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Goldman Sachs Group Inc. – ‘8-K’ for 4/15/24

On:  Monday, 4/15/24, at 7:32am ET   ·   For:  4/15/24   ·   Accession #:  1193125-24-95511   ·   File #:  1-14965

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/15/24  Goldman Sachs Group Inc.          8-K:2,7,9   4/15/24   13:5.7M                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     45K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    471K 
 3: EX-99.2     Miscellaneous Exhibit                               HTML     38K 
 8: R1          Document and Entity Information                     HTML     70K 
10: XML         IDEA XML File -- Filing Summary                      XML     13K 
13: XML         XBRL Instance -- d817877d8k_htm                      XML     41K 
 9: EXCEL       IDEA Workbook of Financial Report Info              XLSX      9K 
 5: EX-101.DEF  XBRL Definitions -- gs-20240415_def                  XML     48K 
 6: EX-101.LAB  XBRL Labels -- gs-20240415_lab                       XML     82K 
 7: EX-101.PRE  XBRL Presentations -- gs-20240415_pre                XML     51K 
 4: EX-101.SCH  XBRL Schema -- gs-20240415                           XSD     18K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               16±    25K 
12: ZIP         XBRL Zipped Folder -- 0001193125-24-095511-xbrl      Zip     64K 


‘8-K’   —   Current Report

Document Table of Contents

Page (sequential)   (alphabetic) Top
 
11st Page  –  Filing Submission
"Item 2.02 Results of Operations and Financial Condition
"Item 7.01 Regulation FD Disclosure
"Item 9.01 Financial Statements and Exhibits
"Signature

This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX: 
  8-K  
 i GOLDMAN SACHS GROUP INC  i Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.375% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series K  i 5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II  i NY  i false  i 0000886982 0000886982 2024-04-15 2024-04-15 0000886982 us-gaap:CommonStockMember 2024-04-15 2024-04-15 0000886982 us-gaap:SeriesAPreferredStockMember 2024-04-15 2024-04-15 0000886982 us-gaap:SeriesCPreferredStockMember 2024-04-15 2024-04-15 0000886982 us-gaap:SeriesDPreferredStockMember 2024-04-15 2024-04-15 0000886982 us-gaap:FixedIncomeInterestRateMember 2024-04-15 2024-04-15 0000886982 gs:M5.793FixedToFloatingRateNormalAutomaticPreferredEnhancedCapitalSecuritiesOfGoldmanSachsCapitalIiMember 2024-04-15 2024-04-15 0000886982 gs:FloatingRateNormalAutomaticPreferredEnhancedCapitalSecuritiesOfGoldmanSachsCapitalIiiMember 2024-04-15 2024-04-15 0000886982 gs:MediumTermNotesSeriesFCallableFixedAndFloatingRateNotesDueMarch2031OfGsFinanceCorpMember 2024-04-15 2024-04-15 0000886982 gs:MediumTermNotesSeriesFCallableFixedAndFloatingRateNotesDueMay2031OfGsFinanceCorpMember 2024-04-15 2024-04-15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form  i 8-K

 

          CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
  Date of Report (Date of earliest event reported):  i April 15, 2024

The Goldman Sachs Group, Inc.

(Exact name of registrant as specified in its charter)

Commission File Number:  i 001-14965

 

 i Delaware    i 13-4019460

(State or other jurisdiction of

incorporation)

 

(IRS Employer

Identification No.)

 i 200 West Street,  i New York, N.Y.    i 10282
(Address of principal executive offices)   (Zip Code)

 i (212)  i 902-1000

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading
Symbol
 

Exchange

on which

registered

 i Common stock, par value $.01 per share    i GS    i NYSE
 i Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series A    i GS PrA    i NYSE
 i Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series C    i GS PrC    i NYSE
 i Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series D    i GS PrD    i NYSE
Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.375% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series K    i GS PrK    i NYSE
5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II    i GS/43PE    i NYSE
 i Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital III    i GS/43PF    i NYSE
 i Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due March 2031 of GS Finance Corp.    i GS/31B    i NYSE
 i Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due May 2031 of GS Finance Corp.    i GS/31X    i NYSE

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


TABLE OF CONTENTS

 

Item 2.02 Results of Operations and Financial Condition

  

Item 7.01 Regulation FD Disclosure

  

Item 9.01 Financial Statements and Exhibits

  

SIGNATURE

  

Exhibit 99.1: PRESS RELEASE

  

Exhibit 99.2: PRESENTATION

  


Item 2.02 Results of Operations and Financial Condition.

On April 15, 2024, The Goldman Sachs Group, Inc. (Group Inc. and, together with its consolidated subsidiaries, the firm) reported its earnings for the first quarter ended March 31, 2024. A copy of Group Inc.’s press release containing this information is attached as Exhibit 99.1 to this Report on Form 8-K and is incorporated herein by reference.

Item 7.01 Regulation FD Disclosure.

On April 15, 2024, at 9:30 a.m. (ET), the firm will hold a conference call to discuss the firm’s financial results, outlook and related matters. A copy of the presentation for the conference call is attached as Exhibit 99.2 to this Report on Form 8-K.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

  99.1

Press release of Group Inc. dated April 15, 2024 containing financial information for its first quarter ended March 31, 2024.

The quotation on page 1 of Exhibit 99.1 and the information under the caption “Highlights” on the following page (Excluded Sections) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (Exchange Act) or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of Group Inc. under the Securities Act of 1933 or the Exchange Act. The information included in Exhibit 99.1, other than in the Excluded Sections, shall be deemed “filed” for purposes of the Exchange Act.

 

  99.2

Presentation of Group Inc. dated April 15, 2024, for the conference call on April 15, 2024.

Exhibit 99.2 is being furnished pursuant to Item 7.01 of Form 8-K and the information included therein shall not be deemed “filed” for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of Group Inc. under the Securities Act of 1933 or the Exchange Act.

 

  101

Pursuant to Rule 406 of Regulation S-T, the cover page information is formatted in iXBRL (Inline eXtensible Business Reporting Language).

 

  104

Cover Page Interactive Data File (formatted in iXBRL in Exhibit 101).


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    THE GOLDMAN SACHS GROUP, INC.
 
            (Registrant)  
Date: April 15, 2024     By:  

/s/ Denis P. Coleman III

 
                                Name: Denis P. Coleman III  
      Title:   Chief Financial Officer  

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:4/15/24424B2
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