgmt

For

Elect Manuel H. Johnson

Mgmt

For

Elect Mel Martinez

Mgmt

For

Elect William A. Moran

Mgmt

For

Elect David A. Preiser

Mgmt

For

Elect W. Grady Rosier

Mgmt

For

Elect Dwight C. Schar

Mgmt

For

Elect Paul W. Whetsell

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2014 Equity Incentive Plan

Mgmt

For

PAREXEL International
Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

PRXL

CUSIP 699462107

12/05/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect A. Dana Callow, Jr.

Mgmt

For

1.2

Elect Christopher J. Lindop

Mgmt

For

1.3

Elect Josef H. von Rickenbach

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2013 Annual Incentive Award Plan

Mgmt

For

PulteGroup, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PHM

CUSIP 745867101

05/07/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Brian P. Anderson

Mgmt

For

1.2

Elect Bryce Blair

Mgmt

For

1.3

Elect Richard J. Dugas, Jr.

Mgmt

For

1.4

Elect Thomas J. Folliard

Mgmt

For

1.5

Elect Cheryl W. Grise

Mgmt

For

1.6

Elect Andre J. Hawaux

Mgmt

For

1.7

Elect Debra J. Kelly-Ennis

Mgmt

For

1.8

Elect Patrick J. O’Leary

Mgmt

For

1.9

Elect James J. Postl

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Against

Shareholder Proposal Regarding Performance-Based Equity Compensation

ShrHoldr

Against

For

Quanta Services, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PWR

CUSIP 74762E102

05/22/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect James R. Ball

Mgmt

For

Elect John Michal Conaway

Mgmt

For

Elect Vincent D. Foster

Mgmt

For

Elect Bernard Fried

Mgmt

For

Elect Louis C. Golm

Mgmt

For

Elect Worthing F. Jackman

Mgmt

For

Elect James F. O’Neil III

Mgmt

For

Elect Bruce E. Ranck

Mgmt

For

Elect Margaret B. Shannon

Mgmt

For

Elect Pat Wood III

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Salix Pharmaceuticals, Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

SLXP

CUSIP 795435106

06/13/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect John F. Chappell

Mgmt

For

1.2

Elect Thomas W. D’Alonzo

Mgmt

For

1.3

Elect William P. Keane

Mgmt

For

1.4

Elect Carolyn J. Logan

Mgmt

For

1.5

Elect Mark A. Sirgo

Mgmt

For

Increase of Authorized Common Stock

Mgmt

For

2014 Stock Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Shire Plc

Ticker

Security ID:

Meeting Date

Meeting Status

SHP

CUSIP 82481R106

04/29/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Elect Dominic Blakemore

Mgmt

For

Elect William M. Burns

Mgmt

For

Elect Steven Gillis

Mgmt

For

Elect David Ginsburg

Mgmt

For

Elect David Kappler

Mgmt

For

Elect Susan Kilsby

Mgmt

For

Elect Anne Minto

Mgmt

For

Elect Flemming Ornskov

Mgmt

For

Elect David M. Stout

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Amendment to Borrowing Powers

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Stericycle, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

SRCL

CUSIP 858912108

05/21/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Mark C. Miller

Mgmt

For

Elect Jack W. Schuler

Mgmt

For

Elect Charles A. Alutto

Mgmt

For

Elect Thomas D. Brown

Mgmt

For

Elect Thomas F. Chen

Mgmt

For

Elect Rod F. Dammeyer

Mgmt

For

Elect William K. Hall

Mgmt

For

Elect John Patience

Mgmt

For

Elect Mike S. Zafirovski

Mgmt

For

2014 Incentive Stock Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Frequency of Advisory Vote on Executive Compensation

Mgmt

1 Year

For

Right to Call a Special Meeting

Mgmt

For

Stifel Financial Corp.

Ticker

Security ID:

Meeting Date

Meeting Status

CUSIP 860630102

06/11/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Bruce A. Beda

Mgmt

For

1.2

Elect Frederick O. Hanser

Mgmt

For

1.3

Elect Ronald J. Kruszewski

Mgmt

For

1.4

Elect Thomas P. Mulroy

Mgmt

For

1.5

Elect Thomas W. Weisel

Mgmt

For

1.6

Elect Kelvin R. Westbrook

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

T. Rowe Price Group, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TROW

CUSIP 74144T108

04/24/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Mark S. Bartlett

Mgmt

For

Elect Edward C. Bernard

Mgmt

For

Elect Mary K. Bush

Mgmt

For

Elect Donald B. Hebb, Jr.

Mgmt

For

Elect Freeman A. Hrabowski, III

Mgmt

For

Elect James A.C. Kennedy

Mgmt

For

Elect Robert F. MacLellan

Mgmt

For

Elect Brian C. Rogers

Mgmt

For

Elect Olympia J. Snowe

Mgmt

For

Elect Alfred Sommer

Mgmt

For

Elect Dwight S. Taylor

Mgmt

For

Elect Anne Marie Whittemore

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Toll Brothers, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TOL

CUSIP 889478103

03/12/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Robert I. Toll

Mgmt

For

1.2

Elect Bruce E. Toll

Mgmt

For

1.3

Elect Douglas C. Yearley, Jr.

Mgmt

For

1.4

Elect Robert S. Blank

Mgmt

For

1.5

Elect Edward G. Boehne

Mgmt

For

1.6

Elect Richard J. Braemer

Mgmt

For

1.7

Elect Christine N. Garvey

Mgmt

For

1.8

Elect Carl B. Marbach

Mgmt

For

1.9

Elect Stephen Novick

Mgmt

For

1.10

Elect Paul E. Shapiro

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2014 Stock Incentive Plan

Mgmt

For

Tractor Supply Company

Ticker

Security ID:

Meeting Date

Meeting Status

TSCO

CUSIP 892356106

05/01/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Cynthia T. Jamison

Mgmt

For

1.2

Elect Johnston C. Adams

Mgmt

For

1.3

Elect Peter D. Bewley

Mgmt

For

1.4

Elect Jack C. Bingleman

Mgmt

For

1.5

Elect Richard W. Frost

Mgmt

For

1.6

Elect George MacKenzie

Mgmt

For

1.7

Elect Edna K. Morris

Mgmt

For

1.8

Elect Gregory A. Sandfort

Mgmt

For

1.9

Elect Mark J. Weikel

Mgmt

For

Increase of Authorized Common Stock

Mgmt

For

Amendment to the 2009 Stock Incentive Plan for Purposes of 162(m) of the IRC

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Trimble Navigation Limited

Ticker

Security ID:

Meeting Date

Meeting Status

TRMB

CUSIP 896239100

05/08/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Steven W. Berglund

Mgmt

For

1.2

Elect John B. Goodrich

Mgmt

For

1.3

Elect Merit E. Janow

Mgmt

For

1.4

Elect Ulf J. Johansson

Mgmt

For

1.5

Elect Ronald S Nersesian

Mgmt

For

1.6

Elect Mark S. Peek

Mgmt

For

1.7

Elect Nickolas W. Vande Steeg

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Ulta Salon, Cosmetics &
Fragrance, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ULTA

CUSIP 90384S303

06/05/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Mary N. Dillon

Mgmt

For

1.2

Elect Dennis K. Eck

Mgmt

For

1.3

Elect Charles J. Philippin

Mgmt

For

1.4

Elect Vanessa A. Wittman

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Waters Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

WAT

CUSIP 941848103

05/15/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Joshua Bekenstein

Mgmt

For

1.2

Elect Michael J. Berendt

Mgmt

For

1.3

Elect Douglas A. Berthiaume

Mgmt

For

1.4

Elect Edward Conard

Mgmt

For

1.5

Elect Laurie H. Glimcher

Mgmt

For

1.6

Elect Christopher A. Kuebler

Mgmt

For

1.7

Elect William J. Miller

Mgmt

For

1.8

Elect JoAnn A. Reed

Mgmt

For

1.9

Elect Thomas P. Salice

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Management Incentive Plan

Mgmt

For

BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND

Abaxis, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ABAX

CUSIP 002567105

10/23/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Clinton H. Severson

Mgmt

For

1.2

Elect Vernon E. Altman

Mgmt

For

Withhold

Against

1.3

Elect Richard J. Bastiani

Mgmt

For

1.4

Elect Michael D. Casey

Mgmt

For

1.5

Elect Henk J. Evenhuis

Mgmt

For

1.6

Elect Prithipal Singh

Mgmt

For

Withhold

Against

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

ACI Worldwide, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ACIW

CUSIP 004498101

06/18/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect John D. Curtis

Mgmt

For

1.2

Elect Philip G. Heasley

Mgmt

For

1.3

Elect James C. McGroddy

Mgmt

For

1.4

Elect David A. Poe

Mgmt

For

1.5

Elect Harlan F. Seymour

Mgmt

For

1.6

Elect John M. Shay, Jr.

