SEC Info - Goldman Sachs Group Inc. - ‘8-K’ for 4/10/24

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form i 8-K


		CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

		Date of Report (Date of earliest event reported): i April 10, 2024

Commission File Number: 001-14965

The Goldman Sachs Group, Inc.

(Exact name of registrant as specified in its charter)


i Delaware		i 13-4019460
(State or other jurisdiction of incorporation or organization)		(IRS Employer Identification No.)

i 200 West Street, i New York, N.Y.		i 10282
(Address of principal executive offices)		(Zip Code)

i (212) i 902-1000

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol	Exchange on which registered

i Common stock, par value $.01 per share	i GS	i NYSE

i Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series A	i GS PrA	i NYSE

i Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series C	i GS PrC	i NYSE

i Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series D	i GS PrD	i NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of 6.375% Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series K	i GS PrK	i NYSE

5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II	i GS/43PE	i NYSE

i Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital III	i GS/43PF	i NYSE

i Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due March 2031 of GS Finance Corp.	i GS/31B	i NYSE

i Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due May 2031 of GS Finance Corp.	i GS/31X	i NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b) Philip Berlinski, currently Global Treasurer of The Goldman Sachs Group, Inc. (the Registrant) and a named executive officer in the Registrant’s most recent proxy statement, has determined to retire as Global Treasurer, effective May 1, 2024 and will retire from the Registrant on June 1, 2024. Mr. Berlinski also serves as CEO of Goldman Sachs Bank USA and as interim Head of Platform Solutions and will similarly retire from such roles.

Item 8.01 Other Events

Effective May 1, 2024, Carey Halio will become Global Treasurer of the Registrant, with transition to such role to begin immediately.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


	THE GOLDMAN SACHS GROUP, INC.
			(Registrant)

Date: April 12, 2024	By:	/s/ *Kathryn H. Ruemmler*
		Name: Kathryn H. Ruemmler
		Title: Chief Legal Officer and General Counsel

This ‘8-K’ Filing	Date	Other Filings

	6/1/24
	5/1/24
Filed on:	4/12/24	424B2
For Period end:	4/10/24	424B2
		List all Filings

Goldman Sachs Group Inc. – ‘8-K’ for 4/10/24

On: Friday, 4/12/24, at 9:14am ET · For: 4/10/24 · Accession #: 1193125-24-94012 · File #: 1-14965

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