Mgmt

For

1.7

Elect John E. Stokely

Mgmt

For

1.8

Elect Jan H. Suwinski

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Increase of Authorized Common Stock

Mgmt

For

American Software, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

AMSWA

CUSIP 029683109

08/19/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect W. Dennis Hogue

Mgmt

For

1.2

Elect John J. Jarvis

Mgmt

For

1.3

Elect James B. Miller, Jr.

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Amendment to the 2011 Equity Compensation Plan

Mgmt

For

Against

ANSYS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ANSS

CUSIP 03662Q105

05/20/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect James E. Cashman III

Mgmt

For

Elect Ajei S. Gopal

Mgmt

For

Elect William R. McDermott

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Balchem Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BCPC

CUSIP 057665200

06/19/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect David B. Fischer

Mgmt

For

1.2

Elect Perry W. Premdas

Mgmt

For

1.3

Elect John Y. Televantos

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Blackbaud, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

BLKB

CUSIP 09227Q100

06/23/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Timothy Chou

Mgmt

For

Elect Joyce M. Nelson

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Bruker Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BRKR

CUSIP 116794108

05/20/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Stephen W. Fesik

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Cantel Medical Corp.

Ticker

Security ID:

Meeting Date

Meeting Status

CMN

CUSIP 138098108

01/09/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Charles M. Diker

Mgmt

For

Elect Alan R. Batkin

Mgmt

For

Elect Ann E. Berman

Mgmt

For

Elect Joseph M. Cohen

Mgmt

For

Elect Mark N. Diker

Mgmt

For

Elect George L. Fotiades

Mgmt

For

Elect Alan J. Hirschfield

Mgmt

For

Elect Andrew A. Krakauer

Mgmt

For

Elect Peter J. Pronovost

Mgmt

For

Elect Bruce Slovin

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Carbo Ceramics Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CRR

CUSIP 140781105

05/20/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Sigmund L. Cornelius

Mgmt

For

1.2

Elect Chad C. Deaton

Mgmt

For

1.3

Elect James B. Jennings

Mgmt

For

1.4

Elect Gary A. Kolstad

Mgmt

For

1.5

Elect Henry E. Lentz

Mgmt

For

1.6

Elect Randy L. Limbacher

Mgmt

For

1.7

Elect William C. Morris

Mgmt

For

1.8

Elect Robert S. Rubin

Mgmt

For

2014 Omnibus Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Cognex Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

CGNX

CUSIP 192422103

04/29/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Robert J. Shillman

Mgmt

For

1.2

Elect Theodor Krantz

Mgmt

For

1.3

Elect J. Bruce Robinson

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Concur Technologies, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

CNQR

CUSIP 206708109

03/12/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Edward P. Gilligan

Mgmt

For

1.2

Elect Jeffrey T. McCabe

Mgmt

For

Withhold

Against

1.3

Elect Rajeev Singh

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Diodes Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

DIOD

CUSIP 254543101

05/27/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect C.H. Chen

Mgmt

For

Withhold

Against

1.2

Elect Michael R. Giordano

Mgmt

For

1.3

Elect L.P. Hsu

Mgmt

For

1.4

Elect Keh-Shew Lu

Mgmt

For

1.5

Elect Raymond Soong

Mgmt

For

Withhold

Against

1.6

Elect John M. Stich

Mgmt

For

1.7

Elect Michael TSAI Kuo-Chih

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Dolby Laboratories, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DLB

CUSIP 25659T107

02/04/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Kevin Yeaman

Mgmt

For

1.2

Elect Peter Gotcher

Mgmt

For

1.3

Elect Micheline Chau

Mgmt

For

1.4

Elect David Dolby

Mgmt

For

1.5

Elect Nicholas Donatiello, Jr.

Mgmt

For

1.6

Elect Bill Jasper

Mgmt

For

1.7

Elect Sanford R. Robertson

Mgmt

For

1.8

Elect Roger S. Siboni

Mgmt

For

1.9

Elect Avadis Tevanian, Jr.

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

DTS, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

DTSI

CUSIP 23335C101

05/15/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect David C. Habiger

Mgmt

For

1.2

Elect Jon E. Kirchner

Mgmt

For

Amendment to the 2012 Equity Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Dynamic Materials Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

BOOM

CUSIP 267888105

05/15/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect David C. Aldous

Mgmt

For

1.2

Elect Yvon Pierre Cariou

Mgmt

For

1.3

Elect Robert A. Cohen

Mgmt

For

1.4

Elect James J. Ferris

Mgmt

For

1.5

Elect Richard P. Graff

Mgmt

For

1.6

Elect Bernard Hueber

Mgmt

For

1.7

Elect Kevin T. Longe

Mgmt

For

1.8

Elect Gerard E. Munera

Mgmt

For

1.9

Elect Rolf Rospek

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

EnerNOC Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

ENOC

CUSIP 292764107

05/29/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect James Baum

Mgmt

For

1.2

Elect Arthur W. Coviello

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2014 Long-Term Incentive Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

FEI Company

Ticker

Security ID:

Meeting Date

Meeting Status

FEIC

CUSIP 30241L109

05/08/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Homa Bahrami

Mgmt

For

1.2

Elect Arie Hujiser

Mgmt

For

1.3

Elect Don R. Kania

Mgmt

For

1.4

Elect Thomas F. Kelly

Mgmt

For

1.5

Elect Jan C. Lobbezoo

Mgmt

For

1.6

Elect Jami K. Nachtsheim

Mgmt

For

1.7

Elect Gerhard H. Parker

Mgmt

For

1.8

Elect James T. Richardson

Mgmt

For

1.9

Elect Richard H. Wills

Mgmt

For

Amendment to 1995 Stock Incentive Plan

Mgmt

For

Amendment to the Employee Share Purchase Plan

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Flir Systems, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

FLIR

CUSIP 302445101

04/25/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect William W. Crouch

Mgmt

For

Elect Catherine A. Halligan

Mgmt

For

Elect Angus L. Macdonald

Mgmt

For

Elect Cathy A. Stauffer

Mgmt

For

Elect Andrew C. Teich

Mgmt

For

Ratification of Auditor

Mgmt

For

Amendment to the 2011 Stock Incentive Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Geospace Technologies
Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

GEOS

CUSIP 37364X109

02/06/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Thomas L. Davis

Mgmt

For

1.2

Elect Richard F. Miles

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2014 Long-Term Incentive Plan

Mgmt

For

Approval of Material Terms of Performance Goals Under the 2014 Long-Term Incentive Plan

Mgmt

For

Geospace Technologies
Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

GEOS

CUSIP 37364X109

08/20/2013

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Amendment to the 1997 Key Employee Stock Option Plan

Mgmt

For

Approval of Options Granted After Expiration of Equity Plan

Mgmt

For

Hittite Microwave Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

HITT

CUSIP 43365Y104

05/14/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Gregory R. Beecher

Mgmt

For

1.2

Elect Ernest L. Godshalk

Mgmt

For

1.3

Elect Rick D. Hess

Mgmt

For

1.4

Elect Adrienne M. Markham

Mgmt

For

1.5

Elect Brian P. McAloon

Mgmt

For

1.6

Elect Steve Sanghi

Mgmt

For

1.7

Elect Franklin Weigold

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Incyte Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

INCY

CUSIP 45337C102

05/28/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Richard De Schutter

Mgmt

For

1.2

Elect Barry Ariko

Mgmt

For

1.3

Elect Julian C. Baker

Mgmt

For

1.4

Elect Paul A. Brooke

Mgmt

For

1.5

Elect Wendy L. Dixon

Mgmt

For

Withhold

Against

1.6

Elect Paul A. Friedman

Mgmt

For

1.7

Elect Herve Hoppenot

Mgmt

For

Amendment to the 2010 Stock Incentive Plan

Mgmt

For

Against

Advisory Vote on Executive Compensation

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Manhattan Associates, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MANH

CUSIP 562750109

05/15/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Brian J. Cassidy

Mgmt

For

1.2

Elect Eddie Capel

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Increase of Authorized Common Stock

Mgmt

For

Measurement Specialties, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MEAS

CUSIP 583421102

09/19/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect John D. Arnold

Mgmt

For

1.2

Elect Frank D. Guidone

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Approval of 2013 Equity Incentive Plan

Mgmt

For

Approval of Performance Incentive Plan

Mgmt

For

MedAssets, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MDAS

CUSIP 584045108

06/12/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Rand A. Ballard

Mgmt

For

1.2

Elect Vernon R. Loucks, Jr.

Mgmt

For

1.3

Elect R. Halsey Wise

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Medidata Solutions Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

MDSO

CUSIP 58471A105

05/28/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Tarek A. Sherif

Mgmt

For

1.2

Elect Glen M. de Vries

Mgmt

For

1.3

Elect Carlos Dominguez

Mgmt

For

1.4

Elect Neil M. Kurtz

Mgmt

For

1.5

Elect George W. McCulloch

Mgmt

For

1.6

Elect Lee A. Shapiro

Mgmt

For

1.7

Elect Robert B. Taylor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

2014 Employee Stock Purchase Plan

Mgmt

For

Increase of Authorized Common Stock

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Meridian Bioscience, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

VIVO

CUSIP 589584101

01/22/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect James M. Anderson

Mgmt

For

1.2

Elect John A. Kraeutler

Mgmt

For

1.3

Elect William J. Motto

Mgmt

For

1.4

Elect David C. Phillips

Mgmt

For

1.5

Elect Robert J. Ready

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Neogen Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

NEOG

CUSIP 640491106

10/03/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect William T. Boehm

Mgmt

For

1.2

Elect Jack C. Parnell

Mgmt

For

1.3

Elect Clayton K. Yeutter

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

NetScout Systems, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NTCT

CUSIP 64115T104

08/26/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Anil K. Singhal

Mgmt

For

1.2

Elect John R. Egan

Mgmt

For

1.3

Elect Robert E. Donahue

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

NIC Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

EGOV

CUSIP 62914B100

05/06/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Harry H. Herington

Mgmt

For

1.2

Elect Art N. Burtscher

Mgmt

For

1.3

Elect Daniel J. Evans

Mgmt

For

1.4

Elect Karen S. Evans

Mgmt

For

1.5

Elect Ross C. Hartley

Mgmt

For

1.6

Elect C. Brad Henry

Mgmt

For

1.7

Elect Alexander C. Kemper

Mgmt

For

1.8

Elect William M. Lyons

Mgmt

For

1.9

Elect Pete Wilson

Mgmt

For

Amendment to the 2014 Stock Compensation Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Nuance Communications, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

NUAN

CUSIP 67020Y100

02/03/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Paul A. Ricci

Mgmt

For

Elect Robert J. Frankenberg

Mgmt

For

Elect Patrick T. Hackett

Mgmt

For

Elect Brett Icahn

Mgmt

For

Elect William H. Janeway

Mgmt

For

Elect Mark R. Laret

Mgmt

For

Elect Katharine A. Martin

Mgmt

For

Elect Mark B. Myers

Mgmt

For

Elect Philip J. Quigley

Mgmt

For

Elect David Schechter

Mgmt

For

Amendment to the Equity Compensation Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

PROS Holdings, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

PRO

CUSIP 74346Y103

05/22/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Greg B. Petersen

Mgmt

For

1.2

Elect Timothy V. Williams

Mgmt

For

1.3

Elect Mariette M. Woestemeyer

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Quality Systems, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

QSII

CUSIP 747582104

08/15/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Steven T. Plochocki

Mgmt

For

1.2

Elect Craig Barbarosh

Mgmt

For

1.3

Elect George Bristol

Mgmt

For

1.4

Elect James C. Malone

Mgmt

For

1.5

Elect Peter M. Neupert

Mgmt

For

1.6

Elect Morris Panner

Mgmt

For

1.7

Elect Russell Pflueger

Mgmt

For

1.8

Elect Sheldon Razin

Mgmt

For

1.9

Elect Lance Rosenzweig

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Quidel Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

QDEL

CUSIP 74838J101

05/06/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Thomas D. Brown

Mgmt

For

1.2

Elect Douglas C. Bryant

Mgmt

For

1.3

Elect Kenneth F. Buechler

Mgmt

For

1.4

Elect Rod F. Dammeyer

Mgmt

For

1.5

Elect Mary Lake Polan

Mgmt

For

1.6

Elect Mark A. Pulido

Mgmt

For

1.7

Elect Jack W. Schuler

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendment to the 2010 Equity Incentive Plan

Mgmt

For

Rovi Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

ROVI

CUSIP 779376102

04/29/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Thomas Carson

Mgmt

For

Elect Alan L. Earhart

Mgmt

For

Elect Andrew K. Ludwick

Mgmt

For

Against

Elect James E. Meyer

Mgmt

For

Against

Elect James P. O’Shaughnessy

Mgmt

For

Against

Elect Ruthann Quindlen

Mgmt

For

Amendment to the 2008 Equity Incentive Plan

Mgmt

For

Against

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Sun Hydraulics Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

SNHY

CUSIP 866942105

06/02/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Christine L. Koski

Mgmt

For

1.2

Elect David N. Wormley

Mgmt

For

1.3

Elect Alexander Schuetz

Mgmt

For

Increase of Authorized Common Stock

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Techne Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

TECH

CUSIP 878377100

10/31/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Charles R. Kummeth

Mgmt

For

Elect Robert V. Baumgartner

Mgmt

For

Elect Roger C. Lucas

Mgmt

For

Elect Howard V. O’Connell

Mgmt

For

Elect Randolph C. Steer

Mgmt

For

Elect Charles A. Dinarello

Mgmt

For

Elect Karen A. Holbrook

Mgmt

For

Elect John L. Higgins

Mgmt

For

Elect Roland Nusse

Mgmt

For

Change in Board Size

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Tyler Technologies, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

TYL

CUSIP 902252105

05/14/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Donald R. Brattain

Mgmt

For

1.2

Elect Glen A. Carter

Mgmt

For

1.3

Elect Brenda A. Cline

Mgmt

For

1.4

Elect J. Luther King, Jr.

Mgmt

For

1.5

Elect John S. Marr, Jr.

Mgmt

For

1.6

Elect Dustin R. Womble

Mgmt

For

Withhold

Against

1.7

Elect John M. Yeaman

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Vocera Communications, Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

VCRA

CUSIP 92857F107

05/29/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Brian D. Ascher

Mgmt

For

1.2

Elect John B. Grotting

Mgmt

For

1.3

Elect Howard E. Janzen

Mgmt

For

Ratification of Auditor

Mgmt

For

BROWN CAPITAL MANAGEMENT INTERNATIONAL EQUITY FUND

Azimut Holding S.p.A.

Ticker

Security ID:

Meeting Date

Meeting Status

AZM

CINS T0783G106

04/24/2014

Voted

Meeting Type

Country of Trade

Ordinary

Italy

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports; Allocation of Profits/Dividends

Mgmt

For

Elect Paolo Martini

Mgmt

For

Against

Incentive Plan

Mgmt

For

Against

Authority to Repurchase and Reissue Shares

Mgmt

For

Remuneration Report

Mgmt

For

Against

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

BAE Systems plc

Ticker

Security ID:

Meeting Date

Meeting Status

CINS G06940103

05/07/2014

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Paul M. Anderson

Mgmt

For

Elect Harriet Green

Mgmt

For

Elect Ian G. King

Mgmt

For

Elect Peter Lynas

Mgmt

For

Elect Paula Rosput Reynolds

Mgmt

For

Elect Nicholas Rose

Mgmt

For

Elect Carl G. Symon

Mgmt

For

Elect Roger Carr

Mgmt

For

Elect Gerard J. DeMuro

Mgmt

For

Elect Chris Grigg

Mgmt

For

Elect Ian Tyler

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authorisation of Political Donations

Mgmt

For

Long-Term Incentive Plan

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Bayerische Motoren Werke AG

(BMW)

Ticker

Security ID:

Meeting Date

Meeting Status

BMW

CINS D12096109

05/15/2014

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Elect Franz Markus Haniel

Mgmt

For

Elect Susanne Klatten

Mgmt

For

Elect Robert W. Lane

Mgmt

For

Elect Wolfgang Mayrhuber

Mgmt

For

Elect Stefan Quandt

Mgmt

For

Authority to Repurchase Shares for Employee Share Scheme

Mgmt

For

Increase in Authorized Capital for Employee Share Scheme

Mgmt

For

Compensation Policy

Mgmt

For

BIC (Societe Bic)

Ticker

Security ID:

Meeting Date

Meeting Status

CINS F10080103

05/14/2014

Voted

Meeting Type

Country of Trade

Mix

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Elect Francois Bich

Mgmt

For

Elect Marie-Pauline Chandon- Moet

Mgmt

For

Elect Frederic Rostand

Mgmt

For

Remuneration of Bruno Bich, Chairman of the Board of Directors

Mgmt

For

Remuneration of Mario Guevara, Director and CEO

Mgmt

For

Remuneration of Francois Bich, Executive Vice-President

Mgmt

For

Remuneration of Marie-Aimee

Mgmt

For

Bich-Dufour, Executive Vice- President

Authority to Cancel Shares and Reduce Capital

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Greenshoe

Mgmt

For

Authority to Increase Capital Through Capitalizations

Mgmt

For

Employee Stock Purchase Plan

Mgmt

For

Disapplication of Preemptive Rights Pursuant to Employee Stock Purchase Plan

Mgmt

For

Amendment Regarding Share Ownership Disclosure Requirements

Mgmt

For

Against

Authorization of Legal Formalities

Mgmt

For

Canadian Natural Resources

Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

CNQ

CUSIP 136385101

05/08/2014

Voted

Meeting Type

Country of Trade

Annual

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst Mgmt

1.1

Elect Catherine M. Best

Mgmt

For

1.2

Elect N. Murray Edwards

Mgmt

For

1.3

Elect Timothy W. Faithfull

Mgmt

For

1.4

Elect Gary A. Filmon

Mgmt

For

1.5

Elect Christopher L. Fong

Mgmt

For

1.6

Elect Gordon D. Giffin

Mgmt

For

1.7

Elect Wilfred A. Gobert

Mgmt

For

1.8

Elect Steve W. Laut

Mgmt

For

1.9

Elect Keith A. MacPhail

Mgmt

For

1.10

Elect Frank J. McKenna

Mgmt

For

1.11

Elect Eldon R. Smith

Mgmt

For

1.12

Elect David A. Tuer

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Advisory Vote on Executive

Mgmt

For

Compensation

Carl Zeiss Meditec AG

Ticker

Security ID:

Meeting Date

Meeting Status

AFX

CINS D14895102

03/04/2014

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Supervisory Board Members’ Fees

Mgmt

For

Carnival plc

Ticker

Security ID:

Meeting Date

Meeting Status

CCL

CUSIP 143658300

04/17/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Micky Arison

Mgmt

For

Elect Sir Jonathon Band

Mgmt

For

Elect Arnold W. Donald

Mgmt

For

Elect Richard J. Glasier

Mgmt

For

Elect Debra J. Kelly-Ennis

Mgmt

For

Elect Sir John Parker

Mgmt

For

Elect Stuart Subotnick

Mgmt

For

Elect Laura A. Weil

Mgmt

For

Elect Randall J. Weisenburger

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Accounts and Reports

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Against

Remuneration Report (Advisory)

Mgmt

For

Against

Remuneration Policy (Binding)

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

2014 Employee Share Plan

Mgmt

For

Chaoda Modern Agriculture

Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

0682

CINS G2046Q107

12/30/2013

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Elect LI Yan

Mgmt

For

Elect HUANG Xie Ying

Mgmt

For

Elect IP Chi Ming

Mgmt

For

Elect LUAN Yue Wen

Mgmt

For

Against

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Abstain

Against

Authority to Repurchase Shares

Mgmt

For

DCC Plc

Ticker

Security ID:

Meeting Date

Meeting Status

DCC

CINS G2689P101

07/19/2013

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Directors’ Remuneration Report

Mgmt

For

Elect Tommy Breen

Mgmt

For

Elect Roisin Brennan

Mgmt

For

Elect Michael D. Buckley

Mgmt

For

Elect David Byrne

Mgmt

For

Elect Jane Lodge

Mgmt

For

Elect Kevin C. Melia

Mgmt

For

Elect John Moloney

Mgmt

For

Elect Donal Murphy

Mgmt

For

Elect Fergal O’Dwyer

Mgmt

For

Elect Leslie Van de Walle

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Reissue Treasury Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Adoption of New Articles

Mgmt

For

Non-Voting Meeting Note

N/A

Diageo plc

Ticker

Security ID:

Meeting Date

Meeting Status

DGE

CINS G42089113

09/19/2013

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Directors’ Remuneration Report

Mgmt

For

Against

Allocation of Profits/Dividends

Mgmt

For

Elect Peggy Bruzelius

Mgmt

For

Elect Laurence M. Danon

Mgmt

For

Elect Lord Mervyn Davies

Mgmt

For

Elect HO Kwon Ping

Mgmt

For

Elect Betsey D. Holden

Mgmt

For

Elect Franz B. Humer

Mgmt

For

Elect Deirdre Mahlan

Mgmt

For

Elect Ivan Menezes

Mgmt

For

Elect Philip Scott

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authorisation of Political Donations

Mgmt

For

Non-Voting Agenda Item

N/A

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Dominion Diamond Corp.

Ticker

Security ID:

Meeting Date

Meeting Status

DDC

CUSIP 257287102

07/19/2013

Voted

Meeting Type

Country of Trade

Special

Canada

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect Graham G. Clow

Mgmt

For

1.2

Elect Robert A. Gannicott

Mgmt

For

1.3

Elect Noel Harwerth

Mgmt

For

1.4

Elect Daniel O. Jarvis

Mgmt

For

1.5

Elect Chuck Strahl

Mgmt

For

1.6

Elect Tom Kenny

Mgmt

For

1.7

Elect Manuel Lino S. De Sousa- Oliveira

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Amendment to the Restricted Share Unit Plan

Mgmt

For

Esprit Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

0330

CINS G3122U145

12/03/2013

Voted

Meeting Type

Country of Trade

Annual

Bermuda

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Elect Raymond OR Ching-Fai

Mgmt

For

Against

Elect Paul CHENG Ming Fun

Mgmt

For

Elect Eva CHENG Li Kam Fun

Mgmt

For

Elect Alexander R. Hamilton

Mgmt

For

Elect Carmelo LEE Ka Sze

Mgmt

For

Against

Elect Norbert Adolf Platt

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Flamel Technologies SA

Ticker

Security ID:

Meeting Date

Meeting Status

FLML

CUSIP 338488109

02/11/2014

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Authority to Issue Shares (ADS) with Preemptive Rights

Mgmt

For

Authority to Issue Shares (ADS) without Preemptive Rights

Mgmt

For

Eliminate Preemptive Rights Pursuant to Item 2.00

Mgmt

For

Global Ceiling on Capital Increases

Mgmt

For

Authority to Issue Shares (ADS) Through Private Placement

Mgmt

For

Eliminate Preemptive Rights Pursuant to Item 5.00

Mgmt

For

Employee Stock Purchase Plan

Mgmt

Against

For

Eliminate Preemptive Rights Pursuant to Item 7.00

Mgmt

Against

For

Authorization of Legal Formalities

Mgmt

For

Flamel Technologies SA

Ticker

Security ID:

Meeting Date

Meeting Status

FLML

CUSIP 338488109

06/24/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports; Ratification of Board Acts; Approval of Non-Tax Deductible Expenses

Mgmt

For

Allocation of Losses

Mgmt

For

Elect Michael Anderson

Mgmt

For

Elect Guillaume Cerutti

Mgmt

For

Elect Francis Fildes

Mgmt

For

Elect Craig Stapleton

Mgmt

For

Elect Christophe Navarre

Mgmt

For

Elect Ben Van Assche

Mgmt

For

Appointment of Auditor and Alternate Auditor

Mgmt

For

Directors’ Fees

Mgmt

For

Related Party Transactions

Mgmt

For

Authority to Grant Free Shares

Mgmt

For

Authority to Grant Stock Options

Mgmt

For

Authority to Issue Warrants Reserved for Non-Executive Directors and Scientific Advisory Board Members

Mgmt

For

Eliminate Preemptive Rights Pursuant to Item 14.00

Mgmt

For

Employee Stock Purchase Plan

Mgmt

For

Cancellation of Preemptive Rights in accordance with implementation of Employee Stock Purchase Plan

Mgmt

For

Amendments to Articles

Mgmt

For

Authorization of Legal Formalities

Mgmt

For

Fomento Economico Mexicano
SAB de CV

Ticker

Security ID:

Meeting Date

Meeting Status

FEMSA

CUSIP 344419106

03/14/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Report on Tax Compliance

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Election of Directors; Fees

Mgmt

For

Election of Board Committee Members; Fees

Mgmt

For

Election of Meeting Delegates

Mgmt

For

Minutes

Mgmt

For

Fomento Economico Mexicano
SAB de CV

Ticker

Security ID:

Meeting Date

Meeting Status

FEMSA

CUSIP 344419106

03/14/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Report on Tax Compliance

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Election of Directors; Fees

Mgmt

For

Election of Board Committee Members; Fees

Mgmt

For

Election of Meeting Delegates

Mgmt

For

Minutes

Mgmt

For

Fomento Economico Mexicano
SAB de CV

Ticker

Security ID:

Meeting Date

Meeting Status

FEMSA

CUSIP 344419106

12/06/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Special Dividend

Mgmt

For

Election of Meeting Delegates

Mgmt

For

Givaudan S.A.

Ticker

Security ID:

Meeting Date

Meeting Status

GIVN

CINS H3238Q102

03/20/2014

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Compensation Report

Mgmt

For

TNA

N/A

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Ratification of Board Acts

Mgmt

For

TNA

N/A

Amendments to Articles Regarding Removal of Rights Restrictions

Mgmt

For

TNA

N/A

Amendments to Articles

Mgmt

For

TNA

N/A

Amendments to Articles Relating to VeguV

Mgmt

For

TNA

N/A

Elect Jurg Witmer

Mgmt

For

TNA

N/A

Elect Andre Hoffmann

Mgmt

For

TNA

N/A

Elect Lilian Biner

Mgmt

For

TNA

N/A

Elect Peter Kappeler

Mgmt

For

TNA

N/A

Elect Thomas Rufer

Mgmt

For

TNA

N/A

Elect Nabil Sakkab

Mgmt

For

TNA

N/A

Elect Werner Bauer

Mgmt

For

TNA

N/A

Elect Calvin Grieder

Mgmt

For

TNA

N/A

Elect Jurg Witmer as Chairman

Mgmt

For

TNA

N/A

Elect Andre Hoffmann as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Peter Kappeler as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Werner Bauer as Compensation Committee Member

Mgmt

For

TNA

N/A

Appointment of Independent Proxy

Mgmt

For

TNA

N/A

Appointment of Auditor

Mgmt

For

TNA

N/A

Board Compensation

Mgmt

For

TNA

N/A

Bonus (Executive Committee)

Mgmt

For

TNA

N/A

Executive Compensation

Mgmt

For

TNA

N/A

In the case of ad- hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors

ShrHoldr

N/A

TNA

N/A

Non-Voting Meeting Note

N/A

TNA

N/A

Goodpack Ltd

Ticker

Security ID:

Meeting Date

Meeting Status

G05

CINS Y2808U106

10/30/2013

Voted

Meeting Type

Country of Trade

Annual

Singapore

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Declaration of Special Dividend

Mgmt

For

Elect John WONG Weng Foo

Mgmt

For

Elect Leslie MAH Kim Loong

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

Goodpack Ltd

Ticker

Security ID:

Meeting Date

Meeting Status

G05

CINS Y2808U106

10/30/2013

Voted

Meeting Type

Country of Trade

Special

Singapore

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Authority to Repurchase Shares

Mgmt

For

Grifols SA

Ticker

Security ID:

Meeting Date

Meeting Status

GRF

CINS E5706X124

05/29/2014

Voted

Meeting Type

Country of Trade

Ordinary

Spain

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports (Individual); Allocation of Profits/Dividends

Mgmt

For

Accounts and Reports (Consolidated)

Mgmt

For

Ratification of Board Acts

Mgmt

For

Appointment of Auditor (Individual)

Mgmt

For

Appointment of Auditor (Consolidated)

Mgmt

For

Election of Directors; Board Size

Mgmt

For

Directors’ Fees

Mgmt

For

Remuneration Report

Mgmt

For

Stock Split and Reduction in Par Value

Mgmt

For

Renewal of Authority to List Securities

Mgmt

For

Authorization of Legal Formalities

Mgmt

For

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Grifols SA

Ticker

Security ID:

Meeting Date

Meeting Status

GRF

CINS E5706X124

12/16/2013

Voted

Meeting Type

Country of Trade

Special

Spain

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Stock Split and Reduction in Par Value

Mgmt

For

Non-Voting Agenda Item

N/A

Authority to List Securities

Mgmt

For

Authority to Carry Out Formalities

Mgmt

For

Icon Plc

Ticker

Security ID:

Meeting Date

Meeting Status

ICLR

CUSIP G4705A100

07/22/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Thomas Lynch

Mgmt

For

Elect Declan McKeon

Mgmt

For

Elect William Hall

Mgmt

For

Accounts and Reports

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Invesco Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

IVZ

CUSIP G491BT108

05/15/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Repeal of Classified Board

Mgmt

For

Elect Denis Kessler

Mgmt

For

Elect G. Richard Wagoner Jr.

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Ratification of Auditor

Mgmt

For

Japan Tobacco Incorporated

Ticker

Security ID:

Meeting Date

Meeting Status

2914

CINS J27869106

06/24/2014

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Amendments to Articles

Mgmt

For

Elect Yasutake Tango

Mgmt

For

Elect Mitsuomi Koizumi

Mgmt

For

Elect Yasushi Shingai

Mgmt

For

Elect Noriaki Ohkubo

Mgmt

For

Elect Akira Saeki

Mgmt

For

Elect Hideki Miyazaki

Mgmt

For

Elect Motoyuki Oka

Mgmt

For

Elect Main Kohda @ Tokuko Sawa

Mgmt

For

Elect Michio Masaki as Alternate Statutory Auditor

Mgmt

For

Shareholder Proposal Regarding Distribution of Dividends

ShrHoldr

Against

For

Shareholder Proposal Regarding Share Repurchases

ShrHoldr

Against

For

Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares

ShrHoldr

Against

For

Shareholder Proposal Regarding Cancellation of Treasury Shares

ShrHoldr

Against

For

Shareholder Proposal Regarding Shareholder Authority to Set Stock Options

ShrHoldr

Against

For

Kingdee International Software
Group Co. Ltd

Ticker

Security ID:

Meeting Date

Meeting Status

268

CINS G52568147

05/08/2014

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Elect YANG Jian

Mgmt

For

Elect Gary C. Biddle

Mgmt

For

Elect HO Ching Hua

Mgmt

For

Elect LIU Chia Yung

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Repurchased Shares

Mgmt

For

Against

Kingsoft Corporation Limited

Ticker

Security ID:

Meeting Date

Meeting Status

3888

CINS G5264Y108

01/02/2014

Voted

Meeting Type

Country of Trade

Special

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Adoption of Kingsoft Internet Software Holdings Limited

Mgmt

For

Against

Adoption of Kingsoft Japan Inc.

Mgmt

For

Against

Kingsoft Corporation Limited

Ticker

Security ID:

Meeting Date

Meeting Status

3888

CINS G5264Y108

05/28/2014

Voted

Meeting Type

Country of Trade

Annual

Cayman Islands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect ZHANG HongJiang

Mgmt

For

Elect ZOU Tao

Mgmt

For

Elect KAU Pak Kwan

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Against

Authority to Repurchase Shares

Mgmt

For

Authority to Issue Repurchased Shares

Mgmt

For

Against

Kone Oyj

Ticker

Security ID:

Meeting Date

Meeting Status

KNEBV

CINS X4551T105

02/24/2014

Voted

Meeting Type

Country of Trade

Annual

Finland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Ratification of Board and Management Acts

Mgmt

For

Directors’ Fees

Mgmt

For

Board Size

Mgmt

For

Election of Directors

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Number of Auditors

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Non-Voting Agenda Item

N/A

Kone Oyj

Ticker

Security ID:

Meeting Date

Meeting Status

KNEBV

CINS X4551T105

12/02/2013

Voted

Meeting Type

Country of Trade

Special

Finland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Special Dividend

Mgmt

For

Stock Split

Mgmt

For

Non-Voting Agenda Item

N/A

Man Group plc

Ticker

Security ID:

Meeting Date

Meeting Status

EMG

CINS G5790V172

05/09/2014

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Jon Aisbitt

Mgmt

For

Elect Phillip Colebatch

Mgmt

For

Elect Andrew D. Horton

Mgmt

For

Elect Matthew Lester

Mgmt

For

Elect Emmanuel Roman

Mgmt

For

Elect Dev Sanyal

Mgmt

For

Elect Nina Shapiro

Mgmt

For

Elect Jonathan Sorrell

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Deferred Executive Incentive Plan

Mgmt

For

Management Consulting Group
plc

Ticker

Security ID:

Meeting Date

Meeting Status

MMC

CINS G5775H107

04/23/2014

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Alan J. Barber

Mgmt

For

Elect Marco Capello

Mgmt

For

Elect Stephen A. Ferriss

Mgmt

For

Elect Chiheb Mahjoub

Mgmt

For

Elect Chris J. Povey

Mgmt

For

Elect Emilio Di Spiezio Sardo

Mgmt

For

Elect Andrew H. Simon

Mgmt

For

Elect Nicholas S. Stagg

Mgmt

For

Elect Julian D. Waldron

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Millicom International Cellular
SA

Ticker

Security ID:

Meeting Date

Meeting Status

MICSDB

CINS L6388F128

05/27/2014

Take No Action

Meeting Type

Country of Trade

Mix

Luxembourg

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Non-Voting Meeting Note

N/A

TNA

N/A

Non-Voting Meeting Note

N/A

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Ratification of Board and Management Acts

Mgmt

For

TNA

N/A

Board Size

Mgmt

For

TNA

N/A

Elect Mia Brunell Livfors

Mgmt

For

TNA

N/A

Elect Paul Donovan

Mgmt

For

TNA

N/A

Elect Alejandro Santo Domingo

Mgmt

For

TNA

N/A

Elect Lorenzo Grabau

Mgmt

For

TNA

N/A

Elect Ariel Eckstein

Mgmt

For

TNA

N/A

Elect Cristina Stenbeck

Mgmt

For

TNA

N/A

Elect Amelia C. Fawcett

Mgmt

For

TNA

N/A

Elect Dominique Lafont

Mgmt

For

TNA

N/A

Elect Tomas Eliasson

Mgmt

For

TNA

N/A

Elect Cristina Stenbeck as Chairman

Mgmt

For

TNA

N/A

Directors’ Fees

Mgmt

For

TNA

N/A

Appointment of Auditor

Mgmt

For

TNA

N/A

Authority to Set Auditor’s Fees

Mgmt

For

TNA

N/A

Nomination Committee

Mgmt

For

TNA

N/A

Share Repurchase Plan

Mgmt

For

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

Remuneration Guidelines

Mgmt

For

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

Increase in Authorized Capital

Mgmt

For

TNA

N/A

Presentation of the Board on Limitation of Preferential Subscription Rights

Mgmt

For

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

Amendments to Articles Regarding the Date of Annual General Meeting

Mgmt

For

TNA

N/A

Millicom International Cellular
SA

Ticker

Security ID:

Meeting Date

Meeting Status

MICSDB

CINS L6388F128

05/27/2014

Voted

Meeting Type

Country of Trade

Annual

Luxembourg

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Election of Presiding Chairman

Mgmt

For

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Ratification of Board and Management Acts

Mgmt

For

Board Size

Mgmt

For

Elect Mia Brunell Livfors

Mgmt

For

Elect Paul Donovan

Mgmt

For

Elect Alejandro Santo Domingo

Mgmt

For

Elect Lorenzo Grabau

Mgmt

For

Elect Ariel Eckstein

Mgmt

For

Elect Cristina Stenbeck

Mgmt

For

Elect Amelia C. Fawcett

Mgmt

For

Elect Dominique Lafont

Mgmt

For

Elect Tomas Eliasson

Mgmt

For

Elect Cristina Stenbeck as Chairman

Mgmt

For

Directors’ Fees

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Nomination Committee

Mgmt

For

Share Repurchase Plan

Mgmt

For

Remuneration Guidelines

Mgmt

For

Millicom International Cellular
SA

Ticker

Security ID:

Meeting Date

Meeting Status

MICSDB

CINS L6388F128

05/27/2014

Voted

Meeting Type

Country of Trade

Special

Luxembourg

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Election of Presiding Chairman

Mgmt

For

Increase in Authorized Capital

Mgmt

For

Non-Voting Agenda Item

N/A

Amendments to Articles Regarding the Date of Annual General Meeting

Mgmt

For

Mitsubishi Estate Co Limited

Ticker

Security ID:

Meeting Date

Meeting Status

8802

CINS J43916113

06/27/2014

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Keiji Kimura

Mgmt

For

Elect Hirotaka Sugiyama

Mgmt

For

Elect Yutaka Yanagisawa

Mgmt

For

Elect Toshihiko Kazama

Mgmt

For

Elect Joh Katoh

Mgmt

For

Elect Naoto Aiba

Mgmt

For

Elect Masamichi Ono

Mgmt

For

Elect Tohru Ohkusa

Mgmt

For

Elect Junichi Tanisawa

Mgmt

For

Elect Isao Matsuhashi

Mgmt

For

Elect Fumikatsu Tokiwa

Mgmt

For

Elect Yasumasa Gomi

Mgmt

For

Elect Shu Tomioka

Mgmt

For

Elect Kenji Matsuo as a Statutory Auditor

Mgmt

For

Nabors Industries Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

NBR

CUSIP G6359F103

06/03/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

1.1

Elect James R. Crane

Mgmt

For

1.2

Elect John P. Kotts

Mgmt

For

1.3

Elect Michael C. Linn

Mgmt

For

1.4

Elect John V. Lombardi

Mgmt

For

1.5

Elect Anthony G. Petrello

Mgmt

For

1.6

Elect Howard Wolf

Mgmt

For

1.7

Elect John Yearwood

Mgmt

For

Ratification of Auditor

Mgmt

For

Amendment to Shareholder Rights Plan

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans

ShrHoldr

Against

For

Shareholder Proposal Regarding Retention of Shares

ShrHoldr

Against

For

Shareholder Proposal Regarding Sustainability Report

ShrHoldr

Against

For

Shareholder Proposal Regarding Majority Vote for Election of Directors

ShrHoldr

Against

For

Shareholder Proposal Regarding Proxy Access

ShrHoldr

Against

For

Shareholder Proposal Regarding Counting Broker Non-Votes

ShrHoldr

Against

For

Against

Nestle S.A.

Ticker

Security ID:

Meeting Date

Meeting Status

NESN

CINS H57312649

04/10/2014

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Compensation Report

Mgmt

For

TNA

N/A

Ratification of Board and Management Acts

Mgmt

For

TNA

N/A

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Amendments to Articles

Mgmt

For

TNA

N/A

Elect Peter Brabeck-Letmathe

Mgmt

For

TNA

N/A

Elect Paul Bulcke

Mgmt

For

TNA

N/A

Elect Andreas Koopmann

Mgmt

For

TNA

N/A

Elect Rolf Hanggi

Mgmt

For

TNA

N/A

Elect Beat Hess

Mgmt

For

TNA

N/A

Elect Daniel Borel

Mgmt

For

TNA

N/A

Elect Steven G. Hoch

Mgmt

For

TNA

N/A

Elect Naina Lal Kidwai

Mgmt

For

TNA

N/A

Elect Titia de Lange

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth

Mgmt

For

TNA

N/A

Elect Ann Veneman

Mgmt

For

TNA

N/A

Elect Henri de Castries

Mgmt

For

TNA

N/A

Elect Eva Cheng

Mgmt

For

TNA

N/A

Election of Chairman

Mgmt

For

TNA

N/A

Elect Beat Hess as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Daniel Borel as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Andreas Koopmann as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth as Compensation Committee Member

Mgmt

For

TNA

N/A

Appointment of Auditor

Mgmt

For

TNA

N/A

Appointment of Independent Proxy

Mgmt

For

TNA

N/A

Non-Voting Agenda Item

N/A

TNA

N/A

MANAGEMENT RECOMMENDS A FOR VOTE ON THIS PROPOSAL: Management recommends a FOR vote on this proposal: Vote in accordance with the proposal of the Board of Directors

Mgmt

For

TNA

N/A

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Vote against the proposal of the Board of Directors

Mgmt

For

TNA

N/A

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Abstain

Mgmt

For

TNA

N/A

Nobel Biocare Holding AG

Ticker

Security ID:

Meeting Date

Meeting Status

NOBE

CINS H5783Q130

03/26/2014

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

TNA

N/A

Accounts and Reports

Mgmt

For

TNA

N/A

Remuneration Report

Mgmt

For

TNA

N/A

Allocation of Profits

Mgmt

For

TNA

N/A

Dividend from Reserves

Mgmt

For

TNA

N/A

Ratification of Board and Management Acts

Mgmt

For

TNA

N/A

Elect Daniela Bosshardt- Hengartner

Mgmt

For

TNA

N/A

Elect Raymund Breu

Mgmt

For

TNA

N/A

Elect Edgar Fluri

Mgmt

For

TNA

N/A

Elect Franz Maier

Mgmt

For

TNA

N/A

Elect Michel Orsinger

Mgmt

For

TNA

N/A

Elect Juha Raisanen

Mgmt

For

TNA

N/A

Elect Oern R. Stuge

Mgmt

For

TNA

N/A

Elect Georg Watzek

Mgmt

For

TNA

N/A

Elect Rolf Watter as Chairman

Mgmt

For

TNA

N/A

Elect Daniela Bosshardt- Hengartner as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Raymund Breu as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Rolf Watter as Compensation Committee Member

Mgmt

For

TNA

N/A

Appointment of Independent Proxy

Mgmt

For

TNA

N/A

Appointment of Auditor

Mgmt

For

TNA

N/A

Amendments to Articles

Mgmt

For

TNA

N/A

Transaction of Other Business

Mgmt

For

TNA

N/A

Non-Voting Meeting Note

N/A

TNA

N/A

Novo Nordisk A/S

Ticker

Security ID:

Meeting Date

Meeting Status

NOVO-B

CINS K72807132

03/20/2014

Voted

Meeting Type

Country of Trade

Annual

Denmark

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports

Mgmt

For

Directors’ Fees for 2013

Mgmt

For

Directors’ Fees for 2014

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Goran A. Ando as Chairman

Mgmt

For

Elect Jeppe Christiansen as Vice Chairman

Mgmt

For

Elect Bruno Angelici

Mgmt

For

Elect Liz Hewitt

Mgmt

For

Elect Thomas P Koestler

Mgmt

For

Elect Finn Helge Lund

Mgmt

For

Elect Hannu Ryopponen

Mgmt

For

Appointment of Auditor

Mgmt

For

Cancellation of Shares

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Charitable Donations

Mgmt

For

Amendments to Articles Regarding Language of Annual Reports

Mgmt

For

Amendments to Articles Regarding Language of General Meetings

Mgmt

For

Amendments to Remuneration Principles

Mgmt

For

Shareholder Proposal Regarding Financial Information in Notice of Meeting

ShrHoldr

Against

For

Shareholder Proposal Regarding Presentation of Financial Information

ShrHoldr

Against

For

Shareholder Proposal Regarding Access to Financial Information

ShrHoldr

Against

For

Shareholder Proposal Regarding Refreshments at Annual General Meetings

ShrHoldr

Against

For

Paddy Power plc

Ticker

Security ID:

Meeting Date

Meeting Status

PWL

CINS G68673105

05/13/2014

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Elect Michael A. Cawley

Mgmt

For

Elect Nigel Northridge

Mgmt

For

Elect Patrick Kennedy

Mgmt

For

Elect Stewart Kenny

Mgmt

For

Elect Ulric Jerome

Mgmt

For

Elect Tom Grace

Mgmt

For

Elect Danuta Gray

Mgmt

For

Elect Cormac McCarthy

Mgmt

For

Elect Padraig O Riordain

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Non-Voting Agenda Item

N/A

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Non-Voting Agenda Item

N/A

Authority to Repurchase Shares

Mgmt

For

Non-Voting Agenda Item

N/A

Authority to Set Price Range for Re-Issuance of Treasury Shares

Mgmt

For

Non-Voting Meeting Note

N/A

Ping An Insurance (Group)

Company of China, Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

2318

CINS Y69790106

06/12/2014

Voted

Meeting Type

Country of Trade

Annual

China

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Directors’ Report

Mgmt

For

Supervisors’ Report

Mgmt

For

Annual Report

Mgmt

For

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Elect CAI Fangfang

Mgmt

For

Supervisors’ Fees

Mgmt

For

Authority to Issue H Shares w/o Preemptive Rights and Make Amendments to Articles

Mgmt

For

Against

Rakuten Inc.

Ticker

Security ID:

Meeting Date

Meeting Status

4755

CINS J64264104

03/28/2014

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Amendments to Articles

Mgmt

For

Elect Hiroshi Mikitani

Mgmt

For

Elect Atsushi Kunishige

Mgmt

For

Elect Yoshihisa Yamada

Mgmt

For

Elect Masatada Kobayashi

Mgmt

For

Elect Tohru Shimada

Mgmt

For

Elect Akio Sugihara

Mgmt

For

Elect Kazunori Takeda

Mgmt

For

Elect Kentaroh Hyakuno

Mgmt

For

Elect Hiroaki Yasutake

Mgmt

For

Elect Charles B. Baxter

Mgmt

For

Elect Kohichi Kusano

Mgmt

For

Elect Ken Kutaragi

Mgmt

For

Elect Joshua G. James

Mgmt

For

Elect Hiroshi Fukino

Mgmt

For

Elect Jun Murai

Mgmt

For

Elect Masayuki Hosaka

Mgmt

For

Elect Hiroshi Takahashi as Alternate Statutory Auditor

Mgmt

For

Against

Equity Compensation Plan

Mgmt

For

Against

Reed Elsevier Plc

Ticker

Security ID:

Meeting Date

Meeting Status

REL

CINS G74570121

04/24/2014

Voted

Meeting Type

Country of Trade

Annual

United Kingdom

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Elect Nick Luff

Mgmt

For

Elect Erik Engstrom

Mgmt

For

Elect Anthony Habgood

Mgmt

For

Elect Wolfhart Hauser

Mgmt

For

Elect Adrian Hennah

Mgmt

For

Elect Lisa Hook

Mgmt

For

Elect Duncan J. Palmer

Mgmt

For

Elect Robert Polet

Mgmt

For

Elect Linda S. Sanford

Mgmt

For

Elect Ben van der Veer

Mgmt

For

Authority to Issue Shares w/

Mgmt

For

Preemptive Rights

Authority to Issue Shares w/o

Mgmt

For

Preemptive Rights

Authority to Repurchase Shares

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Sanofi

Ticker

Security ID:

Meeting Date

Meeting Status

SAN

CINS F5548N101

05/05/2014

Voted

Meeting Type

Country of Trade

Ordinary

France

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Accounts and Reports; Approval of Non-Tax Deductible Expenses

Mgmt

For

Consolidated Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Related Party Transactions

Mgmt

For

Elect Christopher Viehbacher

Mgmt

For

Elect Robert Castaigne

Mgmt

For

Elect Christian Mulliez

Mgmt

For

Elect Patrick Kron

Mgmt

For

Remuneration of Serge Weinberg, Chairman

Mgmt

For

Remuneration of Christopher Viehbacher, CEO

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authorization of Legal Formalities

Mgmt

For

Sap AG

Ticker

Security ID:

Meeting Date

Meeting Status

SAP

CINS D66992104

05/21/2014

Voted

Meeting Type

Country of Trade

Annual

Germany

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Appointment of Auditor

Mgmt

For

Amendments to Agreement with SAP Erste Beteiligungs- und Vermogensverwaltungs GmbH

Mgmt

For

Amendments to Agreement with SAP Zweite Beteiligungs- und Vermogensverwaltungs GmbH

Mgmt

For

Control Agreement with SAP Ventures Investment GmbH

Mgmt

For

Change of Legal Form to a European Company

Mgmt

For

Elect Hasso Plattner

Mgmt

For

Against

Elect Pekka Ala-Pietila

Mgmt

For

Elect Anja Feldmann

Mgmt

For

Elect Wilhelm Haarmann

Mgmt

For

Against

Elect Bernard Liautaud

Mgmt

For

Elect Hartmut Mehdorn

Mgmt

For

Elect Erhard Schipporeit

Mgmt

For

Elect Jim Hagermann Snabe

Mgmt

For

Against

Elect Klaus Wucherer

Mgmt

For

Against

Sapporo Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

2501

CINS J69413128

03/28/2014

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Tsutomu Kamijoh

Mgmt

For

Elect Hidenori Tanaka

Mgmt

For

Elect Yohichi Katoh

Mgmt

For

Elect Junji Watari

Mgmt

For

Elect Toshio Mizokami

Mgmt

For

Elect Masaki Oga

Mgmt

For

Elect Yoshihiro Iwata

Mgmt

For

Elect Hiroshi Tanaka

Mgmt

For

Elect Shigehiko Hattori

Mgmt

For

Elect Teruhiko Ikeda

Mgmt

For

Elect Tsugio Yada as Alternate Statutory Auditor

Mgmt

For

Renewal of Takeover Defense Plan

Mgmt

For

Against

Sasol Limited

Ticker

Security ID:

Meeting Date

Meeting Status

SOL

CUSIP 803866300

11/22/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Re-elect Nolitha Fakude

Mgmt

For

Re-elect Mandla Gantsho

Mgmt

For

Re-elect Imogen Mkhize

Mgmt

For

Elect Johnson Njeke

Mgmt

For

Against

Elect Paul Victor

Mgmt

For

Appointment of Auditor

Mgmt

For

Elect Audit Committee Member (Beggs)

Mgmt

For

Elect Audit Committee Member (Mkhize)

Mgmt

For

Elect Audit Committee Member (Njeke)

Mgmt

For

Against

Elect Audit Committee Member (Westwell)

Mgmt

For

Approve Remuneration Policy

Mgmt

For

Approve NEDs’ Fees

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Repurchase Shares (Directors/Prescribed Officers)

Mgmt

For

Swatch Group Ltd. (The)

Ticker

Security ID:

Meeting Date

Meeting Status

UHR

CINS H83949141

05/14/2014

Take No Action

Meeting Type

Country of Trade

Annual

Switzerland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

TNA

N/A

Ratification of Board and

Mgmt

For

TNA

N/A

Management Acts

Allocation of Profits/Dividends

Mgmt

For

TNA

N/A

Elect Nayla Hayek

Mgmt

For

TNA

N/A

Elect Esther Grether

Mgmt

For

TNA

N/A

Elect Ernst Tanner

Mgmt

For

TNA

N/A

Elect Georges Hayek

Mgmt

For

TNA

N/A

Elect Claude Nicollier

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth

Mgmt

For

TNA

N/A

Elect Nayla Hayek as Chairwoman

Mgmt

For

TNA

N/A

Elect Nayla Hayek as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Esther Grether as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Ernst Tanner as Compensation Committee Member

Mgmt

Against

TNA

N/A

Elect Georges Hayek as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Claude Nicollier as Compensation Committee Member

Mgmt

For

TNA

N/A

Elect Jean-Pierre Roth as Compensation Committee Member

Mgmt

For

TNA

N/A

Appointment of Independent Proxy

Mgmt

For

TNA

N/A

Appointment of Auditor

Mgmt

For

TNA

N/A

Transaction of Other Business

Mgmt

For

TNA

N/A

Non-Voting Meeting Note

N/A

TNA

N/A

Teva Pharmaceutical Industries
Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

TEVA

CUSIP 881624209

02/24/2014

Voted

Meeting Type

Country of Trade

Special

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

CEO Employment Terms

Mgmt

For

Teva Pharmaceutical Industries
Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

TEVA

CUSIP 881624209

08/27/2013

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Moshe Many

Mgmt

For

Elect Arie S. Belldegrun

Mgmt

For

Elect Amir Elstein

Mgmt

For

Elect Yitzhak Peterburg

Mgmt

For

Cash Bonus for President and CEO

Mgmt

For

Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

Mgmt

N/A

For

N/A

Bonus Plan for President and CEO

Mgmt

For

Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

Mgmt

N/A

For

N/A

Approval of Compensation Policy

Mgmt

For

Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.

Mgmt

N/A

For

N/A

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor and Authority to Set Fees

Mgmt

For

The ADT Corporation

Ticker

Security ID:

Meeting Date

Meeting Status

ADT

CUSIP 00101J106

03/13/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Elect Thomas J. Colligan

Mgmt

For

Elect Richard J. Daly

Mgmt

For

Elect Timothy M. Donahue

Mgmt

For

Elect Robert M. Dutkowsky

Mgmt

For

Elect Bruce S. Gordon

Mgmt

For

Elect Naren K. Gursahaney

Mgmt

For

Elect Bridgette Heller

Mgmt

For

Elect Kathleen W. Hyle

Mgmt

For

Ratification of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Total Produce Plc

Ticker

Security ID:

Meeting Date

Meeting Status

T7O

CINS G8983Q109

05/23/2014

Voted

Meeting Type

Country of Trade

Annual

Ireland

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Elect Carl P. McCann

Mgmt

For

Elect J. Frank Gernon

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Authority to Set Price Range for Re-Issuance of Treasury Shares

Mgmt

For

Transocean Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

RIG

CUSIP H8817H100

05/16/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Ratification of Board and Management Acts

Mgmt

For

Allocation of Available Earnings

Mgmt

For

Dividend from Capital Reserves

Mgmt

For

Authorized Share Capital

Mgmt

For

Reduce Board Size to 11

Mgmt

For

Amendments to Articles (Elections; Assorted Changes)

Mgmt

For

Amendments to Articles (Ratification of Compensation)

Mgmt

For

Amendments to Articles (Supplementary Amount)

Mgmt

For

Amendments to Articles (Principles of Compensation)

Mgmt

For

Amendments to Articles (Employment Contracts)

Mgmt

For

Amendments to Articles (External Mandates)

Mgmt

For

Amendments to Articles (Loans and Retirement Benefits)

Mgmt

For

Adoption of Majority Vote for Election of Directors

Mgmt

For

Adoption of Advance Notice Requirement in Order to Conform with German Articles

Mgmt

For

Elect Ian C. Strachan

Mgmt

For

Elect Glyn Barker

Mgmt

For

Elect Vanessa C.L. Chang

Mgmt

For

Elect Frederico F. Curado

Mgmt

For

Elect Chad Deaton

Mgmt

For

Elect Martin B. McNamara

Mgmt

For

Elect Samuel J. Merksamer

Mgmt

For

Elect Edward R. Muller

Mgmt

For

Elect Steven L. Newman

Mgmt

For

Elect TAN Ek Kia

Mgmt

For

Elect Vincent J. Intrieri

Mgmt

For

Election of Chairman

Mgmt

For

Elect Director Curado to Compensation Committee Member

Mgmt

For

Elect Director McNamara to Compensation Committee Member

Mgmt

For

Elect Director Tan Ek Kia to Compensation Committee Member

Mgmt

For

Elect Vincent Intrieri to Compensation Committee Member

Mgmt

For

Appointment of Independent Proxy

Mgmt

For

Appointment of Auditor

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

Amendment to the Long-Term Incentive Plan for Purposes of Section 162(m) of the IRC

Mgmt

For

Tyco International Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

TYC

CUSIP H89128104

03/05/2014

Voted

Meeting Type

Country of Trade

Annual

United States

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Ratification of Board Acts

Mgmt

For

Elect Edward D. Breen

Mgmt

For

Elect Herman E. Bulls

Mgmt

For

Elect Michael E. Daniels

Mgmt

For

Elect Frank M. Drendel

Mgmt

For

Elect Brian Duperreault

Mgmt

For

Elect Rajiv L. Gupta

Mgmt

For

Elect George R. Oliver

Mgmt

For

Elect Brendan R. O’Neill

Mgmt

For

Elect Jurgen Tinggren

Mgmt

For

Elect Sandra S. Wijnberg

Mgmt

For

Elect R. David Yost

Mgmt

For

Election of Chairman of the Board

Mgmt

For

Elect Rajiv L. Gupta

Mgmt

For

Elect Sandra S. Wijnberg

Mgmt

For

Elect R. David Yost

Mgmt

For

Appointment of Deloitte AG

Mgmt

For

Appointment of Deloitte and Touche

Mgmt

For

Appointment of PricewaterhouseCoopers AG as Special Auditor

Mgmt

For

Election Of Independent Proxy

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Approval of Ordinary Cash Dividend

Mgmt

For

Advisory Vote on Executive Compensation

Mgmt

For

UBM plc

Ticker

Security ID:

Meeting Date

Meeting Status

UBM

CINS G91709108

05/20/2014

Voted

Meeting Type

Country of Trade

Annual

Jersey

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Remuneration Policy (Binding)

Mgmt

For

Remuneration Report (Advisory)

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Appointment of Auditor

Mgmt

For

Authority to Set Auditor’s Fees

Mgmt

For

Elect Tim Cobbold

Mgmt

For

Elect John McConnell

Mgmt

For

Elect Helen Alexander

Mgmt

For

Elect Alan Gillespie

Mgmt

For

Elect Robert Gray

Mgmt

For

Elect Pradeep Kar

Mgmt

For

Elect Greg Lock

Mgmt

For

Elect Terry Neill

Mgmt

For

Elect Jonathan Newcomb

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

2014 Performance Share Plan

Mgmt

For

International Sharesave Plan

Mgmt

For

Authority to Set General Meeting Notice Period at 14 Days

Mgmt

For

Authority to Issue Shares w/o Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Amendments to Articles

Mgmt

For

UOB Kay Hian Holdings Limited

Ticker

Security ID:

Meeting Date

Meeting Status

U10

CINS Y92991101

04/29/2014

Voted

Meeting Type

Country of Trade

Annual

Singapore

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Accounts and Reports

Mgmt

For

Against

Allocation of Profits/Dividends

Mgmt

For

Directors’ Fees

Mgmt

For

Elect Walter TUNG Tau Chyr

Mgmt

For

Elect NEO Chin Sang

Mgmt

For

Elect Francis LEE Chin Yong

Mgmt

For

Against

Appointment of Auditor and Authority to Set Fees

Mgmt

For

Against

Authority to Issue Shares w/ or w/o Preemptive Rights

Mgmt

For

Authority to Issue Shares under the UOB-Kay Hian Holdings Limited Scrip Dividend Scheme

Mgmt

For

Transaction of Other Business

Mgmt

For

Against

Wolters Kluwer NV

Ticker

Security ID:

Meeting Date

Meeting Status

WKL

CINS ADPV09931

04/23/2014

Voted

Meeting Type

Country of Trade

Annual

Netherlands

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Accounts and Reports

Mgmt

For

Allocation of Profits/Dividends

Mgmt

For

Ratification of Management Board Acts

Mgmt

For

Ratification of Supervisory Board Acts

Mgmt

For

Elect Rima Qureshi to the Supervisory Board

Mgmt

For

Authority to Issue Shares w/ Preemptive Rights

Mgmt

For

Authority to Suppress Preemptive Rights

Mgmt

For

Authority to Repurchase Shares

Mgmt

For

Appointment of Auditor

Mgmt

For

Non-Voting Agenda Item

N/A

Non-Voting Agenda Item

N/A

Yamaha Motor Co. Ltd.

Ticker

Security ID:

Meeting Date

Meeting Status

7272

CINS J95776126

03/25/2014

Voted

Meeting Type

Country of Trade

Annual

Japan

Issue No.

Description

Proponent

Mgmt Rec

Vote Cast

For/Agnst

Mgmt

Non-Voting Meeting Note

N/A

Allocation of Profits/Dividends

Mgmt

For

Elect Hiroyuki Yanagi

Mgmt

For

Against

Elect Takaaki Kimura

Mgmt

For

Elect Kohzoh Shinozaki

Mgmt

For

Elect Nobuya Hideshima

Mgmt

For

Elect Masahiro Takizawa

Mgmt

For

Elect Hiroyuki Suzuki

Mgmt

For

Elect Yoshiaki Hashimoto

Mgmt

For

Elect Masamitsu Sakurai

Mgmt

For

Elect Tamotsu Adachi

Mgmt

For

Elect Katsuaki Watanabe

Mgmt

For

Elect Toshizumi Katoh

Mgmt

For

Elect Takuya Nakata

Mgmt

For

Elect Masayuki Satake as Alternate Statutory Auditor

Mgmt

For

Bonus

Mgmt

For

Directors’ Compensation Policy

Mgmt

For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

BROWN CAPITAL MANAGEMENT MUTUAL FUNDS


By:	(Signature and Title)	/s/ *Keith A. Lee*
		Keith A. Lee
		Trustee, President and Principal Executive Officer

Date: August 11, 2014

Dates Referenced Herein and Documents Incorporated by Reference

This ‘N-PX’ Filing	Date	Other Filings

Filed on / Effective on:	8/18/14
	8/11/14
For Period End:	6/30/14	N-Q
	7/1/13
		List all Filings

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Filing Submission 0001209286-14-000432 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Brown Capital Management Mutual Funds – ‘N-PX’ for 6/30/14

On: Monday, 8/18/14, at 5:25pm ET · Effective: 8/18/14 · For: 6/30/14 · Accession #: 1209286-14-432 · File #: 811-06199

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Proxy Voting Record Annual Report by a Management Investment Company — Form N-PXFiling Table of Contents

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Dates Referenced Herein and Documents Incorporated by Reference

Proxy Voting Record Annual Report by a Management Investment Company — Form N-PX
Filing Table of Contents